0001082339-12-000004.txt : 20121114 0001082339-12-000004.hdr.sgml : 20121114 20121113203024 ACCESSION NUMBER: 0001082339-12-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121114 DATE AS OF CHANGE: 20121113 EFFECTIVENESS DATE: 20121114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COLDSTREAM CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001082339 IRS NUMBER: 931052371 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04387 FILM NUMBER: 121200640 BUSINESS ADDRESS: STREET 1: ONE 100TH AVENUE NE STREET 2: SUITE 102 CITY: BELLEVUE STATE: WA ZIP: 98004 BUSINESS PHONE: 425-283-1600 MAIL ADDRESS: STREET 1: ONE 100TH AVENUE NE STREET 2: SUITE 102 CITY: BELLEVUE STATE: WA ZIP: 98004 13F-HR 1 Coldstream3Q201213F.txt Q3 2012 COLDSTREAM 13F FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Coldstream Capital Management, Inc. Address: One -100th Avenue NE, Suite 102 Bellevue, Washington 98004 13F File Number: 28-7820 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Robert D. Frazier Title: Chief Investment Officer Phone: 425-283-1600 Signature, Place, and Date of Signing: /s/ Robert D. Frazier Bellevue, WA November 13, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 154 Form13F Information Table Value Total: $287,888 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Company COM 88579y101 1508 16314 SH SOLE 16314 A V Homes, Inc. COM 00234p102 255 17207 SH SOLE 17207 AMERIGROUP Corp. COM 03073t102 213 2327 SH SOLE 1154 1173 ASML Holding N.V. COM n07059186 240 4474 SH SOLE 779 3695 AT&T COM 00206R102 661 17540 SH SOLE 17540 Abbott Labs COM 002824100 2849 41559 SH SOLE 41559 Aflac, Inc. COM 001055102 1377 28752 SH SOLE 28752 Albany Molecular Research COM 012423109 117 33715 SH SOLE 33715 Altria Group, Inc. COM 02209s103 2708 81114 SH SOLE 81114 American Electric Technologies COM 025576109 90 19200 SH SOLE 19200 Ameriprise Financial COM 03076c106 1362 24019 SH SOLE 24019 Amgen COM 031162100 386 4574 SH SOLE 4574 Apple Computer COM 037833100 5804 8700 SH SOLE 8700 Arcos Dorados Holdings Inc Cla COM g0457f107 408 26453 SH SOLE 4608 21845 Arm Holdings PLC Sponsored ADR COM 042068106 305 10893 SH SOLE 2318 8575 Astro-Med Inc New COM 04638F108 132 15245 SH SOLE 15245 Baidu.com, Inc - ADS COM 056752108 227 1941 SH SOLE 391 1550 Ballantyne Strong Inc COM 058516105 205 49045 SH SOLE 49045 Baxter Int'l COM 071813109 1370 22730 SH SOLE 22730 Becton Dickinson COM 075887109 1391 17708 SH SOLE 17708 Berkshire Hathaway Cl A COM 084670108 1327 1000 SH SOLE 1000 Berkshire Hathaway Cl B COM 084670702 395 4481 SH SOLE 4481 Blackrock, Inc. COM 09247x101 1261 7073 SH SOLE 7073 Boeing Co COM 097023105 1384 19882 SH SOLE 19882 Brasil Foods Sponsored ADR COM 10552T107 250 14433 SH SOLE 2528 11905 Bristol-Myers Squibb Co COM 110122108 244 7232 SH SOLE 7232 CSP Inc COM 126389105 95 21105 SH SOLE 21105 Callaway Golf Co COM 131193104 111 18035 SH SOLE 18035 Canadian National Railway Co. COM 136375102 361 4095 SH SOLE 715 3380 Cardinal Health COM 14149Y108 1205 30912 SH SOLE 30912 Caterpillar COM 149123101 1521 17677 SH SOLE 17677 Chevron Corp COM 166764100 3766 32305 SH SOLE 32305 Cisco Systems COM 17275R102 1455 76210 SH SOLE 76210 CoBiz Financial Inc. COM 190897108 161 23071 SH SOLE 23071 Coca-Cola COM 191216100 1848 48720 SH SOLE 48720 Coca-Cola Enterprises Inc. COM 19122t109 376 12016 SH SOLE 2121 9895 Colgate-Palmolive COM 194162103 2182 20350 SH SOLE 20350 ConocoPhillips COM 20825C104 1779 31117 SH SOLE 31117 Core