0000899243-17-000891.txt : 20170109
0000899243-17-000891.hdr.sgml : 20170109
20170109204120
ACCESSION NUMBER: 0000899243-17-000891
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170105
FILED AS OF DATE: 20170109
DATE AS OF CHANGE: 20170109
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Great Elm Capital Group, Inc.
CENTRAL INDEX KEY: 0001082506
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 943219054
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 20 FIRST STREET
STREET 2: FIRST FLOOR
CITY: LOS ALTOS
STATE: CA
ZIP: 94022
BUSINESS PHONE: (650) 518-7111
MAIL ADDRESS:
STREET 1: 20 FIRST STREET
STREET 2: FIRST FLOOR
CITY: LOS ALTOS
STATE: CA
ZIP: 94022
FORMER COMPANY:
FORMER CONFORMED NAME: UNWIRED PLANET, INC.
DATE OF NAME CHANGE: 20120504
FORMER COMPANY:
FORMER CONFORMED NAME: OPENWAVE SYSTEMS INC
DATE OF NAME CHANGE: 20001121
FORMER COMPANY:
FORMER CONFORMED NAME: PHONE COM INC
DATE OF NAME CHANGE: 19990504
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wilson Hugh Steven
CENTRAL INDEX KEY: 0001323913
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16073
FILM NUMBER: 17519047
MAIL ADDRESS:
STREET 1: C/O TENNENBAUM CAPITAL PARTNERS, LLC
STREET 2: 2951 28TH STREET, SUITE 1000
CITY: SANTA MONICA
STATE: CA
ZIP: 90405
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2017-01-05
2017-01-05
0
0001082506
Great Elm Capital Group, Inc.
GEC
0001323913
Wilson Hugh Steven
C/O GREAT ELM CAPITAL GROUP, INC
200 CLARENDON ST. 51ST FLOOR
BOSTON
MA
02116
1
0
0
0
COMMON STOCK
2017-01-05
4
P
0
34236
3.584
A
70331
D
Represents the weighted average sales price for a number of transactions effected at prices ranging from $3.5499 to $3.60. The reporting person has provided to the issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the range.
/s/ Richard S Chernicoff as Attorney-in-Fact for Reporting Person
2017-01-09