Chief Investment Officer

0001082339-14-000004.txt : 20141113 0001082339-14-000004.hdr.sgml : 20141113 20141113125231 ACCESSION NUMBER: 0001082339-14-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141113 DATE AS OF CHANGE: 20141113 EFFECTIVENESS DATE: 20141113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COLDSTREAM CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001082339 IRS NUMBER: 931052371 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04387 FILM NUMBER: 141217310 BUSINESS ADDRESS: STREET 1: ONE 100TH AVENUE NE STREET 2: SUITE 102 CITY: BELLEVUE STATE: WA ZIP: 98004 BUSINESS PHONE: 425-283-1600 MAIL ADDRESS: STREET 1: ONE 100TH AVENUE NE STREET 2: SUITE 102 CITY: BELLEVUE STATE: WA ZIP: 98004 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001082339 XXXXXXXX 09-30-2014 09-30-2014 COLDSTREAM CAPITAL MANAGEMENT INC

ONE 100TH AVENUE NE SUITE 102 BELLEVUE WA 98004

13F HOLDINGS REPORT 028-04387 N Robert D. Frazier Chief Investment Officer 425-283-1600 Robert D. Frazier Bellevue WA 11-12-2014 0 194 352034 false INFORMATION TABLE 2 CCM3Q2014.xml 3M Company COM 88579y101 2210 15596 SH SOLE 15596 0 0 A V Homes, Inc. COM 00234p102 170 11581 SH SOLE 11581 0 0 ARC Document Solutions Com COM 00191G103 111 13650 SH SOLE 13650 0 0 ASML Holding N.V. COM n07059210 574 5805 SH SOLE 2036 0 3769 AT&T COM 00206R102 422 11963 SH SOLE 11963 0 0 Abbvie Inc Com COM 00287y109 2295 39737 SH SOLE 39737 0 0 Ace Ltd COM h0023r105 497 4741 SH SOLE 1046 0 3695 Affiliated Managers Group COM 008252108 212 1057 SH SOLE 1057 0 0 Alliance Data Systems COM 018581108 214 860 SH SOLE 860 0 0 Altria Group, Inc. COM 02209s103 2640 57457 SH SOLE 57457 0 0 American Electric Technologies COM 025576109 115 15465 SH SOLE 15465 0 0 Ameriprise Financial COM 03076c106 2253 18260 SH SOLE 18260 0 0 Apple Computer COM 037833100 7339 72847 SH SOLE 71181 0 1666 Archer-Daniels-Midland COM 039483102 2312 45250 SH SOLE 45250 0 0 Arm Holdings PLC Sponsored ADR COM 042068106 264 6033 SH SOLE 1258 0 4775 Astro-Med Inc New COM 04638F108 156 11840 SH SOLE 11840 0 0 Baidu.com, Inc - ADS COM 056752108 218 1000 SH SOLE 1000 0 0 Ballantyne Strong Inc COM 058516105 106 23865 SH SOLE 23865 0 0 Bank of America Corp COM 060505104 404 23697 SH SOLE 23697 0 0 Baxter Int'l COM 071813109 1798 25053 SH SOLE 25053 0 0 Berkshire Hathaway Cl A COM 084670108 828 400 SH SOLE 400 0 0 Berkshire Hathaway Cl B COM 084670702 796 5764 SH SOLE 5414 0 350 BlackRock Utility & Infrastruc COM 09248D104 1258 62892 SH SOLE 62892 0 0 Blackrock, Inc. COM 09247x101 2122 6462 SH SOLE 6462 0 0 Boeing Co COM 097023105 2861 22459 SH SOLE 22459 0 0 