0001193125-11-139614.txt : 20110513 0001193125-11-139614.hdr.sgml : 20110513 20110513163533 ACCESSION NUMBER: 0001193125-11-139614 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110513 DATE AS OF CHANGE: 20110513 EFFECTIVENESS DATE: 20110513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARVARD MANAGEMENT CO INC CENTRAL INDEX KEY: 0001082621 IRS NUMBER: 42103580 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03879 FILM NUMBER: 11841540 BUSINESS ADDRESS: STREET 1: 600 ATLANTIC AVENUE CITY: BOSTON STATE: MA ZIP: 02210-2203 BUSINESS PHONE: 6175234400 MAIL ADDRESS: STREET 1: 600 ATLANTIC AVENUE CITY: BOSTON STATE: MA ZIP: 02210-2203 13F-HR 1 d13fhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment [_]; Amendment Number: ----------- This amendment (Check only one.): [_] is a restatement. [_] adds new holding entries. Institutional Investment Manager Filing this Report: Name: Harvard Management Company, Inc. Address: 600 Atlantic Avenue Boston, MA 02210 13F File Number: 028-03879 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kathryn I. Murtagh Title: Managing Director - Chief Compliance Officer Phone: (617) 523-4400 Signature, Place, and Date of signing: /s/ Kathryn Murtagh, Boston, MA, May 13, 2011 Report Type (Check only one.): [X] 13F Holdings Report. [_] 13F Notice. [_] 13F Combination Report. FORM 13F SUMMARY PAGE Report Summary: Number of other Included Managers: 0 Form 13F Information Table Entry Total: 106 Form 13F Information Table Value Total (thousands): 1,392,223 List of Other Included Managers: NONE FORM 13F INFORMATION TABLE
MARKET VOTING AUTHORITY CUSIP VALUE SHRS OR SH/ PUT/ INVESTMENT --------------------- NAME OF ISSUER TITLE OF CLASS NUMBER (X$1000) PRN AMT PRN CALL DISCRETION SOLE SHARED NONE ----------------------------- ----------------- --------- -------- --------- --- ---- ---------- --------- ------ ---- ABINGTON BANCORP INC COM 00350L109 1,007 82,317 SH SOLE 82,317 ALCON INC COM SHS H01301102 80,570 486,800 SH SOLE 486,800 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 27,074 465,983 SH SOLE 465,983 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 2,383 49,700 SH SOLE 49,700 ATLAS ENERGY LP COM UNITS LP 04930A104 5,467 244,710 SH SOLE 244,710 BANCO BRADESCO S A SP ADR PFD NEW 059460303 208 10,019 SH SOLE 10,019 BANCO SANTANDER CHILE NEW SP ADR REP COM 05965X109 868 10,000 SH SOLE 10,000 BANCOLOMBIA S A SPON ADR PREF 05968L102 627 10,000 SH SOLE 10,000 BECKMAN COULTER INC COM 075811109 49,842 600,000 SH SOLE 600,000 BRF-BRASIL FOODS S A SPONSORED ADR 10552T107 382 20,000 SH SOLE 20,000 BUCYRUS INTL INC NEW COM 118759109 18,793 205,501 SH SOLE 205,501 CALIPER LIFE SCIENCES INC *W EXP 08/10/201 130872112 257 570,988 SH SOLE 570,988 CEMEX SAB DE CV SPON ADR NEW 151290889 4,243 475,180 SH SOLE 475,180 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 193 10,000 SH SOLE 10,000 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 3,059 54,571 SH SOLE 54,571 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 5,157 111,525 SH SOLE 111,525 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 4,748 110,500 SH SOLE 110,500 CNOOC L SPONSORED ADR 126132109 3,725 14,722 SH SOLE 14,722 COCA COLA FEMSA S A B DE C V SPON ADR REP L 191241108 1,247 16,200 SH SOLE 16,200 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 425 15,000 