0001082834-11-000008.txt : 20110420 0001082834-11-000008.hdr.sgml : 20110420 20110420094334 ACCESSION NUMBER: 0001082834-11-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110420 DATE AS OF CHANGE: 20110420 EFFECTIVENESS DATE: 20110420 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERISERV TRUST & FINANCIAL SERVICES CO CENTRAL INDEX KEY: 0001082834 IRS NUMBER: 000000000 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04419 FILM NUMBER: 11769598 BUSINESS ADDRESS: STREET 1: MAIN & FRANKLIN STREET CITY: JOHNSTOWN STATE: PA ZIP: 15901 BUSINESS PHONE: 8145335378 MAIL ADDRESS: STREET 1: MAIN & FRANKLIN STREET CITY: JOHNSTOWN STATE: PA ZIP: 15901 FORMER COMPANY: FORMER CONFORMED NAME: USBANCORP TRUST CO/PA DATE OF NAME CHANGE: 19990507 13F-HR 1 asf0311.txt 03/31/2011 13F 13F-HR 3/31/11 0001082834 @khtk4hg NONE Deborah A. Moraca (814)533-5109 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE REPORT FOR THE CALENDAR YEAR OR QUARTER ENDED: 3/31/11 CHECK HERE IF AMENDMENT ( ); AMENDMENT NUMBER: THIS AMENDMENT (CHECK ONLY ONE.): ( ) IS A RESTATEMENT. ( ) ADDS NEW HOLDINGS ENTRIES INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT: NAME: AmeriServ Trust and Financial Services ADDRESS: AmeriServ Financial Building 216 Franklin Street Johnstown, PA 15901 THE INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT AND THE PERSON BY WHOM IT IS SIGNED HEREBY REPRESENT THAT THE PERSON SIGNING THE REPORT IS AUTHORIZED TO SUBMIT IT, THAT ALL INFORMATION CONTAINED HEREIN IS TRUE, CORRECT AND COMPLETE, AND THAT IT IS UNDERSTOOD THAT ALL REQUIRED ITEMS, STATEMENTS SCHEDULES, LISTS, AND TABLES, ARE CONSIDERED INTEGRAL PARTS OF THIS FORM. PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER: NAME: Michael P Geiser TITLE: Vice President & Manager PHONE: (814)533-5378 SIGNATURE,PLACE,AND DATE OF SIGNING: Michael P Geiser Johnstown, PA 4/11/11 REPORT TYPE (CHECK ONLY ONE.): ( X) 13F HOLDINGS REPORT ( ) 13F NOTICE ( ) 13F COMBINATION REPORT LIST OF OTHER MANAGERS REPORTING FOR THIS MANAGER: NONE I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 69 FORM 13F INFORMATION TABLE VALUE TOTAL: $62,791 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AT&T INC COM 00206R102 576 18812 SH SOLE 18812 0 0 AT&T INC COM 00206R102 29 956 SH OTHER 956 0 0 AGRIUM INC COM 008916108 314 3408 SH SOLE 3408 0 0 AGRIUM INC COM 008916108 20 212 SH OTHER 212 0 0 ALTRIA GROUP INC COM 02209S103 938 36033 SH SOLE 36033 0 0 ALTRIA GROUP INC COM 02209S103 51 1950 SH OTHER 1950 0 0 AMERISERV FINL INC COM 03074A102 1200 506407 SH SOLE 506407 0 0 AMERISERV FINL INC COM 03074A102 50 21176 SH OTHER 21176 0 0 APPLE INC COM 037833100 2095 6011 SH SOLE 6011 0 0 APPLE INC COM 037833100 204 584 SH OTHER 584 0 0 BARD C R INC COM 067383109 388 3905 SH SOLE 3905 0 0 BARD C R INC COM 067383109 97 980 SH OTHER 980 0 0 BERKSHIRE HATHAWAY INC DEL COM 084670702 145 1734 SH SOLE 1734 0 0 BERKSHIRE HATHAWAY INC DEL COM 084670702 109 1299 SH OTHER 1299 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 715 27069 SH SOLE 27069 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 60 2259 SH OTHER 2259 0 0 CSX CORP COM 126408103 566 7206 SH SOLE 7206 