0001193125-11-221373.txt : 20110812 0001193125-11-221373.hdr.sgml : 20110812 20110812160607 ACCESSION NUMBER: 0001193125-11-221373 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110812 DATE AS OF CHANGE: 20110812 EFFECTIVENESS DATE: 20110812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARVARD MANAGEMENT CO INC CENTRAL INDEX KEY: 0001082621 IRS NUMBER: 42103580 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03879 FILM NUMBER: 111031432 BUSINESS ADDRESS: STREET 1: 600 ATLANTIC AVENUE CITY: BOSTON STATE: MA ZIP: 02210-2203 BUSINESS PHONE: 6175234400 MAIL ADDRESS: STREET 1: 600 ATLANTIC AVENUE CITY: BOSTON STATE: MA ZIP: 02210-2203 13F-HR 1 d13fhr.txt FORM 13-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 Check here if Amendment [_]; Amendment Number: __________ This amendment (Check only one.): [_] is a restatement. [_] adds new holding entries. Institutional Investment Manager Filing this Report: Name: Harvard Management Company, Inc. Address: 600 Atlantic Avenue Boston, MA 02210 13F File Number: 028-03879 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kathryn I. Murtagh Title: Managing Director - Chief Compliance Officer Phone: (617) 523-4400 Signature, Place, and Date of signing: /s/ Kathryn Murtagh, Boston, MA, August 12, 2011 Report Type (Check only one.): [X] 13F Holdings Report. [_] 13F Notice. [_] 13F Combination Report. FORM 13F SUMMARY PAGE Report Summary: Number of other Included Managers: 0 Form 13F Information Table Entry Total: 103 Form 13F Information Table Value Total (thousands): 1,208,936 List of Other Included Managers: NONE
Voting Authority ---------------------- Market CUSIP Value SHRS OR SH/ PUT/ Investment Name of Issuer Title of Class Number (X$1000) PRN AMT PRN CALL Discretion Sole Shared None ---------------------------- ---------------- ----------- ----------- --------- --- ---- ----------- ---------- ------ ---- ABINGTON BANCORP INC COM 00350L 10 9 859 82,317 SH SOLE 82,317 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W 10 5 25,646 475,983 SH SOLE 475,983 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128 20 6 2,092 49,700 SH SOLE 49,700 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A 10 8 5,528 95,292 SH SOLE 95,292 ATLAS ENERGY LP COM UNITS LP 04930A 10 4 5,318 244,710 SH SOLE 244,710 BANCO BRADESCO S A SP ADR PFD NEW 059460 30 3 615 30,019 SH SOLE 30,019 BANCO SANTANDER CHILE NEW SP ADR REP COM 05965X 10 9 469 5,000 SH SOLE 5,000 BARCLAYS BK PLC IPMS INDIA ETN 06739F 29 1 22,392 319,477 SH SOLE 319,477 BHP BILLITON PLC SPONSORED ADR 05545E 20 9 3,938 50,216 SH SOLE 50,216 BLACKROCK KELSO CAPITAL CORP COM 092533 10 8 424 47,300 SH SOLE 47,300 BRF-BRASIL FOODS S A SPONSORED ADR 10552T 10 7 347 20,000 SH SOLE 20,000 BUCYRUS INTL INC NEW COM 118759 10 9 18,836 205,501 SH SOLE 205,501 CALIPER LIFE SCIENCES INC *W EXP 08/10/201 130872 11 2 754 570,988 SH SOLE 570,988 CEMEX SAB DE CV SPON ADR NEW 151290 88 9 4,087 475,180 SH SOLE 475,180 CEPHALON INC COM 156708 10 9 13,983 175,000 SH SOLE 175,000 CHINA LIFE INS CO LTD SPON ADR REP H 16939P 10 6 2,829 54,571 SH SOLE 54,571 CHINA MOBILE LIMITED SPONSORED ADR 16941M 10 9 5,825 124,525 SH SOLE 124,525 CNOOC LTD SPONSORED ADR 126132 10 9 4,653 19,722 SH SOLE 19,722 COCA COLA FEMSA S A B DE C V SPON ADR REP L 191241 10 8 1,507 16,200 SH SOLE 16,200 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W 