0001082339-12-000004.txt : 20121114
0001082339-12-000004.hdr.sgml : 20121114
20121113203024
ACCESSION NUMBER: 0001082339-12-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121114
DATE AS OF CHANGE: 20121113
EFFECTIVENESS DATE: 20121114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: COLDSTREAM CAPITAL MANAGEMENT INC
CENTRAL INDEX KEY: 0001082339
IRS NUMBER: 931052371
STATE OF INCORPORATION: OR
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04387
FILM NUMBER: 121200640
BUSINESS ADDRESS:
STREET 1: ONE 100TH AVENUE NE
STREET 2: SUITE 102
CITY: BELLEVUE
STATE: WA
ZIP: 98004
BUSINESS PHONE: 425-283-1600
MAIL ADDRESS:
STREET 1: ONE 100TH AVENUE NE
STREET 2: SUITE 102
CITY: BELLEVUE
STATE: WA
ZIP: 98004
13F-HR
1
Coldstream3Q201213F.txt
Q3 2012 COLDSTREAM 13F FILING
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Coldstream Capital Management, Inc.
Address: One -100th Avenue NE, Suite 102
Bellevue, Washington 98004
13F File Number: 28-7820
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Robert D. Frazier
Title: Chief Investment Officer
Phone: 425-283-1600
Signature, Place, and Date of Signing:
/s/ Robert D. Frazier Bellevue, WA November 13, 2012
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form13F Information Table Entry Total: 154
Form13F Information Table Value Total: $287,888 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M Company COM 88579y101 1508 16314 SH SOLE 16314
A V Homes, Inc. COM 00234p102 255 17207 SH SOLE 17207
AMERIGROUP Corp. COM 03073t102 213 2327 SH SOLE 1154 1173
ASML Holding N.V. COM n07059186 240 4474 SH SOLE 779 3695
AT&T COM 00206R102 661 17540 SH SOLE 17540
Abbott Labs COM 002824100 2849 41559 SH SOLE 41559
Aflac, Inc. COM 001055102 1377 28752 SH SOLE 28752
Albany Molecular Research COM 012423109 117 33715 SH SOLE 33715
Altria Group, Inc. COM 02209s103 2708 81114 SH SOLE 81114
American Electric Technologies COM 025576109 90 19200 SH SOLE 19200
Ameriprise Financial COM 03076c106 1362 24019 SH SOLE 24019
Amgen COM 031162100 386 4574 SH SOLE 4574
Apple Computer COM 037833100 5804 8700 SH SOLE 8700
Arcos Dorados Holdings Inc Cla COM g0457f107 408 26453 SH SOLE 4608 21845
Arm Holdings PLC Sponsored ADR COM 042068106 305 10893 SH SOLE 2318 8575
Astro-Med Inc New COM 04638F108 132 15245 SH SOLE 15245
Baidu.com, Inc - ADS COM 056752108 227 1941 SH SOLE 391 1550
Ballantyne Strong Inc COM 058516105 205 49045 SH SOLE 49045
Baxter Int'l COM 071813109 1370 22730 SH SOLE 22730
Becton Dickinson COM 075887109 1391 17708 SH SOLE 17708
Berkshire Hathaway Cl A COM 084670108 1327 1000 SH SOLE 1000
Berkshire Hathaway Cl B COM 084670702 395 4481 SH SOLE 4481
Blackrock, Inc. COM 09247x101 1261 7073 SH SOLE 7073
Boeing Co COM 097023105 1384 19882 SH SOLE 19882
Brasil Foods Sponsored ADR COM 10552T107 250 14433 SH SOLE 2528 11905
Bristol-Myers Squibb Co COM 110122108 244 7232 SH SOLE 7232
CSP Inc COM 126389105 95 21105 SH SOLE 21105
Callaway Golf Co COM 131193104 111 18035 SH SOLE 18035
Canadian National Railway Co. COM 136375102 361 4095 SH SOLE 715 3380
Cardinal Health COM 14149Y108 1205 30912 SH SOLE 30912
Caterpillar COM 149123101 1521 17677 SH SOLE 17677
Chevron Corp COM 166764100 3766 32305 SH SOLE 32305
Cisco Systems COM 17275R102 1455 76210 SH SOLE 76210
CoBiz Financial Inc. COM 190897108 161 23071 SH SOLE 23071
Coca-Cola COM 191216100 1848 48720 SH SOLE 48720
Coca-Cola Enterprises Inc. COM 19122t109 376 12016 SH SOLE 2121 9895
Colgate-Palmolive COM 194162103 2182 20350 SH SOLE 20350
