0001140361-11-026788.txt : 20110512 0001140361-11-026788.hdr.sgml : 20110512 20110512093007 ACCESSION NUMBER: 0001140361-11-026788 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110512 DATE AS OF CHANGE: 20110512 EFFECTIVENESS DATE: 20110512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: S&CO INC CENTRAL INDEX KEY: 0001082461 IRS NUMBER: 043005726 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04997 FILM NUMBER: 11833998 BUSINESS ADDRESS: STREET 1: 50 CONGRESS STREET ROOM 800 CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6172278660 MAIL ADDRESS: STREET 1: 50 CONGRESS STREET ROOM 800 CITY: BOSTON STATE: MA ZIP: 02109 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/2011 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: S & Co. Inc. Address: 50 Congress Street Boston, MA 02109 Form 13F File Number: 028-04997 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Alexander Webb III Title: Chief Compliance Officer Phone: 617-227-8660 Signature, Place, and Date of Signing: /s/ Alexander Webb III Boston, MA 5/9/2011 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 167 Form 13F Information Table Value Total: $ 627,302 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- AOL INC common 00184X105 1 61 SOLE 61 0 0 AT&T INC COM common 00206R102 116 3795 SOLE 3795 0 0 ABBOTT LABORATORIES common 002824100 15510 316222 SOLE 316222 0 0 ADOBE SYSTEMS INC COM common 00724F101 49 1485 SOLE 1485 0 0 AGILENT TECHNOLOGIES INC common 00846U101 3 80 SOLE 80 0 0 AGNICO-EAGLE MINES LTD COM common 008474108 597 9000 SOLE 9000 0 0 AIR PRODUCTS & CHEMICALS INC COM common 009158106 15275 169384 SOLE 169384 0 0 ALCOA INC COM common 013817101 4427 250706 SOLE 250706 0 0 AMERICAN EXPRESS CO COM common 025816109 291 6450 SOLE 6450 0 0 AMGEN INC COM common 031162100 994 18600 SOLE 18600 0 0 ANALOG DEVICES COM common 032654105 196 5000 SOLE 5000 0 0 APPLE INC common 037833100 6893 19780 SOLE 19780 0 0 AUTOMATIC DATA PROCESSING INC COM common 053015103 13841 269761 SOLE 269761 0 0 AVALONBAY COMMUNITIES INC COM common 053484101 153 1275 SOLE 1275 0 0 BANK OF AMERICA CORP COM common 060505104 10445 783579 SOLE 783579 0 0 BARRICK GOLD CORP COM common 067901108 1038 20000 SOLE 20000 0 0 BERKSHIRE HATHAWAY INC CL B (NEW) common 084670702 24346 291117 SOLE 291117 0 0 BHP BILLITON LTD SPONSORED ADR common 088606108 479 5000 SOLE 5000 0 0 BOEING CO COM common 097023105 1131 15300 SOLE 15300 0 0 BOSTON PROPERTIES INC COM common 101121101 123 1300 SOLE 1300 0 0 BOSTON SCIENTIFIC CORP COM common 101137107 1111 154525 SOLE 154525 0 0 CVS CAREMARK CORP COM common 126650100 25 750 SOLE 750 0 0 CATERPILLAR INC COM common 149123101 19254 172920 SOLE 172920 0 0 CELGENE CORP COM common 151020104 243 4230 SOLE 4230 0 0 CERNER CORP COM common 156782104 619 5570 SOLE 5570 0 0 CHESAPEAKE ENERGY CORP COM common 165167107 564 16850 SOLE 16850 0 0 CHEVRON CORP COM common 166764100 9808 91249 SOLE 91249 0 0 CHUBB CORP COM common 171232101 24 400 SOLE 400 0 0 CHURCH & DWIGHT INC COM common 171340102 15135 190772 SOLE 190772 0 0 CISCO SYSTEMS INC COM common 