0 0 CSX CORP COM 126408103 64 814 SH OTHER 414 400 0 CITIGROUP INC COM 172967101 642 145209 SH SOLE 145209 0 0 CITIGROUP INC COM 172967101 60 13511 SH OTHER 13511 0 0 DANAHER CORP COM 235851102 762 14673 SH SOLE 14673 0 0 DANAHER CORP COM 235851102 72 1385 SH OTHER 1385 0 0 DUPONT EI DE NEMOURS & CO COM 263534109 981 17842 SH SOLE 17842 0 0 DUPONT EI DE NEMOURS & CO COM 263534109 69 1253 SH OTHER 1253 0 0 EATON CORP COM 278058102 628 11323 SH SOLE 11323 0 0 EATON CORP COM 278058102 68 1230 SH OTHER 1230 0 0 EXXON MOBIL CORP COM 30231G102 621 7382 SH SOLE 7382 0 0 EXXON MOBIL CORP COM 30231G102 61 725 SH OTHER 125 600 0 FNB CORP COM 302520101 373 35431 SH SOLE 35431 0 0 FIFTH THIRD BANCORP COM 316773100 143 10329 SH SOLE 10329 0 0 FORD MOTOR CO DEL COM 345370860 507 34011 SH SOLE 34011 0 0 FORD MOTOR CO DEL COM 345370860 47 3171 SH OTHER 3171 0 0 FRESENIUS MED CARE AG&CO ADR COM 358029106 367 5441 SH SOLE 5441 0 0 GOOGLE INC CL A 38259P508 212 362 SH SOLE 362 0 0 GOOGLE INC CL A 38259P508 23 40 SH OTHER 40 0 0 HUNTINGTON BANCSHARES COM 446150104 127 19134 SH SOLE 19134 0 0 ISHARES MSCI BRAZIL 464286400 2372 30606 SH SOLE 30271 0 335 ISHARES MSCI BRAZIL 464286400 179 2306 SH OTHER 2306 0 0 ISHARES TR HIGH YIELD CORP 464288513 10012 108872 SH SOLE 108872 0 0 ISHARES TR HIGH YIELD CORP 464288513 262 2853 SH OTHER 2853 0 0 ISHARES TR US US PFD STK IDX 464288687 2511 63336 SH SOLE 63336 0 0 ISHARES TR US US PFD STK IDX 464288687 148 3725 SH OTHER 3725 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 3900 106077 SH SOLE 106077 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 293 7968 SH OTHER 7968 0 0 JOHNSON & JOHNSON COM 478160104 735 12398 SH SOLE 12398 0 0 JOHNSON & JOHNSON COM 478160104 61 1030 SH OTHER 1030 0 0 LILLY ELI & CO COM 532457108 245 6968 SH SOLE 6968 0 0 MCDONALDS CORP COM 580135101 615 8086 SH SOLE 8086 0 0 MCDONALDS CORP COM 580135101 101 1333 SH OTHER 1333 0 0 MERCK & CO INC NEW COM 58933Y105 290 8788 SH SOLE 8788 0 0 MERCK & CO INC NEW COM 58933Y105 14 410 SH OTHER 410 0 0 NEW YORK MTG TR INC COM PAR $0.02 649604501 78 11000 SH SOLE 11000 0 0 PENNSYLVANIA RL ESTATE INVT SH BEN INT 709102107 1469 102976 SH SOLE 102976 0 0 PEPSICO INC COM 713448108 570 8845 SH SOLE 8845 0 0 PEPSICO INC COM 713448108 62 958 SH OTHER 958 0 0 PHILIP MORRIS INTL INC COM 718172109 919 14005 SH SOLE 14005 0 0 PHILIP MORRIS INTL INC COM 718172109 66 1000 SH OTHER 1000 0 0 SPDR TR UNIT SER 1 78462F103 17857 134680 SH SOLE 134680 0 0 SPDR TR UNIT SER 1 78462F103 2582 19471 SH OTHER 19471 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 2527 18067 SH SOLE 18067 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 167 1191 SH OTHER 1191 0 0 UNITED TECHNOLOGIES CORP COM 913017109 589 6954 SH SOLE 6954 0 0 UNITED TECHNOLOGIES CORP COM 913017109 17 204 SH OTHER 204 0 0 VERIZON COMMUNICATIONS COM 92343V104 273 7096 SH SOLE 7096 0 0 VERIZON COMMUNICATIONS COM 92343V104 14 375 SH OTHER 375 0 0 VMWARE INC CL A COM 928563402 221 2714 SH SOLE 2714 0 0 VMWARE INC CL A COM 928563402 24 300 SH OTHER 300 0 0 WAL MART STORES INC COM 931142103 182 3500 SH SOLE 3500 0 0 WAL MART STORES INC COM 931142103 52 1006 SH OTHER 1006 0 0