0001193125-12-052488.txt : 20120210 0001193125-12-052488.hdr.sgml : 20120210 20120210160536 ACCESSION NUMBER: 0001193125-12-052488 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120210 DATE AS OF CHANGE: 20120210 EFFECTIVENESS DATE: 20120210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARVARD MANAGEMENT CO INC CENTRAL INDEX KEY: 0001082621 IRS NUMBER: 237361259 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03879 FILM NUMBER: 12592918 BUSINESS ADDRESS: STREET 1: 600 ATLANTIC AVENUE CITY: BOSTON STATE: MA ZIP: 02210-2203 BUSINESS PHONE: 6175234400 MAIL ADDRESS: STREET 1: 600 ATLANTIC AVENUE CITY: BOSTON STATE: MA ZIP: 02210-2203 13F-HR 1 d297139d13fhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [_]; Amendment Number: __________ This amendment (Check only one.): [_] is a restatement. [_] adds new holding entries. Institutional Investment Manager Filing this Report: Name: Harvard Management Company, Inc. Address: 600 Atlantic Avenue Boston, MA 02210 13F File Number: 028-03879 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kathryn I. Murtagh Title: Managing Director - Chief Compliance Officer Phone: (617) 523-4400 Signature, Place, and Date of signing: /s/ Kathryn Murtagh, Boston, MA, February 10, 2012 Report Type (Check only one.): [X] 13F Holdings Report. [_] 13F Notice. [_] 13F Combination Report. FORM 13F SUMMARY PAGE Report Summary: Number of other Included Managers: 0 Form 13F Information Table Entry Total: 91 Form 13F Information Table Value Total (thousands): 1,050,461 List of Other Included Managers: NONE
VOTING AUTHORITY --------------------- MARKET CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT NAME OF ISSUER TITLE OF CLASS NUMBER (X1000) PRN AMT PRN CALL DISCRETION SOLE SHARED NONE -------------- ---------------- ----------- ------- --------- --- ---- ---------- --------- ------ ---- AIRMEDIA GROUP INC SPONSORED ADR 009411 10 9 472 130,000 SH SOLE 130,000 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W 10 5 22,523 996,573 SH SOLE 996,573 0 0 ATLAS ENERGY LP COM UNITS LP 04930A 10 4 5,234 215,410 SH SOLE 215,410 0 0 BANCO BRADESCO S A SP ADR PFD NEW 059460 30 3 2,539 152,219 SH SOLE 152,219 0 0 BANCO SANTANDER CHILE NEW SP ADR REP COM 05965X 10 9 379 5,000 SH SOLE 5,000 0 0 BARCLAYS BK PLC IPMS INDIA ETN 06739F 29 1 37,757 809,884 SH SOLE 809,884 0 0 BLDRS INDEX FDS TR EMER MK 50 ADR 09348R 30 0 442 11,600 SH SOLE 11,600 0 0 BRF-BRASIL FOODS S A SPONSORED ADR 10552T 10 7 587 30,000 SH SOLE 30,000 0 0 CAMELOT INFORMATION SYS INC ADS RP ORD SHS 13322V 10 5 143 50,000 SH SOLE 50,000 0 0 CEMEX SAB DE CV SPON ADR NEW 151290 88 9 2,561 475,180 SH SOLE 475,180 0 0 CHINA LIFE INS CO LTD SPON ADR REP H 16939P 10 6 1,278 34,571 SH SOLE 34,571 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M 10 9 4,099 84,525 SH SOLE 84,525 0 0 CHINA REAL ESTATE INFO CORP ADR 16948Q 10 3 81 20,000 SH SOLE 20,000 0 0 CNOOC LTD SPONSORED ADR 126132 10 9 2,397 13,722 SH SOLE 