17275R102 4785 285831 SOLE 285831 0 0 CITIGROUP INC COM common 172967101 1043 236170 SOLE 236170 0 0 COCA-COLA CO COM common 191216100 193 2920 SOLE 2920 0 0 COCA-COLA FEMSA SAB DE CV SPONSORED ADR common 191241108 1154 15000 SOLE 15000 0 0 COLGATE-PALMOLIVE CO COM common 194162103 193 2400 SOLE 2400 0 0 CONOCOPHILLIPS COM common 20825C104 403 5050 SOLE 5050 0 0 DELL INC common 24702R101 262 18100 SOLE 18100 0 0 DESARROLLADORA HOMEX SA DE CV ADR common 25030W100 405 14870 SOLE 14870 0 0 DIAGEO PLC SPONSORED ADR common 25243Q205 22 300 SOLE 300 0 0 DIREXION GOLD MINERS ETF common 25459W250 110 3000 SOLE 3000 0 0 WALT DISNEY HOLDING CO common 254687106 127 2970 SOLE 2970 0 0 DISCOVERY COMMUNICATIONS INC CL A common 25470F104 1366 34236 SOLE 34236 0 0 DISCOVERY COMMUNICATIONS INC- C common 25470F302 1205 34236 SOLE 34236 0 0 DIRECTV CLASS A common 25490A101 20622 440654 SOLE 440654 0 0 E I DUPONT DENEMOURS & CO COM common 263534109 1636 29775 SOLE 29775 0 0 EMC CORP COM (MA) common 268648102 589 22200 SOLE 22200 0 0 EATON VANCE CORP NON-VOTING COM common 278265103 1857 57600 SOLE 57600 0 0 ECOLAB INC COM common 278865100 11511 225634 SOLE 225634 0 0 EMERSON ELECTRIC CO COM common 291011104 47 810 SOLE 810 0 0 ENBRIDGE INC COM common 29250N105 14000 227834 SOLE 227834 0 0 ENTERGY CORP (NEW) COM common 29364G103 1142 17004 SOLE 17004 0 0 EUROPEAN AERONAUT DEFENSE & SPACE common 29875W100 291 10000 SOLE 10000 0 0 EXXON MOBIL CORP COM common 30231G102 36411 432800 SOLE 432800 0 0 FANUC LTD ADR common 307305102 507 20000 SOLE 20000 0 0 FOCUS MEDIA HOLDING LTD ADR common 34415V109 729 23800 SOLE 23800 0 0 FORD MOTOR COMPANY COM common 345370860 4030 270300 SOLE 270300 0 0 FRONTIER COMMUNICATIONS CORP common 35906A108 14 1741 SOLE 1741 0 0 GANNETT CO COM common 364730101 17 1120 SOLE 1120 0 0 GAZPROM O A O SPONSORED ADR REG S common 368287207 2795 89940 SOLE 89940 0 0 GENERAL COMMUNICATIONS common 369385109 23 2190 SOLE 2190 0 0 GENERAL ELECTRIC CO COM common 369604103 7739 385991 SOLE 385991 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- GENERAL MILLS INC COM common 370334104 2185 59802 SOLE 59802 0 0 GILEAD SCIENCES INC COM common 375558103 323 7610 SOLE 7610 0 0 GOLDCORP INC (NEW) COM common 380956409 1419 28500 SOLE 28500 0 0 GOLDMAN SACHS GROUP INC COM common 38141G104 943 5950 SOLE 5950 0 0 GOOGLE INC CL A common 38259P508 3097 5279 SOLE 5279 0 0 HDFC BANK LTD ADR common 40415F101 1811 10660 SOLE 10660 0 0 HSBC HOLDINGS PLC SPONSORED ADR (NEW) common 404280406 1103 21311 SOLE 21311 0 0 HEWLETT-PACKARD CO COM common 428236103 20999 512563 SOLE 512563 0 0 HOME DEPOT INC COM common 437076102 667 18000 SOLE 18000 0 0 ICICI BANK LTD SPONSORED ADR common 45104G104 498 10000 SOLE 10000 0 0 INTEL CORP COM common 458140100 13798 683772 SOLE 683772 0 0 INTERNATIONAL BUSINESS MACHINES COM common 459200101 13216 81051 SOLE 81051 0 0 INTUITIVE SURGICAL INC (NEW) common 46120E602 1353 4060 SOLE 4060 0 0 IRON MOUNTAIN INC (PA) COM common 462846106 312 10000 SOLE 10000 0 0 ISHARES MSCI JAPAN SMALL CAP ETF common 464286582 685 15000 SOLE 15000 0 0 