Laboratories COM N22717107 576 4743 SH SOLE 638 4105 Costco Wholesale Corp COM 22160K105 417 4167 SH SOLE 4167 Cowen Group Inc New Cl A COM 223622101 256 94640 SH SOLE 94640 Crane Co. COM 224399105 1283 32136 SH SOLE 32136 Crown Crafts Inc COM 228309100 161 25960 SH SOLE 25960 Deere & Co COM 244199105 1313 15926 SH SOLE 15926 Edgewater Technology COM 280358102 232 58440 SH SOLE 58440 Ensco PLC Ord Class A COM g3157s106 1228 22501 SH SOLE 22501 Entegris COM 29362U104 88 10876 SH SOLE 484 10392 Exxon Mobil Corp COM 30231G102 2276 24886 SH SOLE 24886 Forest City Ent CL A COM 345550107 206 13000 SH SOLE 13000 Gaiam COM 36268Q103 112 32040 SH SOLE 32040 General Electric COM 369604103 2773 122085 SH SOLE 122085 Glacier Bancorp New COM 37637Q105 1006 64510 SH SOLE 63345 1165 Google, Inc. COM 38259P508 392 519 SH SOLE 519 H. J. Heinz Co COM 423074103 1325 23680 SH SOLE 23680 Hardinge Inc. COM 412324303 103 10055 SH SOLE 10055 Heelys, Inc. COM 42279M107 92 50270 SH SOLE 50270 Honeywell Int'l COM 438516106 1438 24059 SH SOLE 24059 Imation Corp COM 45245A107 263 47050 SH SOLE 47050 Int'l Business Machines COM 459200101 2507 12086 SH SOLE 12086 Intel Corp COM 458140100 1572 69368 SH SOLE 69368 Invesco Value Insured Muni Tr COM 46132W103 235 14830 SH SOLE 14830 Johnson and Johnson COM 478160104 1623 23560 SH SOLE 23560 KKR & Company LP COM 48248M102 302 20000 SH SOLE 20000 Kraft Foods, Inc. COM 50075N104 801 19360 SH SOLE 19360 Landec Corp COM 514766104 264 23035 SH SOLE 23035 Lazard Ltd Shs A COM G54050102 284 9729 SH SOLE 1699 8030 Life Time Fitness COM 53217R207 238 5199 SH SOLE 1446 3753 Market Leader Inc COM 57056R103 412 61550 SH SOLE 61550 McCormick & Company COM 579780206 1552 25015 SH SOLE 25015 McDonald's Corp COM 580135101 1628 17747 SH SOLE 17747 Medical Prop Trst, IN COM 58463j304 131 12576 SH SOLE 2796 9780 Medtronic, Inc. COM 585055106 1774 41142 SH SOLE 41142 Microsoft Corp COM 594918104 56003 1881832 SH SOLE 1881832 Mitcham Industries COM 606501104 421 26400 SH SOLE 26400 Myrexis, Inc. COM 62856h107 90 37100 SH SOLE 37100 Norfolk Southern Corp COM 655844108 1768 27785 SH SOLE 27785 Novo Nordisk A/S COM 670100205 382 2419 SH SOLE 424 1995 ORBCOMM, Inc. COM 68555P100 149 39945 SH SOLE 39945 Oneok, Inc. COM 682680103 201 4164 SH SOLE 1624 2540 Orion Energy Systems, Inc COM 686275108 249 125930 SH SOLE 125930 PC-Tel COM 69325q105 342 48545 SH SOLE 48545 Pepsico COM 713448108 1785 25229 SH SOLE 25229 Perceptron, Inc. COM 71361F100 290 46350 SH SOLE 46350 Pervasive Software Inc. COM 715710109 412 47910 SH SOLE 47910 Philip Morris Int'l COM 718172109 4084 45410 SH SOLE 45410 Phillips 66 COM 718546104 717 15466 SH SOLE 15466 Pixelworks COM 72581M107 29 10000 SH SOLE 10000 Potash Corp of Saskatchewan COM 73755L107 407 9373 SH SOLE 1633 7740 Procter & Gamble Co COM 742718109 1690 24367 SH SOLE 24367 Raymond James Financial COM 754730109 214 5847 SH SOLE 827 5020 Red Lion Hotels Corp. COM 756764106 136 21705 SH SOLE 21705 Rentech, Inc. COM 760112102 248 100823 SH SOLE 100823 Rosetta Stone, Inc. COM 777780107 218 17060 SH SOLE 17060 Savient Pharmaceuticals COM 80517q100 71 28320 SH SOLE 28320 Sigma Designs, Inc. COM 826565103 173 26215 SH SOLE 26215 Stanley Black & Decker, Inc. COM 854502101 1384 18145 SH SOLE 18145 Starbucks Corp COM 855244109 921 18165 SH SOLE 18165 Taiwan Semiconductor Mfg. ADS COM 874039100 471 29743 SH SOLE 5193 24550 Target COM 87612E106 2009 31646 SH SOLE 31646 Team Inc. COM 878155100 303 9515 SH SOLE 