0001082509-13-000001.txt : 20130129 0001082509-13-000001.hdr.sgml : 20130129 20130129161634 ACCESSION NUMBER: 0001082509-13-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130129 DATE AS OF CHANGE: 20130129 EFFECTIVENESS DATE: 20130129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH CHAS P & ASSOCIATES PA CPAS CENTRAL INDEX KEY: 0001082509 IRS NUMBER: 592030217 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04403 FILM NUMBER: 13555596 BUSINESS ADDRESS: STREET 1: 1509 S FLORIDA AVENUE CITY: LAKELAND STATE: FL ZIP: 33803 BUSINESS PHONE: 8636681725 MAIL ADDRESS: STREET 1: 1509 S FLORIDA AVENUE CITY: LAKELAND STATE: FL ZIP: 33803 13F-HR 1 f13-123112.txt FOURTH QUARTER 2012 ` UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Quarter Ended: December 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatment. [ ] adds new holdings entries Institutional Investment Manager Filing this Report Name: Chas. P. Smith & Associates, PA, CPA's Address: 1509 South Florida Avenue Lakeland, FL 33803 13F File Number: 28-6224 The institutional investment manager filing this report and the person by whom it is signed hereby represents that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Chas. P. Smith Title: President Phone: 863-688-1725 Signature, Place, and Date of Signing Chas. P. Smith, Lakeland, Florida, January 29, 2013 Report Type (Check only one.): [x] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES AND EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 84 Form 13F Information Table Value Total: 310,067 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3m Company COM 88579Y101 5807 62538 SH Sole 62538 AT&T Corp New COM 00206R102 8202 243315 SH Sole 243315 Abbott Laboratories COM 002824100 8909 136021 SH Sole 136021 Alps Etf Tr Alerian Mlp COM 00162Q866 193 12075 SH Sole 12075 Altria Group Inc COM 02209S103 1402 44579 SH Sole 44579 Amerigas Partners L P Unit L P COM 030975106 553 14285 SH Sole 14285 Apple Computers COM 037833100 8148 15311 SH Sole 15311 Apricus Biosciences In Com COM 03832V109 171 85727 SH Sole 85727 Bank Of America Corp New COM 060505104 162 13921 SH Sole 13921 Berkshire Hathaway Inc Del Cl COM 084670108 1475 11 SH Sole 11 Berkshire Hathaway Inc Del Cl COM 084670702 7729 86161 SH Sole 86161 Bristol Myers Squibb COM 110122108 322 9889 SH Sole 9889 Central Garden&pet Co Cl A Non COM 153527205 482 45989 SH Sole 45989 Chevrontexaco Corp Com COM 166764100 10846 100300 SH Sole 100300 Cincinnati Financial Corp Com COM 172062101 345 8808 SH Sole 8808 Cisco Sys Inc COM 17275R102 4826 245616 SH Sole 245616 Coca-Cola COM 191216100 4022 110949 SH Sole 110949 Colgate Palmolive COM 194162103 7034 67287 SH Sole 67287 Conocophillips Com COM 20825C104 4707 81173 SH Sole 81173 Direxion Daily Financial Bull COM 25459Y694 284 2365 SH Sole 2365 Direxion Shs Etf Tr Dly Enrgy COM 25459W888 258 5320 SH Sole 5320 Direxion Shs Etf Tr Dly Midcap COM 25459W730 687 18240 SH Sole 18240 Direxion Shs Etf Tr Dly Smcap COM 25459W847 678 10606 SH Sole 10606 Direxion Shs Etf Tr Dly Tech B COM 25459W102 319 6539 SH Sole 6539 Direxion Shs Etf Tr Drx S&P 50 COM 25459W862 800 9125 SH Sole 9125 Du Pont E I De Nemours Com COM 263534109 5441 120973 SH Sole 120973 Duke Energy Corp COM 26441C204 430 6733 SH Sole 6733 Energy Transfer Prtnrs Unit Lt COM 29273R109 713 16605 SH Sole 16605 Exxon Mobil Corp Com COM 30231G102 16763 193678 SH