SH SOLE 15,000 CREDICORP LTD COM G2519Y108 4,197 40,000 SH SOLE 40,000 DANVERS BANCORP INC COM 236442109 9,973 465,570 SH SOLE 465,570 DIONEX CORP COM 254546104 5,914 50,100 SH SOLE 50,100 EMPRESA NACIONAL DE ELCTRCID SPONSORED ADR 29244T101 1,473 26,490 SH SOLE 26,490 ENERSIS S A SPONSORED ADR 29274F104 1,685 80,939 SH SOLE 80,939 FIBRIA CELULOSE S A SP ADR REP COM 31573A109 328 20,000 SH SOLE 20,000 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 7,669 130,640 SH SOLE 130,640 GENZYME CORP COM 372917104 40,527 532,200 SH SOLE 532,200 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 2,134 122,200 SH SOLE 122,200 GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 4,525 184,450 SH SOLE 184,450 HARMONY GOLD MNG LTD SPONSORED ADR 413216300 1,209 81,300 SH SOLE 81,300 HUANENG PWR INTL INC SPON ADR H SHS 443304100 587 25,000 SH SOLE 25,000 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 652 9,100 SH SOLE 9,100 BARCLAYS BK PLC IPMS INDIA ETN 06739F291 40,719 561,484 SH SOLE 561,484 ISHARES TR FTSE CHINA25 IDX 464287184 148,651 3,306,304 SH SOLE 3,306,304 ISHARES INC MSCI BRAZIL 464286400 265,420 3,425,653 SH SOLE 3,425,653
MARKET VOTING AUTHORITY CUSIP VALUE SHRS OR SH/ PUT/ INVESTMENT --------------------- NAME OF ISSUER TITLE OF CLASS NUMBER (X$1000) PRN AMT PRN CALL DISCRETION SOLE SHARED NONE ----------------------------- ----------------- --------- -------- --------- --- ---- ---------- --------- ------ ---- ISHARES INC MSCI CHILE INVES 464286640 23,269 323,900 SH SOLE 323,900 ISHARES TR MSCI EAFE INDEX 464287465 6,965 115,902 SH SOLE 115,902 ISHARES TR MSCI EMERG MKT 464287234 5,542 113,830 SH SOLE 113,830 ISHARES INC MSCI MALAYSIA 464286830 7,459 505,014 SH SOLE 505,014 ISHARES INC MSCI MEX INVEST 464286822 18,942 301,388 SH SOLE 301,388 ISHARES TR PHILL INVSTMRK 46429B408 1,169 49,249 SH SOLE 49,249 ISHARES TR POLND INVT MKT 46429B606 575 16,056 SH SOLE 16,056 ISHARES INC MSCI STH AFRCA 464286780 9,147 125,424 SH SOLE 125,424 ISHARES INC MSCI S KOREA 464286772 41,034 637,672 SH SOLE 637,672 ISHARES INC MSCI THAILAND 464286624 9,353 140,000 SH SOLE 140,000 ISHARES TR RUSSELL 2000 464287655 3,273 38,883 SH SOLE 38,883 ISHARES TR S&P 500 INDEX 464287200 18,603 139,864 SH SOLE 139,864 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 14,193 380,000 SH SOLE 380,000 ISHARES TR S&P LTN AM 40 464287390 11,545 214,640 SH SOLE 214,640 ISHARES TR S&P MIDCAP 400 464287507 3,644 36,910 SH SOLE 36,910 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 1,638 68,099 SH SOLE 68,099 K SEA TRANSN PARTNERS LP COM 48268Y101 2,094 255,991 SH SOLE 255,991 KB FINANCIAL GROUP INC SPONSORED ADR 48241A105 2,696 51,672 SH SOLE 51,672 KOREA ELECTRIC PWR SPONSORED ADR 500631106 1,492 121,933 SH SOLE 121,933 L-1 IDENTITY SOLUTIONS INC COM 50212A106 4,766 404,600 SH SOLE 404,600 LADISH INC COM NEW 505754200 35,303 645,980 SH SOLE 645,980 LAN AIRLINES S A SPONSORED ADR 501723100 256 10,000 SH SOLE 10,000 LG DISPLAY CO LTD SPONS ADR REP 50186V102 2,002 127,276 SH SOLE 127,276 LUBRIZOL CORP COM 549271104 58,353 435,603 SH SOLE 435,603 MARKET VECTORS ETF TR INDONESIA ETF 57060U753 8,798 293,850 SH SOLE 293,850 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 26,553 637,994 SH SOLE 637,994 MASSEY ENERGY COMPANY COM 576206106 20,809 304,404 SH SOLE 304,404 MECHEL OAO SPONSORED ADR 