20 3 506 15,000 SH SOLE 15,000 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409 60 1 206 10,000 SH SOLE 10,000 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448 10 4 4,197 110,500 SH SOLE 110,500 CREDICORP LTD COM G2519Y 10 8 3,444 40,000 SH SOLE 40,000 DANVERS BANCORP INC COM 236442 10 9 10,464 465,570 SH SOLE 465,570 EMPRESA NACIONAL DE ELCTRCID SPONSORED ADR 29244T 10 1 1,513 26,490 SH SOLE 26,490 EMS TECHNOLOGIES INC COM 26873N 10 8 3,250 98,587 SH SOLE 98,587 ENERSIS S A SPONSORED ADR 29274F 10 4 1,408 60,939 SH SOLE 60,939 FIBRIA CELULOSE S A SP ADR REP COM 31573A 10 9 264 20,000 SH SOLE 20,000 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419 10 6 6,082 91,469 SH SOLE 91,469 FPIC INS GROUP INC COM 302563 10 1 909 21,801 SH SOLE 21,801 GLADSTONE INVT CORP COM 376546 10 7 529 74,096 SH SOLE 74,096 GOLD FIELDS LTD NEW SPONSORED ADR 38059T 10 6 1,783 122,200 SH SOLE 122,200 GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J 20 6 4,537 184,450 SH SOLE 184,450 HARMONY GOLD MNG LTD SPONSORED ADR 413216 30 0 1,075 81,300 SH SOLE 81,300 HDFC BANK LTD ADR REPS 3 SHS 40415F 10 1 17,767 100,728 SH SOLE 100,728 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788 10 8 4,482 68,710 SH SOLE 68,710 ISHARES INC MSCI BRAZIL 464286 40 0 323,646 4,412,347 SH SOLE 4,412,347 ISHARES INC MSCI CHILE INVES 464286 64 0 27,521 365,151 SH SOLE 365,151 ISHARES INC MSCI MALAYSIA 464286 83 0 2,640 172,764 SH SOLE 172,764
2
Voting Authority ---------------------- Market CUSIP Value SHRS OR SH/ PUT/ Investment Name of Issuer Title of Class Number (X$1000) PRN AMT PRN CALL Discretion Sole Shared None ---------------------------- ---------------- ----------- ----------- --------- --- ---- ----------- ---------- ------ ---- ISHARES INC MSCI MEX INVEST 464286 82 2 11,133 177,954 SH SOLE 177,954 ISHARES INC MSCI STH AFRCA 464286 78 0 8,531 120,042 SH SOLE 120,042 ISHARES INC MSCI S KOREA 464286 77 2 50,722 780,332 SH SOLE 780,332 ISHARES INC MSCI TAIWAN 464286 73 1 22,102 1,455,993 SH SOLE 1,455,993 ISHARES INC MSCI THAILAND 464286 62 4 13,341 210,000 SH SOLE 210,000 ISHARES INC MSCI TURKEY FD 464286 71 5 2,849 47,800 SH SOLE 47,800 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R 10 7 12,962 380,000 SH SOLE 380,000 ISHARES TR FTSE CHINA25 IDX 464287 18 4 33,132 771,413 SH SOLE 771,413 ISHARES TR PHILL INVSTMRK 46429B 40 8 2,097 85,434 SH SOLE 85,434 ISHARES TR POLND INVT MKT 46429B 60 6 3,729 101,400 SH SOLE 101,400 ISHARES TR MSCI EAFE INDEX 464287 46 5 7,151 118,913 SH SOLE 118,913 ISHARES TR MSCI RUSS INDX 46429B 70 5 680 23,800 SH SOLE 23,800 ISHARES TR RUSSELL 2000 464287 65 5 2,484 30,003 SH SOLE 30,003 ISHARES TR S&P LTN AM 40 464287 39 0 15,569 301,600 SH SOLE 301,600 ISHARES TR S&P 500 INDEX 464287 20 0 14,611 110,341 SH SOLE 110,341 ISHARES TR S&P MIDCAP 400 464287 50 7 2,702 27,657 SH SOLE 27,657 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562 10 6 426 18,099 SH SOLE 18,099 K SEA TRANSN PARTNERS LP COM 48268Y 10 1 3,446 422,819 SH SOLE 422,819 KB FINANCIAL GROUP INC SPONSORED ADR 48241A 10 5 894 18,712 SH SOLE 18,712 KOREA ELECTRIC PWR SPONSORED ADR 500631 10 6 3,249 244,821 SH SOLE 244,821 KT CORP SPONSORED ADR 48268K 10 1 1,434 73,763 SH SOLE 73,763 LAN AIRLINES S A ADR 501723 10 0 285 10,000 SH SOLE 10,000 LG DISPLAY CO LTD SPONS ADR REP 50186V 10 2 789 56,121 SH SOLE 56,121 