ISHARES MSCI BRIC INDEX ETF common 464286657 2972 59085 SOLE 59085 0 0 ISHARES MSCI JAPAN INDEX FUND common 464286848 1701 165000 SOLE 165000 0 0 ISHARES FTSE/XINHUA CHINA 25 INDEX FUND common 464287184 3332 74200 SOLE 74200 0 0 ITAU UNIBANCO HOLDING SA ADR common 465562106 1405 58425 SOLE 58425 0 0 JDS UNIPHASE CORP (new) common 46612J507 19 936 SOLE 936 0 0 JPMORGAN CHASE & CO COM common 46625H100 1748 37934 SOLE 37934 0 0 JOHNSON & JOHNSON COM common 478160104 13873 234159 SOLE 234159 0 0 KIMBERLY-CLARK CORP COM common 494368103 4073 62414 SOLE 62414 0 0 KIRIN HOLDINGS CO LTD ADR common 497350306 857 65000 SOLE 65000 0 0 LIBERTY GLOBAL INC CL A common 530555101 7867 189981 SOLE 189981 0 0 LIBERTY GLOBAL INC Ser C common 530555309 7032 175867 SOLE 175867 0 0 LIBERTY MEDIA - INTERACTIVE SER A common 53071M104 9076 565864 SOLE 565864 0 0 LIBERTY MEDIA CORP - CAPITAL Ser A common 53071M302 34588 469501 SOLE 469501 0 0 LIBERTY MEDIA-STARZ Ser A common 53071M708 9258 119311 SOLE 119311 0 0 LINEAR TECHNOLOGY CORP COM common 535678106 40 1200 SOLE 1200 0 0 LIVE NATION ENTERTAINMENT INC common 538034109 18 1867 SOLE 1867 0 0 LOWE'S COS INC COM common 548661107 19 720 SOLE 720 0 0 LUBRIZOL CORP COM common 549271104 133 1000 SOLE 1000 0 0 MARKET VECTORS GOLD MINERS ETF common 57060U100 8464 140840 SOLE 140840 0 0 MCDONALD'S CORP COM common 580135101 650 8550 SOLE 8550 0 0 MCGRAW-HILL COS INC COM common 580645109 55 1400 SOLE 1400 0 0 MEDTRONIC INC COM common 585055106 13798 357339 SOLE 357339 0 0 MERCK & CO INC (NEW) common 58933Y105 14519 439862 SOLE 439862 0 0 MICROSOFT CORP COM common 594918104 4821 189888 SOLE 189888 0 0 MITSUBISHI UFJ FINANCIAL ADR common 606822104 920 200000 SOLE 200000 0 0 MONSANTO CO (NEW) COM common 61166W101 18 250 SOLE 250 0 0 NALCO HOLDING CO COM common 62985Q101 382 14000 SOLE 14000 0 0 NATIONAL OILWELL VARCO INC COM common 637071101 40 510 SOLE 510 0 0 NESTLE S A SPONSORED ADR common 641069406 460 8000 SOLE 8000 0 0 NEWS CORP CL B common 65248E203 582 31300 SOLE 31300 0 0 NOMURA HOLDINGS INC SPONSORED ADR common 65535H208 338 65000 SOLE 65000 0 0 PT PASIFIK SATELIT NUSAN ADR common 69365Q106 0 312900 SOLE 312900 0 0 PALL CORP COM common 696429307 33584 582969 SOLE 582969 0 0 PAYCHEX INC COM common 704326107 251 8000 SOLE 8000 0 0 PEABODY ENERGY CORP COM common 704549104 1059 14720 SOLE 14720 0 0 PEPSICO INC COM common 713448108 8031 124697 SOLE 124697 0 0 PERRIGO CO COM common 714290103 1310 16481 SOLE 16481 0 0 PETROLEO BRASILEIRO SA SPONSORED ADR common 71654V408 14036 347183 SOLE 347183 0 0 PLUM CREEK TIMBER CO INC COM common 729251108 163 3750 SOLE 3750 0 0 PROCTER & GAMBLE CO COM common 742718109 8271 134280 SOLE 134280 0 0 PROSHARES ULTRASHORT LEHMAN 20+ YR TRSY common 74347R297 190 5075 SOLE 5075 0 0 PROSHARES ULTRASHORT LEH 7 common 74347R313 84 2000 SOLE 2000 0 0 QUALCOMM INC COM common 747525103 398 7260 SOLE 7260 0 0 RAYTHEON CO COM (NEW) common 755111507 1017 20000 SOLE 20000 0 0 RENESOLA LTD ADR common 75971T103 527 50000 SOLE 50000 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- ROCKWOOD HOLDINGS