Bristol-Myers Squibb Co COM 110122108 333 6497 SH SOLE 6497 0 0 CPI Aerostructures Inc. COM 125919308 154 15605 SH SOLE 15605 0 0 CSX Corp COM 126408103 2522 78670 SH SOLE 78670 0 0 Canadian National Railway Co. COM 136375102 587 8266 SH SOLE 1911 0 6355 Canadian Pacific COM 13645T100 680 3278 SH SOLE 693 0 2585 Caterpillar COM 149123101 292 2952 SH SOLE 2952 0 0 Century Casinos Inc. COM 156492100 91 17825 SH SOLE 17825 0 0 Chevron Corp COM 166764100 1163 9751 SH SOLE 9751 0 0 Cisco Systems COM 17275R102 2917 115899 SH SOLE 115839 0 60 CoBiz Financial Inc. COM 190897108 242 21613 SH SOLE 21613 0 0 Coca-Cola COM 191216100 236 5533 SH SOLE 5533 0 0 Coca-Cola Enterprises Inc. COM 19122t109 429 9679 SH SOLE 2109 0 7570 Comcast Corp Cl A COM 20030n101 238 4431 SH SOLE 4431 0 0 ConocoPhillips COM 20825C104 2097 27399 SH SOLE 27399 0 0 Core Laboratories COM N22717107 401 2739 SH SOLE 579 0 2160 Corning COM 219350105 1965 101602 SH SOLE 101602 0 0 Cowen Group Inc New Cl A COM 223622101 336 89695 SH SOLE 89695 0 0 Crane Co. COM 224399105 1822 28827 SH SOLE 28827 0 0 Crown Crafts Inc COM 228309100 102 13706 SH SOLE 13706 0 0 Cumberland Pharma Inc. COM 230770109 134 27135 SH SOLE 27135 0 0 Delta Air Lines COM 247361702 555 15348 SH SOLE 15348 0 0 Dover Motorsports Inc. COM 260174107 89 38627 SH SOLE 38627 0 0 Dow Chemical Co COM 260543103 2136 40738 SH SOLE 40738 0 0 E I DuPont De Nemours COM 263534109 2247 31311 SH SOLE 31311 0 0 Eagle Materials COM 26969P108 265 2605 SH SOLE 2605 0 0 Eaton Corp PLC COM G29183103 1793 28286 SH SOLE 28286 0 0 Edgewater Technology COM 280358102 115 16675 SH SOLE 16675 0 0 Ensco PLC Ord Class A COM g3157s106 1600 38737 SH SOLE 38737 0 0 Exxon Mobil Corp COM 30231G102 1299 13810 SH SOLE 13810 0 0 Facebook COM 30303m102 1143 14460 SH SOLE 14460 0 0 Furmanite Corporation Com COM 361086101 130 19280 SH SOLE 19280 0 0 General Electric COM 369604103 3540 138187 SH SOLE 138187 0 0 Glacier Bancorp New COM 37637Q105 1218 47090 SH SOLE 44085 0 3005 Google Inc Class A COM 38259P508 289 492 SH SOLE 492 0 0 Google Inc Class C COM 38259P706 257 445 SH SOLE 445 0 0 Hcc Insurance Holdings COM 404132102 226 4672 SH SOLE 4672 0 0 Home Depot COM 437076102 2630 28671 SH SOLE 28671 0 0 Honeywell Int'l COM 438516106 2127 22845 SH SOLE 22845 0 0 Illinois Tool Works COM 452308109 1785 21148 SH SOLE 21148 0 0 Imation Corp COM 45245A107 157 53165 SH SOLE 53165 0 0 Int'l Business Machines COM 459200101 2379 12530 SH SOLE 12530 0 0 Intel Corp COM 458140100 2003 57527 SH SOLE 57527 0 0 International Paper Co. COM 460146103 2594 54326 SH SOLE 54326 0 0 Invesco Limited COM g491bt108 1930 48891 SH SOLE 