13,722 0 0 COCA COLA FEMSA S A B DE C V SPON ADR REP L 191241 10 8 1,542 16,200 SH SOLE 16,200 0 0 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W 20 3 1,263 35,000 SH SOLE 35,000 0 0 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409 60 1 178 10,000 SH SOLE 10,000 0 0 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448 10 4 4,927 128,500 SH SOLE 128,500 0 0 CREDICORP LTD COM G2519Y 10 8 5,068 46,300 SH SOLE 46,300 0 0 CUMULUS MEDIA INC CL A 231082 10 8 91 27,281 SH SOLE 27,281 0 0 EMPRESA NACIONAL DE ELCTRCID SPONSORED ADR 29244T 10 1 1,175 26,490 SH SOLE 26,490 0 0 ENERSIS S A SPONSORED ADR 29274F 10 4 1,074 60,939 SH SOLE 60,939 0 0 FIBRIA CELULOSE S A SP ADR REP COM 31573A 10 9 155 20,000 SH SOLE 20,000 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419 10 6 5,598 80,300 SH SOLE 80,300 0 0 GOODRICH CORP COM 382388 10 6 104,527 845,000 SH SOLE 845,000 0 0 GRUPO TELEVISA SA SPON ADR REP ORD 40049J 20 6 4,306 204,450 SH SOLE 204,450 0 0 HDFC BANK LTD ADR REPS 3 SHS 40415F 10 1 920 35,005 SH SOLE 35,005 0 0 INFOSYS LTD SPONSORED ADR 456788 10 8 1,028 20,000 SH SOLE 20,000 0 0 ISHARES INC MSCI BRAZIL 464286 40 0 293,506 5,114,244 SH SOLE 5,114,244 0 0 ISHARES INC MSCI CHILE INVES 464286 64 0 29,717 514,945 SH SOLE 514,945 0 0 ISHARES INC MSCI MALAYSIA 464286 83 0 4,619 344,719 SH SOLE 344,719 0 0 ISHARES INC MSCI MEX INVEST 464286 82 2 29,269 544,432 SH SOLE 544,432 0 0 ISHARES INC MSCI S KOREA 464286 77 2 47,286 904,827 SH SOLE 904,827 0 0 ISHARES INC MSCI TAIWAN 464286 73 1 433 37,015 SH SOLE 37,015 0 0 ISHARES INC MSCI TURKEY FD 464286 71 5 13,655 331,912 SH SOLE 331,912 0 0 ISHARES TR FTSE CHINA25 IDX 464287 18 4 77,486 2,222,145 SH SOLE 2,222,145 0 0 ISHARES TR MSCI EAFE INDEX 464287 46 5 5,647 114,006 SH SOLE 114,006 0 0 ISHARES TR PHILL INVSTMRK 46429B 40 8 4,656 197,556 SH SOLE 197,556 0 0 ISHARES TR POLND INVT MKT 46429B 60 6 5,943 274,646 SH SOLE 274,646 0 0 ISHARES TR RUSSELL 2000 464287 65 5 2,484 33,713 SH SOLE 33,713 0 0 ISHARES TR S&P 500 INDEX 464287 20 0 14,113 112,042 SH SOLE 112,042 0 0 ISHARES TR S&P LTN AM 40 464287 39 0 786 18,472 SH SOLE 18,472 0 0
ISHARES TR S&P MIDCAP 400 464287 50 7 3,097 35,345 SH SOLE 35,345 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562 10 6 3,120 168,099 SH SOLE 168,099 0 0 KB FINANCIAL GROUP INC SPONSORED ADR 48241A 10 5 900 28,712 SH SOLE 28,712 0 0 KOREA ELECTRIC PWR SPONSORED ADR 500631 10 6 567 51,637 SH SOLE 51,637 0 0 KT CORP SPONSORED ADR 48268K 10 1 486 31,088 SH SOLE 31,088 0 0 LAN AIRLINES S A SPONSORED ADR 501723 10 0 232 10,000 SH SOLE 10,000 0 0 LG DISPLAY CO LTD SPONS ADR REP 50186V 10 2 617 58,589 SH SOLE 58,589 0 0 MARKET VECTORS ETF TR INDONESIA ETF 57060U 75 3 46,552 1,635,134 SH SOLE 1,635,134 0 0 MARKET VECTORS ETF TR RUSSIA ETF 57060U 50 6 30,043 1,127,312 SH SOLE 1,127,312 0 0 MECHEL OAO SPONSORED ADR 583840 10 3 553 65,000 SH SOLE 65,000 0 0 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409 