9515 The Blackstone Group COM 09253u108 1161 81309 SH SOLE 81309 Time Warner COM 887317303 213 4700 SH SOLE 4700 USX-Marathon Group COM 565849106 1263 42703 SH SOLE 42703 Valspar Corp COM 920355104 214 3813 SH SOLE 504 3309 Verizon Communications COM 92343V104 206 4514 SH SOLE 4514 Versar Inc COM 925297103 218 64870 SH SOLE 64870 Vical, Inc. COM 925602104 312 72045 SH SOLE 72045 Wal-Mart Stores, Inc. COM 931142103 220 2980 SH SOLE 2980 Waste Management, Inc. COM 94106L109 472 14705 SH SOLE 14705 XO Communications COM 983772104 261 31215 SH SOLE 31215 Xilinx COM 983919101 1320 39509 SH SOLE 39509 Invesco Muni Income Op Com ETF 46132x101 123 16441 SH SOLE 16441 Alps ETF Tr Alerian MLP ETF 00162Q866 2879 173763 SH SOLE 173763 Barclays iPath S&P 500 Dynamic ETF 06741l609 2589 49063 SH SOLE 49063 Eaton Vance Enhanced Equity In ETF 278277108 1946 175609 SH SOLE 175609 Eaton Vance Tax-Managed Global ETF 27829F108 655 74375 SH SOLE 74375 Energy Select Sector SPDR ETF 81369y506 451 6135 SH SOLE 6135 GreenHaven Continuous Commodit ETF 395258106 15600 511471 SH SOLE 511471 Industrial Select Sector SPDR ETF 81369Y704 569 15582 SH SOLE 15582 JP Morgan Chase & Co Alerian M ETF 46625H365 456 11278 SH SOLE 11278 Lazard Global Total Return & I ETF 52106W103 257 17136 SH SOLE 17136 MKT Vect Gold Miners ETF 57060U100 1054 19640 SH SOLE 19640 MS Emerging Markets Domestic D ETF 617477104 3288 199629 SH SOLE 199629 Pimco ETF Tr 1-5 US TIP Index ETF 72201r205 3726 69105 SH SOLE 69105 PowerShares Intl Dividend Achi ETF 73935X716 10392 683713 SH SOLE 683713 SPDR Gold Trust ETF 78463v107 4154 24164 SH SOLE 24164 SPDR Nuveen S&P High Yield Mun ETF 78464A284 391 6789 SH SOLE 6789 SPDR S&P 500 ETF Tr Series-1 ETF 78462F103 4047 28108 SH SOLE 28108 SPDR S&P Dividend ETF ETF 78464a763 926 15942 SH SOLE 15942 SPDR S&P Midcap 400 ETF Trust ETF 78467y107 286 1592 SH SOLE 1592 Tortoise Energy Infrastructure ETF 89147L100 349 8611 SH SOLE 8336 275 Tortoise Pwr & Energy Infra ETF 89147X104 367 14229 SH SOLE 14229 Vanguard Dividend Appreciation ETF 921908844 16097 269723 SH SOLE 269723 Vanguard Emerging Mkts Stock I ETF 922042858 11089 265799 SH SOLE 265799 Vanguard FTSE All-World Ex-US ETF 922042775 7221 168084 SH SOLE 168084 Vanguard Growth ETF ETF 922908736 14395 198824 SH SOLE 198824 Vanguard Index Fds Ext Mkt VIP ETF 922908652 4726 79356 SH SOLE 79356 Vanguard Index Intermediate Te ETF 921937819 854 9462 SH SOLE 9462 Vanguard Index Short Term Bond ETF 921937827 258 3170 SH SOLE 3170 Vanguard REIT Vipers ETF 922908553 7029 108187 SH SOLE 108187 Vanguard Small-Cap ETF ETF 922908751 1219 15214 SH SOLE 15214 iShares DJ Select Dividend Ind ETF 464287168 248 4304 SH SOLE 4304 iShares Lehman 1-3 Yr Treasury ETF 464287457 1953 23108 SH SOLE 23108 iShares Lehman US Tst Inflatio ETF 464287176 1310 10762 SH SOLE 10762 iShares MSCI ACWI All World ETF 464288257 206 4418 SH SOLE 4418 iShares MSCI Australia ETF 464286103 296 12432 SH SOLE 12432 iShares MSCI Canada ETF 464286509 241 8472 SH SOLE 8472 iShares MSCI EAFE Index ETF 464287465 617 11650 SH SOLE 11650 iShares MSCI Emerging Markets ETF 464287234 2084 50432 SH SOLE 50432 iShares Russell 1000 Growth In ETF 464287614 1949 29226 SH SOLE 29226 iShares Russell Midcap Index F ETF 464287499 7867 71033 SH SOLE 71033 iShares S&P 500 Index Fund ETF 464287200 632 4374 SH SOLE 4374 iShares S&P Midcap 400 Index F ETF 464287507 1649 16716 SH SOLE 16716 iShares iBoxx $ High Yield Cor ETF 464288513 223 2412 SH SOLE 2412