48891 0 0 Invesco Value Muni Income Com COM 46132P108 338 22284 SH SOLE 22284 0 0 JP Morgan Chase & Co COM 46625H100 2307 38291 SH SOLE 38291 0 0 Johnson and Johnson COM 478160104 2689 25231 SH SOLE 25231 0 0 Juniper Networks COM 48203R104 692 31225 SH SOLE 31225 0 0 KKR & Company LP COM 48248M102 213 9539 SH SOLE 9539 0 0 Landec Corp COM 514766104 198 16125 SH SOLE 16125 0 0 Lazard Ltd Shs A COM G54050102 495 9765 SH SOLE 2100 0 7665 Lyondellbasell Industries Shs COM N53745100 2330 21439 SH SOLE 21439 0 0 Macy's, Inc. COM 55616p104 2176 37403 SH SOLE 37403 0 0 Magna Int'l, Inc. COM 559222401 2124 22384 SH SOLE 22384 0 0 Marsh & McLennan COM 571748102 2051 39177 SH SOLE 39177 0 0 Martin Marietta Materials COM 573284106 275 2136 SH SOLE 2136 0 0 McDonald's Corp COM 580135101 290 3063 SH SOLE 3063 0 0 Mednax, Inc. COM 58502B106 215 3928 SH SOLE 2768 0 1160 Medtronic, Inc. COM 585055106 2491 40210 SH SOLE 40210 0 0 Merck & Co COM 58933y105 229 3871 SH SOLE 3871 0 0 Microsoft Corp COM 594918104 43031 928200 SH SOLE 927996 0 204 Mitcham Industries COM 606501104 150 13595 SH SOLE 13595 0 0 Nordstrom COM 655664100 233 3407 SH SOLE 3407 0 0 Novo Nordisk A/S COM 670100205 462 9695 SH SOLE 2075 0 7620 ORBCOMM, Inc. COM 68555P100 307 53315 SH SOLE 53315 0 0 Office Depot COM 676220106 62 12159 SH SOLE 12159 0 0 Old Dominion Freight Line COM 679580100 226 3205 SH SOLE 3205 0 0 Orion Energy Systems, Inc COM 686275108 191 35670 SH SOLE 35670 0 0 PC-Tel COM 69325q105 187 24595 SH SOLE 24595 0 0 Paccar COM 693718108 488 8577 SH SOLE 8577 0 0 Packaging Corp of America COM 695156109 257 4028 SH SOLE 4028 0 0 Palo Alto Networks, Inc. COM 697435105 8829 90000 SH SOLE 90000 0 0 Pendrell Corp COM 70686R104 214 159975 SH SOLE 159975 0 0 Pepsico COM 713448108 2051 22029 SH SOLE 22029 0 0 Perceptron, Inc. COM 71361F100 132 13455 SH SOLE 13455 0 0 Perrigo Company Ltd PLC COM G97822103 488 3250 SH SOLE 1020 0 2230 Philip Morris Int'l COM 718172109 783 9388 SH SOLE 9388 0 0 Phillips 66 COM 718546104 2021 24860 SH SOLE 24860 0 0 Pixelworks COM 72581M305 65 10000 SH SOLE 10000 0 0 Polaris Industries, Inc. COM 731068102 270 1799 SH SOLE 1799 0 0 Pozen Inc. COM 73941U102 127 17265 SH SOLE 17265 0 0 Procter & Gamble Co COM 742718109 424 5059 SH SOLE 5059 0 0 Protective Life Corp. COM 743674103 276 3980 SH SOLE 3980 0 0 Qualcomm, Inc. COM 747525103 223 2986 SH SOLE 2986 0 0 Red Lion Hotels Corp. COM 756764106 106 18595 SH SOLE 18595 0 0 Rentech, Inc. COM 760112102 200 116667 SH SOLE 116667 0 0 Rosetta Stone, Inc. COM 777780107 168 20850 SH SOLE 20850 0 0 Rubicon Technology Inc. COM 78112T107 79 18480 SH SOLE 18480 0 0 SPDR