0001082509-12-000001.txt : 20120123
0001082509-12-000001.hdr.sgml : 20120123
20120123162853
ACCESSION NUMBER: 0001082509-12-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120123
DATE AS OF CHANGE: 20120123
EFFECTIVENESS DATE: 20120123
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMITH CHAS P & ASSOCIATES PA CPAS
CENTRAL INDEX KEY: 0001082509
IRS NUMBER: 592030217
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04403
FILM NUMBER: 12539584
BUSINESS ADDRESS:
STREET 1: 1509 S FLORIDA AVENUE
CITY: LAKELAND
STATE: FL
ZIP: 33803
BUSINESS PHONE: 9416681725
MAIL ADDRESS:
STREET 1: 1509 S FLORIDA AVENUE
CITY: LAKELAND
STATE: FL
ZIP: 33803
13F-HR
1
f13-123111.txt
FOURTH QUARTER 2011
` UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Quarter Ended: December 31, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatment.
[ ] adds new holdings entries
Institutional Investment Manager Filing this Report
Name: Chas. P. Smith & Associates, PA, CPA's
Address: 1509 South Florida Avenue
Lakeland, FL 33803
13F File Number: 28-6224
The institutional investment manager filing this report
and the person by whom it is signed hereby represents
that the person signing the report is authorized to submit
it, that all information contained herein is true, correct and
complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral
parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Chas. P. Smith
Title: President
Phone: 863-688-1725
Signature, Place, and Date of Signing
Chas. P. Smith, Lakeland, Florida, January 23, 2012
Report Type (Check only one.):
[x] 13F HOLDINGS REPORT
[ ] 13F NOTICE
[ ] 13F COMBINATION REPORT
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY
THE SECURITIES AND EXCHANGE ACT OF 1934.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 72
Form 13F Information Table Value Total: 253,429
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3m Company COM 88579Y101 3971 48588 SH Sole 48588
AT&T Corp New COM 00206R102 5279 174571 SH Sole 174571
Abbott Laboratories COM 002824100 7005 124583 SH Sole 124583
Advanced Cell Tech Inc Com COM 00752K105 5 57142 SH Sole 57142
Alliance Res Partnr Lp Ut Ltd COM 01877R108 306 4055 SH Sole 4055
Alps Etf Tr Alerian Mlp COM 00162Q866 241 14530 SH Sole 14530
Altria Group Inc COM 02209S103 626 21106 SH Sole 21106
Apple Computers COM 037833100 11074 27343 SH Sole 27343
Berkshire Hathaway Inc Del Cl COM 084670108 1262 11 SH Sole 11
Berkshire Hathaway Inc Del Cl COM 084670702 12787 167590 SH Sole 167590
Bristol Myers Squibb COM 110122108 222 6300 SH Sole 6300
Cel-Sci Corp Com New COM 150837409 3 10000 SH Sole 10000
Chevrontexaco Corp Com COM 166764100 12206 114715 SH Sole 114715
Coca-Cola COM 191216100 3296 47107 SH Sole 47107
Colgate Palmolive COM 194162103 6934 75049 SH Sole 75049
Conocophillips Com COM 20825C104 5714 78414 SH Sole 78414
Dell Computer COM 24702R101 762 52064 SH Sole 52064
Direxion Shs Etf Tr Dly Enrgy COM 25459W888 427 9115 SH Sole 9115
Direxion Shs Etf Tr Dly Midcap COM 25459W730 263 8365 SH Sole 8365
Direxion Shs Etf Tr Dly Smcap COM 25459W847 316 7045 SH Sole 7045
Direxion Shs Etf Tr Dly Tech B COM 25459W102 313 8585 SH Sole 8585