ConocoPhillips COM 20825C104 1779 31117 SH SOLE 31117
Core Laboratories COM N22717107 576 4743 SH SOLE 638 4105
Costco Wholesale Corp COM 22160K105 417 4167 SH SOLE 4167
Cowen Group Inc New Cl A COM 223622101 256 94640 SH SOLE 94640
Crane Co. COM 224399105 1283 32136 SH SOLE 32136
Crown Crafts Inc COM 228309100 161 25960 SH SOLE 25960
Deere & Co COM 244199105 1313 15926 SH SOLE 15926
Edgewater Technology COM 280358102 232 58440 SH SOLE 58440
Ensco PLC Ord Class A COM g3157s106 1228 22501 SH SOLE 22501
Entegris COM 29362U104 88 10876 SH SOLE 484 10392
Exxon Mobil Corp COM 30231G102 2276 24886 SH SOLE 24886
Forest City Ent CL A COM 345550107 206 13000 SH SOLE 13000
Gaiam COM 36268Q103 112 32040 SH SOLE 32040
General Electric COM 369604103 2773 122085 SH SOLE 122085
Glacier Bancorp New COM 37637Q105 1006 64510 SH SOLE 63345 1165
Google, Inc. COM 38259P508 392 519 SH SOLE 519
H. J. Heinz Co COM 423074103 1325 23680 SH SOLE 23680
Hardinge Inc. COM 412324303 103 10055 SH SOLE 10055
Heelys, Inc. COM 42279M107 92 50270 SH SOLE 50270
Honeywell Int'l COM 438516106 1438 24059 SH SOLE 24059
Imation Corp COM 45245A107 263 47050 SH SOLE 47050
Int'l Business Machines COM 459200101 2507 12086 SH SOLE 12086
Intel Corp COM 458140100 1572 69368 SH SOLE 69368
Invesco Value Insured Muni Tr COM 46132W103 235 14830 SH SOLE 14830
Johnson and Johnson COM 478160104 1623 23560 SH SOLE 23560
KKR & Company LP COM 48248M102 302 20000 SH SOLE 20000
Kraft Foods, Inc. COM 50075N104 801 19360 SH SOLE 19360
Landec Corp COM 514766104 264 23035 SH SOLE 23035
Lazard Ltd Shs A COM G54050102 284 9729 SH SOLE 1699 8030
Life Time Fitness COM 53217R207 238 5199 SH SOLE 1446 3753
Market Leader Inc COM 57056R103 412 61550 SH SOLE 61550
McCormick & Company COM 579780206 1552 25015 SH SOLE 25015
McDonald's Corp COM 580135101 1628 17747 SH SOLE 17747
Medical Prop Trst, IN COM 58463j304 131 12576 SH SOLE 2796 9780
Medtronic, Inc. COM 585055106 1774 41142 SH SOLE 41142
Microsoft Corp COM 594918104 56003 1881832 SH SOLE 1881832
Mitcham Industries COM 606501104 421 26400 SH SOLE 26400
Myrexis, Inc. COM 62856h107 90 37100 SH SOLE 37100
Norfolk Southern Corp COM 655844108 1768 27785 SH SOLE 27785
Novo Nordisk A/S COM 670100205 382 2419 SH SOLE 424 1995
ORBCOMM, Inc. COM 68555P100 149 39945 SH SOLE 39945
Oneok, Inc. COM 682680103 201 4164 SH SOLE 1624 2540
Orion Energy Systems, Inc COM 686275108 249 125930 SH SOLE 125930
PC-Tel COM 69325q105 342 48545 SH SOLE 48545
Pepsico COM 713448108 1785 25229 SH SOLE 25229
Perceptron, Inc. COM 71361F100 290 46350 SH SOLE 46350
Pervasive Software Inc. COM 715710109 412 47910 SH SOLE 47910
Philip Morris Int'l COM 718172109 4084 45410 SH SOLE 45410
Phillips 66 COM 718546104 717 15466 SH SOLE 15466
Pixelworks COM 72581M107 29 10000 SH SOLE 10000
Potash Corp of Saskatchewan COM 73755L107 407 9373 SH SOLE 1633 7740
Procter & Gamble Co COM 742718109 1690 24367 SH SOLE 24367
Raymond James Financial COM 754730109 214 5847 SH SOLE 827 5020
Red Lion Hotels Corp. COM 756764106 136 21705 SH SOLE 21705
Rentech, Inc. COM 760112102 248 100823 SH SOLE 100823
Rosetta Stone, Inc. COM 777780107 218 17060 SH SOLE 17060
Savient Pharmaceuticals COM 80517q100 71 28320 SH SOLE 28320
Sigma Designs, Inc. COM 826565103 173 26215 SH SOLE 26215
Stanley Black & Decker, Inc. COM 854502101 1384 18145 SH SOLE 18145
Starbucks Corp COM 855244109 921 18165 SH SOLE 18165
Taiwan Semiconductor Mfg. ADS COM 874039100 471 29743 SH SOLE 5193 24550
Target COM 87612E106 2009 31646 SH SOLE 31646
