0001082509-12-000001.txt : 20120123 0001082509-12-000001.hdr.sgml : 20120123 20120123162853 ACCESSION NUMBER: 0001082509-12-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120123 DATE AS OF CHANGE: 20120123 EFFECTIVENESS DATE: 20120123 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH CHAS P & ASSOCIATES PA CPAS CENTRAL INDEX KEY: 0001082509 IRS NUMBER: 592030217 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04403 FILM NUMBER: 12539584 BUSINESS ADDRESS: STREET 1: 1509 S FLORIDA AVENUE CITY: LAKELAND STATE: FL ZIP: 33803 BUSINESS PHONE: 9416681725 MAIL ADDRESS: STREET 1: 1509 S FLORIDA AVENUE CITY: LAKELAND STATE: FL ZIP: 33803 13F-HR 1 f13-123111.txt FOURTH QUARTER 2011 ` UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Quarter Ended: December 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatment. [ ] adds new holdings entries Institutional Investment Manager Filing this Report Name: Chas. P. Smith & Associates, PA, CPA's Address: 1509 South Florida Avenue Lakeland, FL 33803 13F File Number: 28-6224 The institutional investment manager filing this report and the person by whom it is signed hereby represents that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Chas. P. Smith Title: President Phone: 863-688-1725 Signature, Place, and Date of Signing Chas. P. Smith, Lakeland, Florida, January 23, 2012 Report Type (Check only one.): [x] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES AND EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 72 Form 13F Information Table Value Total: 253,429 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3m Company COM 88579Y101 3971 48588 SH Sole 48588 AT&T Corp New COM 00206R102 5279 174571 SH Sole 174571 Abbott Laboratories COM 002824100 7005 124583 SH Sole 124583 Advanced Cell Tech Inc Com COM 00752K105 5 57142 SH Sole 57142 Alliance Res Partnr Lp Ut Ltd COM 01877R108 306 4055 SH Sole 4055 Alps Etf Tr Alerian Mlp COM 00162Q866 241 14530 SH Sole 14530 Altria Group Inc COM 02209S103 626 21106 SH Sole 21106 Apple Computers COM 037833100 11074 27343 SH Sole 27343 Berkshire Hathaway Inc Del Cl COM 084670108 1262 11 SH Sole 11 Berkshire Hathaway Inc Del Cl COM 084670702 12787 167590 SH Sole 167590 Bristol Myers Squibb COM 110122108 222 6300 SH Sole 6300 Cel-Sci Corp Com New COM 150837409 3 10000 SH Sole 10000 Chevrontexaco Corp Com COM 166764100 12206 114715 SH Sole 114715 Coca-Cola COM 191216100 3296 47107 SH Sole 47107 Colgate Palmolive COM 194162103 6934 75049 SH Sole 75049 Conocophillips Com COM 20825C104 5714 78414 SH Sole 78414 Dell Computer COM 24702R101 762 52064 SH Sole 52064 Direxion Shs Etf Tr Dly Enrgy COM 25459W888 427 9115 SH Sole 9115 Direxion Shs Etf Tr Dly Midcap COM 25459W730 263 8365 SH Sole 8365 Direxion Shs Etf Tr Dly Smcap COM 25459W847 316 7045 SH Sole 7045 Direxion Shs Etf Tr Dly Tech B COM 25459W102 313 8585 SH Sole 8585 Du Pont E I De Nemours Com COM 263534109 2949 64415 SH Sole 64415 Duke Energy Corp COM 26441c105 265 12032 SH Sole 12032 Energy