10 9 5,179 352,798 SH SOLE 352,798 0 0 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684 10 6 769 25,000 SH SOLE 25,000 0 0 PEBBLEBROOK HOTEL TR COM 70509V 10 0 49,817 2,597,352 SH SOLE 2,597,352 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V 10 1 3,171 135,000 SH SOLE 135,000 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V 40 8 2,112 85,000 SH SOLE 85,000 0 0 PHARMASSET INC COM 71715N 10 6 16,910 131,900 SH SOLE 131,900 0 0 PHARMERICA CORP COM 71714F 10 4 4,554 300,000 SH SOLE 300,000 0 0 PHILIPPINE LONG DISTANCE TEL SPONSORED ADR 718252 60 4 519 9,000 SH SOLE 9,000 0 0 POSCO SPONSORED ADR 693483 10 9 1,561 19,015 SH SOLE 19,015 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S 10 5 251 9,368 SH SOLE 9,368 0 0 POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B 40 8 4,505 155,987 SH SOLE 155,987 0 0 POWERSHS DB MULTI SECT COMM DB BASE METALS 73936B 70 5 2,510 134,594 SH SOLE 134,594 0 0 POWERSHS DB MULTI SECT COMM DB ENERGY FUND 73936B 10 1 5,465 197,880 SH SOLE 197,880 0 0 POWERSHS DB MULTI SECT COMM DB PREC MTLS 73936B 20 0 2,378 44,141 SH SOLE 44,141 0 0 QIHOO 360 TECHNOLOGY CO LTD ADS 74734M 10 9 157 10,000 SH SOLE 10,000 0 0 REPUBLIC SVCS INC COM 760759 10 0 689 25,000 SH SOLE 25,000 0 0 SERVICE CORP INTL COM 817565 10 4 9,254 868,924 SH SOLE 868,924 0 0 SILICONWARE PRECISION INDS L SPONSD ADR SPL 827084 86 4 47 10,753 SH SOLE 10,753 0 0 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635 10 5 1,616 30,000 SH SOLE 30,000 0 0 SONOSITE INC COM 83568G 10 4 1,135 21,076 SH SOLE 21,076 0 0 SOUTHERN COPPER CORP COM 84265V 10 5 3,297 109,240 SH SOLE 109,240 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y 10 7 6,302 39,500 SH SOLE 39,500 0 0 STATE BANCORP INC N.Y. COM 855716 10 6 8,762 718,158 SH SOLE 718,158 0 0 SUCCESSFACTORS INC COM 864596 10 1 67,779 1,700,000 SH SOLE 1,700,000 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039 10 0 813 62,972 SH SOLE 62,972 0 0 TATA MTRS LTD SPONSORED ADR 876568 50 2 169 10,000 SH SOLE 10,000 0 0 TELEFONICA BRASIL SA SPONSORED ADR 87936R 10 6 424 15,500 SH SOLE 15,500 0 0 THE9 LTD ADR 88337K 10 4 245 34,400 SH SOLE 34,400 0 0 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873 40 5 64 30,000 SH SOLE 30,000 0 0 VALE S A ADR 91912E 10 5 2,484 115,800 SH SOLE 115,800 0 0 VALE S A ADR REPSTG PFD 91912E 20 4 2,884 140,000 SH SOLE 140,000 0 0 VANCEINFO TECHNOLOGIES INC ADR 921564 10 0 109 12,000 SH SOLE 12,000 0 0 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042 85 8 6,183 161,807 SH SOLE 161,807 0 0 VISIONCHINA MEDIA INC SPONS ADR 92833U 10 3 121 97,600 SH SOLE 97,600 0 0 WILLIAMS COS INC DEL COM 969457 10 0 4,030 122,034 SH SOLE 122,034 0 0 WISDOMTREE TRUST INDIA ERNGS FD 97717W 42 2 5,464 350,229 SH SOLE 350,229 0 0
XUEDA ED GROUP SPONSORED ADR 98418W 10 9 173 49,692 SH SOLE 49,692 0 0 YAHOO INC COM 984332 10 6 403 25,000 SH SOLE 25,000 0 0 YUCHENG TECHNOLOGIES LTD COM G98777 10 8 45 20,000 SH SOLE 20,000 0 0