-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Iz3WoBVa1ctGgacUetzDtl/63D/ccYL69SJEosD5dh5HQTggDbm+GVw5BFxhXebL MHT+TGdsyGReykc69JihSg== 0000950137-08-012936.txt : 20081023 0000950137-08-012936.hdr.sgml : 20081023 20081023160600 ACCESSION NUMBER: 0000950137-08-012936 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20081023 DATE AS OF CHANGE: 20081023 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RUBIOS RESTAURANTS INC CENTRAL INDEX KEY: 0001082423 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 330100303 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-57387 FILM NUMBER: 081137439 BUSINESS ADDRESS: STREET 1: 1902 WRIGHT PL STREET 2: STE 300 CITY: CARLSBAD STATE: CA ZIP: 92008 BUSINESS PHONE: 7609298226 MAIL ADDRESS: STREET 1: 1902 WRIGHT PL STREET 2: STE 300 CITY: CARLSBAD STATE: CA ZIP: 92008 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Brightleaf Capital LLC CENTRAL INDEX KEY: 0001387118 IRS NUMBER: 010686670 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 324 BLACKWELL STREET, SUITE 520 CITY: DURHAM STATE: NC ZIP: 27701 BUSINESS PHONE: 919.401.6501 MAIL ADDRESS: STREET 1: 324 BLACKWELL STREET, SUITE 520 CITY: DURHAM STATE: NC ZIP: 27701 SC 13G/A 1 c47181sc13gza.htm SC 13G/A sc13gza
 
 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G/A
Information to be included in Statements filed pursuant to Rules 13d-1(b), (c), and (d)
and Amendments thereto filed pursuant to Rule 13d-2
(Amendment No. 2)1
RUBIO’S RESTAURANTS, INC.
(Name of Issuer)
Common Stock, $0.001 par value
(Title of Class of Securities)
78116B102
(CUSIP Number)
October 13, 2008
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
      o Rule 13d-1(b)
      þ Rule 13d-1(c)
      o Rule 13d-1(d)
1The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 
Page 1 of 5 Pages
No Exhibit Index

 

                     
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1   NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)

Brightleaf Capital LLC
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
  (a)   o
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5   SOLE VOTING POWER
     
NUMBER OF   196,000
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   0
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   196,000
       
WITH 8   SHARED DISPOSITIVE POWER
     
    0
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  196,000
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  2.0%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  OO

 

 

                     
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Item 1.
(a)   Name of Issuer: Rubio’s Restaurants, Inc.
 
(b)   Address of Issuer’s Principal Executive Offices: 192 Wright Place, Suite 300, Carlsbad, California 92008
Item 2.
(a)   Name of Filing Person: Brightleaf Capital LLC
 
(b)   Address of Principal Business Office or, if none, Residence: 324 Blackwell Street, Suite 520 Durham, North Carolina 27701
 
(c)   Citizenship: Delaware
 
(d)   Title of Class of Securities: Common Stock, $0.001 par value
 
(e)   CUSIP Number: 78116B102
Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
(a)   – (j)  Not Applicable.
Item 4. Ownership.
(a)   Amount beneficially owned:
     Pursuant to certain investment management agreements, Brightleaf Capital LLC (“Brightleaf Capital”) has managed investments for Brightleaf Partners Limited Partnership (“Brightleaf Partners”) and Blackwell Partners LLC (“Blackwell”). On October 13, 2008, Blackwell terminated the investment management agreement with Brightleaf Capital. As of October 15, 2008, Brightleaf Capital beneficially owns 196,000 shares of Common Stock shares of Common Stock, $0.001 par value, of Rubio’s Restaurants, Inc. (“Common Stock”), which consists of 196,000 shares of Common Stock owned by Brightleaf Partners.
     The reporting persons have not acquired the securities in Rubio’s Restaurants, Inc. with the purpose, or with the effect of changing or influencing the control of the issuer, or in connection with or as a participant in any transaction having such purpose or effect.
(b)   Percent of class:
Brightleaf Capital beneficially owns 2.0% of Common Stock outstanding, based upon 9,950,477 shares of Common Stock outstanding as of August 5, 2008 as disclosed in the Rubio’s Restaurants, Inc. Quarterly Report on Form 10-Q for the quarter ended June 29, 2008, as filed with the Securities and Exchange Commission on August 8, 2008.

 

 

                     
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(c)   Number of shares as to which such person has:
  (i)   Sole power to vote or to direct the vote: 196,000
 
  (ii)   Shared power to vote or to direct the vote: 0
 
  (iii)   Sole power to dispose or to direct the disposition of: 196,000
 
  (iv)   Shared power to dispose or direct the disposition of: 0
Item 5. Ownership of Five Percent or Less of a Class.
     If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following. þ
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
     Not applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
     Not Applicable.
Item 8. Identification and Classification of Members of the Group.
     Not Applicable.
Item 9. Notice of Dissolution of Group.
     Not Applicable.
Item 10. Certification.
     By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 

                     
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SIGNATURE
     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
             
   
October 23, 2008
 
Date		    
 
            
    Brightleaf Capital LLC    
 
            
 
  By:
Name: 		  /s/ Evan Jones
 
Evan Jones 		   
 
  Title:   Managing Member    

 

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