S&P Homebuilders COM 78464A888 457 15431 SH SOLE 15431 0 0 Salix Pharmaceuticals COM 795435106 228 1459 SH SOLE 1459 0 0 Scotts Miracle-Gro Co COM 810186106 1710 31095 SH SOLE 31095 0 0 Sensata Technologies H COM N7902X106 392 8811 SH SOLE 1866 0 6945 Sigma Designs, Inc. COM 826565103 104 24060 SH SOLE 24060 0 0 Signature Bank COM 82669g104 283 2528 SH SOLE 1813 0 715 Spartan Motors COM 846819100 145 30955 SH SOLE 30955 0 0 Stanley Furniture Co. Inc. COM 854305208 87 30850 SH SOLE 30850 0 0 Starbucks Corp COM 855244109 2215 29352 SH SOLE 29352 0 0 Taiwan Semiconductor Mfg. ADS COM 874039100 598 29614 SH SOLE 6209 0 23405 Target COM 87612E106 2078 33150 SH SOLE 33150 0 0 Telenav, Inc. COM 879455103 111 16564 SH SOLE 16564 0 0 Tesla Motors, Inc. COM 88160r101 371 1530 SH SOLE 1530 0 0 Tesla Motors, Inc. COM 88160r101 243 1000 SH Call SOLE 1000 0 0 Time Warner COM 887317303 235 3128 SH SOLE 3128 0 0 Toro Co COM 891092108 289 4874 SH SOLE 3429 0 1445 Tractor Supply Co COM 892356106 255 4148 SH SOLE 3518 0 630 Tyler Technologies COM 902252105 226 2557 SH SOLE 1497 0 1060 Union Pacific Corp COM 907818108 2332 21509 SH SOLE 21509 0 0 United Parcel Serv Cl B COM 911312106 1894 19274 SH SOLE 19274 0 0 Verizon Communications COM 92343V104 247 4933 SH SOLE 4933 0 0 Versar Inc COM 925297103 60 18440 SH SOLE 18440 0 0 Vical, Inc. COM 925602104 51 45700 SH SOLE 45700 0 0 Wal-Mart Stores, Inc. COM 931142103 203 2659 SH SOLE 2659 0 0 Walgreen Co COM 931422109 1981 33416 SH SOLE 33416 0 0 Walt Disney Co COM 254687106 259 2908 SH SOLE 2872 0 36 West Pharmaceutical Services COM 955306105 214 4770 SH SOLE 3100 0 1670 XO Communications COM 983772104 191 17055 SH SOLE 17055 0 0 Xerox Corp COM 984121103 2453 185419 SH SOLE 185419 0 0 Yandex N.V. COM N97284108 262 9430 SH SOLE 1980 0 7450 eMagin Corp. COM 29076n206 27 11350 SH SOLE 11350 0 0 ALPS Tr Cohen & Steers Global ETF 00162Q106 383 9416 SH SOLE 9416 0 0 DJ Euro Stoxx 50 Fund ETF ETF 78463x202 3832 96514 SH SOLE 96514 0 0 DoubleLine Income Solutions Fu ETF 258622109 5755 265813 SH SOLE 265813 0 0 Eaton Vance Enhanced Equity In ETF 278277108 1683 123664 SH SOLE 123664 0 0 Eaton Vance Natl Muni Inc Oppo ETF 27829l105 471 23621 SH SOLE 23621 0 0 Eaton Vance Tax-Managed Global ETF 27829F108 117 11661 SH SOLE 11661 0 0 GreenHaven Continuous Commodit ETF 395258106 395 15966 SH SOLE 15966 0 0 JP Morgan Chase & Co Alerian M ETF 46625H365 779 14669 SH SOLE 14669 0 0 Jefferies TR/J CRB Global Comm ETF 00162q304 783 18584 SH SOLE 18584 0 0 MS Emerging Markets Domestic D ETF 617477104 2273 192503 SH SOLE 192503 0 0 Materials Select Sector SPDR ETF 81369Y100 1071 21597 