Team Inc. COM 878155100 303 9515 SH SOLE 9515
The Blackstone Group COM 09253u108 1161 81309 SH SOLE 81309
Time Warner COM 887317303 213 4700 SH SOLE 4700
USX-Marathon Group COM 565849106 1263 42703 SH SOLE 42703
Valspar Corp COM 920355104 214 3813 SH SOLE 504 3309
Verizon Communications COM 92343V104 206 4514 SH SOLE 4514
Versar Inc COM 925297103 218 64870 SH SOLE 64870
Vical, Inc. COM 925602104 312 72045 SH SOLE 72045
Wal-Mart Stores, Inc. COM 931142103 220 2980 SH SOLE 2980
Waste Management, Inc. COM 94106L109 472 14705 SH SOLE 14705
XO Communications COM 983772104 261 31215 SH SOLE 31215
Xilinx COM 983919101 1320 39509 SH SOLE 39509
Invesco Muni Income Op Com ETF 46132x101 123 16441 SH SOLE 16441
Alps ETF Tr Alerian MLP ETF 00162Q866 2879 173763 SH SOLE 173763
Barclays iPath S&P 500 Dynamic ETF 06741l609 2589 49063 SH SOLE 49063
Eaton Vance Enhanced Equity In ETF 278277108 1946 175609 SH SOLE 175609
Eaton Vance Tax-Managed Global ETF 27829F108 655 74375 SH SOLE 74375
Energy Select Sector SPDR ETF 81369y506 451 6135 SH SOLE 6135
GreenHaven Continuous Commodit ETF 395258106 15600 511471 SH SOLE 511471
Industrial Select Sector SPDR ETF 81369Y704 569 15582 SH SOLE 15582
JP Morgan Chase & Co Alerian M ETF 46625H365 456 11278 SH SOLE 11278
Lazard Global Total Return & I ETF 52106W103 257 17136 SH SOLE 17136
MKT Vect Gold Miners ETF 57060U100 1054 19640 SH SOLE 19640
MS Emerging Markets Domestic D ETF 617477104 3288 199629 SH SOLE 199629
Pimco ETF Tr 1-5 US TIP Index ETF 72201r205 3726 69105 SH SOLE 69105
PowerShares Intl Dividend Achi ETF 73935X716 10392 683713 SH SOLE 683713
SPDR Gold Trust ETF 78463v107 4154 24164 SH SOLE 24164
SPDR Nuveen S&P High Yield Mun ETF 78464A284 391 6789 SH SOLE 6789
SPDR S&P 500 ETF Tr Series-1 ETF 78462F103 4047 28108 SH SOLE 28108
SPDR S&P Dividend ETF ETF 78464a763 926 15942 SH SOLE 15942
SPDR S&P Midcap 400 ETF Trust ETF 78467y107 286 1592 SH SOLE 1592
Tortoise Energy Infrastructure ETF 89147L100 349 8611 SH SOLE 8336 275
Tortoise Pwr & Energy Infra ETF 89147X104 367 14229 SH SOLE 14229
Vanguard Dividend Appreciation ETF 921908844 16097 269723 SH SOLE 269723
Vanguard Emerging Mkts Stock I ETF 922042858 11089 265799 SH SOLE 265799
Vanguard FTSE All-World Ex-US ETF 922042775 7221 168084 SH SOLE 168084
Vanguard Growth ETF ETF 922908736 14395 198824 SH SOLE 198824
Vanguard Index Fds Ext Mkt VIP ETF 922908652 4726 79356 SH SOLE 79356
Vanguard Index Intermediate Te ETF 921937819 854 9462 SH SOLE 9462
Vanguard Index Short Term Bond ETF 921937827 258 3170 SH SOLE 3170
Vanguard REIT Vipers ETF 922908553 7029 108187 SH SOLE 108187
Vanguard Small-Cap ETF ETF 922908751 1219 15214 SH SOLE 15214
iShares DJ Select Dividend Ind ETF 464287168 248 4304 SH SOLE 4304
iShares Lehman 1-3 Yr Treasury ETF 464287457 1953 23108 SH SOLE 23108
iShares Lehman US Tst Inflatio ETF 464287176 1310 10762 SH SOLE 10762
iShares MSCI ACWI All World ETF 464288257 206 4418 SH SOLE 4418
iShares MSCI Australia ETF 464286103 296 12432 SH SOLE 12432
iShares MSCI Canada ETF 464286509 241 8472 SH SOLE 8472
iShares MSCI EAFE Index ETF 464287465 617 11650 SH SOLE 11650
iShares MSCI Emerging Markets ETF 464287234 2084 50432 SH SOLE 50432
iShares Russell 1000 Growth In ETF 464287614 1949 29226 SH SOLE 29226
iShares Russell Midcap Index F ETF 464287499 7867 71033 SH SOLE 71033
iShares S&P 500 Index Fund ETF 464287200 632 4374 SH SOLE 4374
iShares S&P Midcap 400 Index F ETF 464287507 1649 16716 SH SOLE 16716
iShares iBoxx $ High Yield Cor ETF 464288513 223 2412 SH SOLE 2412