LUBRIZOL CORP COM 549271 10 4 80,237 597,576 SH SOLE 597,576 MARKET VECTORS ETF TR INDONESIA ETF 57060U 75 3 28,356 886,688 SH SOLE 886,688 MARKET VECTORS ETF TR RUSSIA ETF 57060U 50 6 50,063 1,299,660 SH SOLE 1,299,660 MECHEL OAO SPONSORED ADR 583840 10 3 1,553 65,000 SH SOLE 65,000 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409 10 9 4,745 249,500 SH SOLE 249,500 NATIONWIDE HEALTH PPTYS INC COM 638620 10 4 20,897 504,635 SH SOLE 504,635 NEWS CORP CL B 65248E 20 3 8,568 473,912 SH SOLE 473,912 PEBBLEBROOK HOTEL TR COM 70509V 10 0 52,441 2,597,352 SH SOLE 2,597,352 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V 40 8 7,852 231,900 SH SOLE 231,900 PHILIPPINE LONG DISTANCE TEL SPONSORED ADR 718252 60 4 486 9,000 SH SOLE 9,000 POSCO SPONSORED ADR 693483 10 9 3,731 34,345 SH SOLE 34,345 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S 10 5 271 9,368 SH SOLE 9,368 POWERSHS DB MULTI SECT COMM DB ENERGY FUND 73936B 10 1 5,639 189,679 SH SOLE 189,679 POWERSHS DB MULTI SECT COMM DB PREC MTLS 73936B 20 0 2,332 42,432 SH SOLE 42,432 POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B 40 8 4,742 149,404 SH SOLE 149,404 POWERSHS DB MULTI SECT COMM DB BASE METALS 73936B 70 5 3,075 128,757 SH SOLE 128,757 REPUBLIC SVCS INC COM 760759 10 0 771 25,000 SH SOLE 25,000 SASOL LTD SPONSORED ADR 803866 30 0 4,935 93,299 SH SOLE 93,299
Voting Authority ---------------------- Market CUSIP Value SHRS OR SH/ PUT/ Investment Name of Issuer Title of Class Number (X$1000) PRN AMT PRN CALL Discretion Sole Shared None ---------------------------- ---------------- ----------- ----------- --------- --- ---- ----------- ---------- ------ ---- SAVVIS INC COM NEW 805423 30 8 47,437 1,200,030 SH SOLE 1,200,030 SERVICE CORP INTL COM 817565 10 4 6,003 513,924 SH SOLE 513,924 SILICONWARE PRECISION INDS L SPONSD ADR SPL 827084 86 4 3,169 509,414 SH SOLE 509,414 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635 10 5 1,942 30,000 SH SOLE 30,000 SOUTHERN COPPER CORP COM 84265V 10 5 3,011 91,600 SH SOLE 91,600 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y 10 7 7,007 39,500 SH SOLE 39,500 STATE BANCORP INC N.Y COM 855716 10 6 6,042 452,928 SH SOLE 452,928 STREAM GLOBAL SVCS INC *W EXP 10/17/201 86323M 11 8 1 95,000 SH SOLE 95,000 SUNAMERICA FCSED ALPHA GRW F COM 867037 10 3 346 16,663 SH SOLE 16,663 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039 10 0 66,197 5,249,546 SH SOLE 5,249,546 TATA MTRS LTD SPONSORED ADR 876568 50 2 1,807 80,269 SH SOLE 80,269 TELECOMUNICACOES DE SAO PAUL SPON ADR PFD 87929A 10 2 460 15,500 SH SOLE 15,500 TELEFONOS DE MEXICO S A B SPON ADR ORD L 879403 78 0 1,815 110,000 SH SOLE 110,000 TICC CAPITAL CORP COM 87244T 10 9 1,194 124,384 SH SOLE 124,384 TIMBERLAND CO CL A 887100 10 5 645 15,000 SH SOLE 15,000 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873 40 5 7,369 2,878,625 SH SOLE 2,878,625 VALE S A ADR 91912E 10 5 2,716 85,000 SH SOLE 85,000 VALE S A ADR REPSTG PFD 91912E 20 4 2,896 100,000 SH SOLE 100,000 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042 85 8 9,349 192,279 SH SOLE 192,279 VIMPELCOM LTD SPONSORED ADR 92719A 10 6 2,009 157,478 SH SOLE 157,478 WILLIAMS COS INC DEL COM 969457 10 0 3,994 132,034 SH SOLE 132,034 WISDOMTREE TRUST INDIA ERNGS FD 97717W 42 2 1,438 60,000 SH SOLE 60,000 ZWEIG TOTAL RETURN FD INC COM 989837 10 9 752 221,920 SH SOLE 221,920