583840103 2,617 85,000 SH SOLE 85,000 NATIONWIDE HEALTH PPTYS INC COM 638620104 20,186 474,635 SH SOLE 474,635 NAVISITE INC COM NEW 63935M208 2,951 537,463 SH SOLE 537,463 NEWALLIANCE BANCSHARES INC COM 650203102 39,955 2,692,403 SH SOLE 2,692,403 NEWS CORP CL B 65248E203 9,155 491,660 SH SOLE 491,660 PATNI COMPUTER SYS SPONS ADR 703248203 1,739 83,439 SH SOLE 83,439 PEBBLEBROOK HOTEL TR COM 70509V100 57,531 2,597,352 SH SOLE 2,597,352 PENNANTPARK INVT CORP COM 708062104 169 14,200 SH SOLE 14,200 PHILIPPINE LONG DISTANCE TEL SPONSORED ADR 718252604 803 15,000 SH SOLE 15,000 POSCO SPONSORED ADR 693483109 2,057 18,000 SH SOLE 18,000 POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 5,784 168,920 SH SOLE 168,920 POWERSHS DB MULTI SECT COMM DB BASE METALS 73936B705 3,546 145,208 SH SOLE 145,208 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 286 9,368 SH SOLE 9,368 POWERSHARES DB CMDTY IDX TRA DB ENERGY FUND 73936B101 6,768 215,202 SH SOLE 215,202
MARKET VOTING AUTHORITY CUSIP VALUE SHRS OR SH/ PUT/ INVESTMENT --------------------- NAME OF ISSUER TITLE OF CLASS NUMBER (X$1000) PRN AMT PRN CALL DISCRETION SOLE SHARED NONE ----------------------------- ----------------- --------- -------- --------- --- ---- ---------- --------- ------ ---- POWERSHS DB MULTI SECT COMM DB PREC MTLS 73936B200 2,628 48,230 SH SOLE 48,230 PRIDE INTL INC DEL COM 74153Q102 5,361 124,808 SH SOLE 124,808 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 1,658 30,000 SH SOLE 30,000 QWEST COMMUNICATIONS INTL IN COM 749121109 26,480 3,877,019 SH SOLE 3,877,019 REPUBLIC SVCS INC COM 760759100 751 25,000 SH SOLE 25,000 SASOL LTD SPONSORED ADR 803866300 5,198 89,700 SH SOLE 89,700 SERVICE CORP INTL COM 817565104 4,101 370,840 SH SOLE 370,840 SILICONWARE PRECISION INDS L SPONSD ADR SPL 827084864 4,267 706,492 SH SOLE 706,492 SK TELECOM LTD SPONSORED ADR 78440P108 673 35,789 SH SOLE 35,789 SOUTHERN COPPER CORP COM 84265V105 4,695 116,600 SH SOLE 116,600 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 13,820 230,981 SH SOLE 165,375 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 7,092 39,500 SH SOLE 39,500 STREAM GLOBAL SVCS INC *W EXP 10/17/201 86323M118 2 95,000 SH SOLE 95,000 SUNAMERICA FCSED ALPHA GRW F COM 867037103 2,767 138,303 SH SOLE 138,303 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 20,296 1,666,372 SH SOLE 1,666,372 TATA MTRS LTD SPONSORED ADR 876568502 278 10,000 SH SOLE 10,000 TELEFONOS DE MEXICO S A B SPON ADR ORD L 879403780 1,643 90,000 SH SOLE 90,000 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 335 9,981 SH SOLE 9,981 TICC CAPITAL CORP COM 87244T109 605 55,700 SH SOLE 55,700 TOMOTHERAPY INC COM 890088107 2,273 497,280 SH SOLE 497,280 TRI CONTL CORP COM 895436103 7,427 507,981 SH SOLE 507,981 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 4,005 1,467,209 SH SOLE 1,467,209 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 11,036 225,603 SH SOLE 225,603 VIMPELCOM LTD SPONSORED ADR 92719A106 9,355 662,565 SH SOLE 662,565 WILLIAMS COS INC DEL COM 969457100 4,117 132,034 SH SOLE 132,034 WIMM BILL DANN FOODS OJSC SPONSORED ADR 97263M109 1,119 33,429 SH SOLE 33,429 WIPRO LTD SPON ADR 1 SH 97651M109 293 20,000 SH SOLE 20,000 WISDOMTREE TRUST INDIA ERNGS FD 97717W422 10,220 412,280 SH SOLE 412,280 ZWEIG TOTAL RETURN FD INC COM 989837109 770 221,920 SH SOLE 221,920