Du Pont E I De Nemours Com COM 263534109 2949 64415 SH Sole 64415
Duke Energy Corp COM 26441c105 265 12032 SH Sole 12032
Energy Transfer Prtnrs Unit Lt COM 29273R109 298 6490 SH Sole 6490
Enterprise Prods Partn Com COM 293792107 818 17633 SH Sole 17633
Exxon Mobil Corp Com COM 30231G102 17758 209510 SH Sole 209510
General Electric Co COM 369604103 7253 404958 SH Sole 404958
General Motors Escrow COM 370ESC816 0 10236 SH Sole 10236
Home Depot COM 437076102 6282 149432 SH Sole 149432
Hugoton Rty Tr Tex Unit Ben In COM 444717102 224 11900 SH Sole 11900
Intel COM 458140100 5781 238400 SH Sole 238400
Ishares Tr Dj Sel Div Inx COM 464287168 240 4465 SH Sole 4465
Ishares Tr Dj Us Energy COM 464287796 416 10451 SH Sole 10451
Ishares Tr Dj Us Healthcr COM 464287762 587 8195 SH Sole 8195
Ishares Tr S&P 500 Index COM 464287200 8254 65531 SH Sole 65531
Ishares Tr S&P Gbl Energy COM 464287341 7925 207519 SH Sole 207519
Ishares Tr S&p Mc 400 Grw COM 464287606 4715 47755 SH Sole 47755
Ishares Tr S&p Midcap Value COM 464287705 3418 44982 SH Sole 44982
Ishares Tr Small Growth Index COM 464288604 3315 39798 SH Sole 39798
J P Morgan Chase & Co COM 46625H100 4477 134661 SH Sole 134661
Johnson & Johnson COM 478160104 6620 100940 SH Sole 100940
Kinder Morgan Mgmt Llc Shs COM 49455U100 10410 132572 SH Sole 132572
Lorillard Inc Com COM 544147101 1896 16628 SH Sole 16628
Lowes Cos Inc Com COM 548661107 2974 117166 SH Sole 117166
Mcdonalds COM 580135101 5042 50255 SH Sole 50255
Merck & Co, Inc. COM 58933Y105 5682 150728 SH Sole 150728
Microsoft COM 594918104 5574 214733 SH Sole 214733
Natural Resource Prtnr Com Uni COM 63900P103 432 15935 SH Sole 15935
Netlist Corp Com COM 64114J107 0 25000 SH Sole 25000
North European Oil Royalty Tru COM 659310106 365 11232 SH Sole 11232
Novartis A G Sponsored Adr COM 66987V109 4994 87347 SH Sole 87347
Oracle Corp Com COM 68389X105 4098 159753 SH Sole 159753
Orthopedic Design North Americ COM 68750Z101 205 41000 SH Sole 41000
Paychex Inc Com COM 704326107 344 11416 SH Sole 11416
Penn West Energy Trust COM 707887105 373 18850 SH Sole 18850
Pepsico COM 713448108 5366 80873 SH Sole 80873
Pfizer COM 717081103 8648 399614 SH Sole 399614
Philip Morris Intl Inc Com COM 718172109 5622 71642 SH Sole 71642
Powershares QQQ Tr Unit Series COM 73935A104 6353 113795 SH Sole 113795
Proctor & Gamble COM 742718109 7224 108290 SH Sole 108290
Proshares Tr Pshs Ult Hlthcre COM 74347R735 319 5235 SH Sole 5235
Proshares Tr Ultra S&P 500 COM 74347R107 766 16510 SH Sole 16510
Proshares Ultra Financial COM 74347X633 467 10530 SH Sole 10530
Prospect Capital Corp Com COM 74348T102 477 51395 SH Sole 51395
Sanofi-Aventis Sponsored ADR COM 80105N105 5272 144285 SH Sole 144285
Sempra Energy Com COM 816851109 247 4494 SH Sole 4494
Sirius Satellite Radio Com COM 82967N108 199 109334 SH Sole 109334
Southern Co Com COM 842587107 399 8622 SH Sole 8622
Verizon Communications Com COM 92343V104 5761 143594 SH Sole 143594
Wal-Mart Stores Inc COM 931142103 4157 69557 SH Sole 69557
Walgreens, Inc. COM 931422109 1163 35168 SH Sole 35168
Wells Fargo & Co Del Com COM 949746101 3993 144894 SH Sole 144894