Sole 193678 General Electric Co COM 369604103 10358 493493 SH Sole 493493 General Motors Escrow COM 370ESC816 0 10226 SH Sole 10226 Green Envirotech Hldgs Com COM 39303B107 0 50000 SH Sole 50000 Home Depot COM 437076102 5299 85669 SH Sole 85669 IR 4C Inc. Class COM 45000Z107 50 50000 SH Sole 50000 International Business Machine COM 459200101 331 1728 SH Sole 1728 Ishares Inc Em Mkt Min Vol COM 464286533 1333 22015 SH Sole 22015 Ishares Tr Dj Intl Sel Divd COM 464288448 3089 91756 SH Sole 91756 Ishares Tr Dj Sel Div Inx COM 464287168 411 7177 SH Sole 7177 Ishares Tr Dj Us Energy COM 464287796 207 5070 SH Sole 5070 Ishares Tr Dj Us Finl Svc COM 464287770 9112 153633 SH Sole 153633 Ishares Tr Hgh Div Eqt Fd COM 46429B663 577 9828 SH Sole 9828 Ishares Tr Russell 2000 COM 464287655 547 6484 SH Sole 6484 Ishares Tr S&P 500 Index COM 464287200 10161 70983 SH Sole 70983 Ishares Tr S&P Gbl Energy COM 464287341 6732 176005 SH Sole 176005 Ishares Tr S&p Mc 400 Grw COM 464287606 6613 57802 SH Sole 57802 Ishares Tr S&p Midcap Value COM 464287705 2642 29976 SH Sole 29976 Ishares Tr Small Growth Index COM 464288604 5555 59185 SH Sole 59185 J P Morgan Chase & Co COM 46625H100 7687 174828 SH Sole 174828 Johnson & Johnson COM 478160104 8807 125641 SH Sole 125641 Kinder Morgan Mgmt Llc Shs COM 49455U100 10657 141229 SH Sole 141229 Lowes Cos Inc Com COM 548661107 411 11563 SH Sole 11563 Mcdonalds COM 580135101 4677 53026 SH Sole 53026 Merck & Co, Inc. COM 58933Y105 7804 190624 SH Sole 190624 Microsoft COM 594918104 2933 109809 SH Sole 109809 Natural Resource Prtnr Com Uni COM 63900P103 340 18365 SH Sole 18365 Netlist Corp Com COM 64114J107 0 25000 SH Sole 25000 Nextera Energy Inc Com COM 65339F101 409 5916 SH Sole 5916 North European Oil Royalty Tru COM 659310106 252 11232 SH Sole 11232 Oracle Corp Com COM 68389X105 4774 143277 SH Sole 143277 Orthopedic Design North Americ COM 68750Z101 205 41000 SH Sole 41000 Paychex Inc Com COM 704326107 613 19700 SH Sole 19700 Penn West Energy Trust COM 707887105 120 11055 SH Sole 11055 Pepsico COM 713448108 7715 112744 SH Sole 112744 Pfizer COM 717081103 11773 469432 SH Sole 469432 Philip Morris Intl Inc Com COM 718172109 8492 101536 SH Sole 101536 Phillips 66 Com COM 718546104 1746 32885 SH Sole 32885 Powershares QQQ Tr Unit Series COM 73935A104 8150 125133 SH Sole 125133 Proctor & Gamble COM 742718109 8654 127471 SH Sole 127471 Proshares Tr Ultra S&P 500 COM 74347R107 447 7405 SH Sole 7405 Prospect Capital Corp Com COM 74348T102 1058 97320 SH Sole 97320 Sanofi-Aventis Sponsored ADR COM 80105N105 6915 145945 SH Sole 145945 Sempra Energy Com COM 816851109 291 4100 SH Sole 4100 Sirius Satellite Radio Com COM 82967N108 189 65344 SH Sole 65344 Southern Co Com COM 842587107 348 8119 SH Sole 8119 Spectra Energy Corp COM 847560109 203 7410 SH Sole 7410 Suburban Propane L P Unit Ltd COM 864482104 262 6735 SH Sole 6735 Teva Pharmaceutical Inds Ltd A COM 881624209 8823 236276 SH Sole 236276 Vanguard Intl Eqty Idx Emr Mkt COM 922042858 4541 101978 SH Sole 101978 Verizon Communications Com COM 92343V104 8102 187238 SH Sole 187238 Wal-Mart Stores Inc COM 931142103 2834 41543 SH Sole 41543 Walgreens, Inc. COM 931422109 991 26764 SH Sole 26764 Wells Fargo & Co Del Com COM 949746101 8190 239619 SH Sole 239619 Western Un Co Com COM 959802109 5602 411624 SH Sole 411624 Whitestone Reit Cl B Sbi COM 966084204 327 23295 SH Sole 23295