0000899243-17-000891.txt : 20170109 0000899243-17-000891.hdr.sgml : 20170109 20170109204120 ACCESSION NUMBER: 0000899243-17-000891 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170105 FILED AS OF DATE: 20170109 DATE AS OF CHANGE: 20170109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Great Elm Capital Group, Inc. CENTRAL INDEX KEY: 0001082506 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943219054 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 20 FIRST STREET STREET 2: FIRST FLOOR CITY: LOS ALTOS STATE: CA ZIP: 94022 BUSINESS PHONE: (650) 518-7111 MAIL ADDRESS: STREET 1: 20 FIRST STREET STREET 2: FIRST FLOOR CITY: LOS ALTOS STATE: CA ZIP: 94022 FORMER COMPANY: FORMER CONFORMED NAME: UNWIRED PLANET, INC. DATE OF NAME CHANGE: 20120504 FORMER COMPANY: FORMER CONFORMED NAME: OPENWAVE SYSTEMS INC DATE OF NAME CHANGE: 20001121 FORMER COMPANY: FORMER CONFORMED NAME: PHONE COM INC DATE OF NAME CHANGE: 19990504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wilson Hugh Steven CENTRAL INDEX KEY: 0001323913 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-16073 FILM NUMBER: 17519047 MAIL ADDRESS: STREET 1: C/O TENNENBAUM CAPITAL PARTNERS, LLC STREET 2: 2951 28TH STREET, SUITE 1000 CITY: SANTA MONICA STATE: CA ZIP: 90405 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2017-01-05 2017-01-05 0 0001082506 Great Elm Capital Group, Inc. GEC 0001323913 Wilson Hugh Steven C/O GREAT ELM CAPITAL GROUP, INC 200 CLARENDON ST. 51ST FLOOR BOSTON MA 02116 1 0 0 0 COMMON STOCK 2017-01-05 4 P 0 34236 3.584 A 70331 D Represents the weighted average sales price for a number of transactions effected at prices ranging from $3.5499 to $3.60. The reporting person has provided to the issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the range. /s/ Richard S Chernicoff as Attorney-in-Fact for Reporting Person 2017-01-09