Transfer Prtnrs Unit Lt COM 29273R109 298 6490 SH Sole 6490 Enterprise Prods Partn Com COM 293792107 818 17633 SH Sole 17633 Exxon Mobil Corp Com COM 30231G102 17758 209510 SH Sole 209510 General Electric Co COM 369604103 7253 404958 SH Sole 404958 General Motors Escrow COM 370ESC816 0 10236 SH Sole 10236 Home Depot COM 437076102 6282 149432 SH Sole 149432 Hugoton Rty Tr Tex Unit Ben In COM 444717102 224 11900 SH Sole 11900 Intel COM 458140100 5781 238400 SH Sole 238400 Ishares Tr Dj Sel Div Inx COM 464287168 240 4465 SH Sole 4465 Ishares Tr Dj Us Energy COM 464287796 416 10451 SH Sole 10451 Ishares Tr Dj Us Healthcr COM 464287762 587 8195 SH Sole 8195 Ishares Tr S&P 500 Index COM 464287200 8254 65531 SH Sole 65531 Ishares Tr S&P Gbl Energy COM 464287341 7925 207519 SH Sole 207519 Ishares Tr S&p Mc 400 Grw COM 464287606 4715 47755 SH Sole 47755 Ishares Tr S&p Midcap Value COM 464287705 3418 44982 SH Sole 44982 Ishares Tr Small Growth Index COM 464288604 3315 39798 SH Sole 39798 J P Morgan Chase & Co COM 46625H100 4477 134661 SH Sole 134661 Johnson & Johnson COM 478160104 6620 100940 SH Sole 100940 Kinder Morgan Mgmt Llc Shs COM 49455U100 10410 132572 SH Sole 132572 Lorillard Inc Com COM 544147101 1896 16628 SH Sole 16628 Lowes Cos Inc Com COM 548661107 2974 117166 SH Sole 117166 Mcdonalds COM 580135101 5042 50255 SH Sole 50255 Merck & Co, Inc. COM 58933Y105 5682 150728 SH Sole 150728 Microsoft COM 594918104 5574 214733 SH Sole 214733 Natural Resource Prtnr Com Uni COM 63900P103 432 15935 SH Sole 15935 Netlist Corp Com COM 64114J107 0 25000 SH Sole 25000 North European Oil Royalty Tru COM 659310106 365 11232 SH Sole 11232 Novartis A G Sponsored Adr COM 66987V109 4994 87347 SH Sole 87347 Oracle Corp Com COM 68389X105 4098 159753 SH Sole 159753 Orthopedic Design North Americ COM 68750Z101 205 41000 SH Sole 41000 Paychex Inc Com COM 704326107 344 11416 SH Sole 11416 Penn West Energy Trust COM 707887105 373 18850 SH Sole 18850 Pepsico COM 713448108 5366 80873 SH Sole 80873 Pfizer COM 717081103 8648 399614 SH Sole 399614 Philip Morris Intl Inc Com COM 718172109 5622 71642 SH Sole 71642 Powershares QQQ Tr Unit Series COM 73935A104 6353 113795 SH Sole 113795 Proctor & Gamble COM 742718109 7224 108290 SH Sole 108290 Proshares Tr Pshs Ult Hlthcre COM 74347R735 319 5235 SH Sole 5235 Proshares Tr Ultra S&P 500 COM 74347R107 766 16510 SH Sole 16510 Proshares Ultra Financial COM 74347X633 467 10530 SH Sole 10530 Prospect Capital Corp Com COM 74348T102 477 51395 SH Sole 51395 Sanofi-Aventis Sponsored ADR COM 80105N105 5272 144285 SH Sole 144285 Sempra Energy Com COM 816851109 247 4494 SH Sole 4494 Sirius Satellite Radio Com COM 82967N108 199 109334 SH Sole 109334 Southern Co Com COM 842587107 399 8622 SH Sole 8622 Verizon Communications Com COM 92343V104 5761 143594 SH Sole 143594 Wal-Mart Stores Inc COM 931142103 4157 69557 SH Sole 69557 Walgreens, Inc. COM 931422109 1163 35168 SH Sole 35168 Wells Fargo & Co Del Com COM 949746101 3993 144894 SH Sole 144894