INC common 774415103 160 3260 SOLE 3260 0 0 ROLLINS INC COM common 775711104 152 7500 SOLE 7500 0 0 ROYAL DUTCH SHELL PLC SPONSORED ADR A SH common 780259206 12266 168363 SOLE 168363 0 0 SPDR GOLD TRUST common 78463V107 12081 86380 SOLE 86380 0 0 SCHLUMBERGER LTD NV COM common 806857108 16212 173841 SOLE 173841 0 0 SIGMA-ALDRICH CORP COM common 826552101 4614 72505 SOLE 72505 0 0 SIMON PROPERTY GROUP INC common 828806109 136 1275 SOLE 1275 0 0 SINO-FOREST CORP common 82934H101 651 25000 SOLE 25000 0 0 STANDEX INTERNATIONAL CORP COM common 854231107 77 2050 SOLE 2050 0 0 STAPLES INC COM common 855030102 3803 195852 SOLE 195852 0 0 STATOIL ASA ADR common 85771P102 971 35150 SOLE 35150 0 0 STERICYCLE INC COM common 858912108 2365 26675 SOLE 26675 0 0 STRYKER CORP COM common 863667101 1053 17323 SOLE 17323 0 0 SUMITOMO MITSUI FINANCIAL GROUP SPON ADR common 86562M209 312 50000 SOLE 50000 0 0 SYSCO CORP COM common 871829107 365 13180 SOLE 13180 0 0 TAIWAN SEMICONDUCTOR MFG SPONSORED ADR common 874039100 1346 110578 SOLE 110578 0 0 TATA MOTORS LTD SPONSORED ADR common 876568502 277 10000 SOLE 10000 0 0 TECK RESOURCES LTD CL B SUB VTG common 878742204 2921 55100 SOLE 55100 0 0 TELEFONICA S A SPONSORED ADR common 879382208 756 30000 SOLE 30000 0 0 TELLABS INC COM common 879664100 209 40000 SOLE 40000 0 0 TEMPLE-INLAND INC COM common 879868107 217 9280 SOLE 9280 0 0 TENARIS S A SPONSORED ADR common 88031M109 1607 32500 SOLE 32500 0 0 TEVA PHARMACEUTICAL INDS LTD ADR common 881624209 604 12050 SOLE 12050 0 0 THERMO FISHER SCIENTIFIC INC common 883556102 4267 76825 SOLE 76825 0 0 3M COMPANY COM common 88579Y101 8496 90868 SOLE 90868 0 0 TIME WARNER INC (NEW) common 887317303 24 681 SOLE 681 0 0 TIME WARNER CABLE INC (NEW) common 88732J207 12 171 SOLE 171 0 0 TOYOTA MOTOR CORP ADR common 892331307 766 9550 SOLE 9550 0 0 THE TRAVELERS COS INC COM common 89417E109 1827 30725 SOLE 30725 0 0 UNION PACIFIC CORP COM common 907818108 3204 32594 SOLE 32594 0 0 VALE SA ADR common 91912E105 374 11230 SOLE 11230 0 0 VALE SA CL A PFD ADR common 91912E204 1818 61600 SOLE 61600 0 0 VECTREN CORP COM common 92240G101 729 26827 SOLE 26827 0 0 VEOLIA ENVIRONNEMENT ADR common 92334N103 623 20000 SOLE 20000 0 0 VERIZON COMMUNICATIONS INC COM common 92343V104 279 7256 SOLE 7256 0 0 VODAFONE GROUP PLC SPONSORED ADR (NEW) common 92857W209 25 875 SOLE 875 0 0 WALGREEN CO COM common 931422109 30 765 SOLE 765 0 0 WATERS CORP COM common 941848103 185 2,130 SOLE 2,130 0 0 WELLS FARGO & CO common 949746101 1,747 55,120 SOLE 55,120 0 0 WIMM-BILL-DANN FOODS ADR common 97263M109 1,680 50,224 SOLE 50,224 0 0 WISCONSIN ENERGY CORP COM common 976657106 1,378 45,200 SOLE 45,200 0 0 WISDOMTREE JAPAN HEDGED EQUITY FUND common 97717W851 479 13,000 SOLE 13,000 0 0 ZHONGPIN INC common 98952K107 606 40,000 SOLE 40,000 0 0 ACCENTURE PLC common G1151C101 1,099 20,000 SOLE 20,000 0 0 MAN WAH HOLDINGS LTD ORD common G5800U107 262 200,000 SOLE 200,000 0 0 ACE LIMITED (NEW) common H0023R105 1,376 21,275 SOLE 21,275 0 0 WEATHERFORD INTERNATIONAL LTD (NEW) common H27013103 554 24,540 SOLE 24,540 0 0