SH SOLE 21597 0 0 Morgan Stanley Emerging Market ETF 61744H105 1578 162719 SH SOLE 162719 0 0 PIMCO Intermediate Municipal B ETF 72201R866 1109 20776 SH SOLE 20776 0 0 Pimco ETF Tr 1-5 US TIP Index ETF 72201r205 2052 39052 SH SOLE 39052 0 0 PowerShares Intl Dividend Achi ETF 73935X716 4644 250914 SH SOLE 250914 0 0 PowerShares QQQ Trust Unit Ser ETF 73935A104 354 3588 SH SOLE 3588 0 0 Powershares ETF Trust Global L ETF 73935X195 992 89414 SH SOLE 89414 0 0 SPDR Gold Trust ETF 78463v107 258 2219 SH SOLE 2219 0 0 SPDR Nuveen Barclays Capital S ETF 78464A425 241 9867 SH SOLE 9867 0 0 SPDR Nuveen S&P High Yield Mun ETF 78464A284 443 7792 SH SOLE 7792 0 0 SPDR S&P 500 ETF Tr Series-1 ETF 78462F103 7347 37291 SH SOLE 37251 0 40 SPDR S&P Dividend ETF ETF 78464a763 1029 13730 SH SOLE 13730 0 0 SPDR S&P Midcap 400 ETF Trust ETF 78467y107 245 982 SH SOLE 982 0 0 Tortoise Energy Infrastructure ETF 89147L100 312 6487 SH SOLE 6487 0 0 Vanguard Dividend Appreciation ETF 921908844 14451 187794 SH SOLE 187724 0 70 Vanguard Emerging Mkts Stock I ETF 922042858 9856 236295 SH SOLE 236295 0 0 Vanguard FTSE All-World Ex-US ETF 922042775 17551 356440 SH SOLE 356440 0 0 Vanguard Growth ETF ETF 922908736 18530 185911 SH SOLE 185771 0 140 Vanguard Index Fds Ext Mkt VIP ETF 922908652 9749 116648 SH SOLE 116612 0 36 Vanguard Index Short Term Bond ETF 921937827 836 10438 SH SOLE 10438 0 0 Vanguard Intl Eqty Idx EURO VI ETF 922042874 1831 33164 SH SOLE 33164 0 0 Vanguard Large Cap ETF ETF 922908637 17598 194542 SH SOLE 194542 0 0 Vanguard Mid Cap ETF ETF 922908629 270 2305 SH SOLE 2305 0 0 Vanguard REIT Vipers ETF 922908553 12372 172187 SH SOLE 172187 0 0 Vanguard Small-Cap ETF ETF 922908751 4363 39440 SH SOLE 39440 0 0 Vanguard Value ETF ETF 922908744 5695 70139 SH SOLE 70139 0 0 WisdomTree Emerging Markets Eq ETF 97717W315 234 4895 SH SOLE 4895 0 0 iShares DJ Select Dividend Ind ETF 464287168 302 4095 SH SOLE 4095 0 0 iShares Lehman 1-3 Yr Treasury ETF 464287457 365 4324 SH SOLE 4324 0 0 iShares Lehman US Tst Inflatio ETF 464287176 339 3024 SH SOLE 3024 0 0 iShares MSCI ACWI All World ETF 464288257 256 4345 SH SOLE 4345 0 0 iShares MSCI EAFE Index ETF 464287465 1225 19103 SH SOLE 18863 0 240 iShares MSCI Emerging Markets ETF 464287234 1188 28589 SH SOLE 27765 0 824 iShares Russell 1000 Growth In ETF 464287614 2194 23943 SH SOLE 23943 0 0 iShares Russell 1000 Value Ind ETF 464287598 285 2845 SH SOLE 2845 0 0 iShares Russell Micr ETF 464288869 504 7243 SH SOLE 7243 0 0 iShares Russell Midcap Index F ETF 464287499 8417 53157 SH SOLE 53157 0 0 iShares S&P 500 Index Fund ETF 464287200 967 4876 SH SOLE 4876 0 0 iShares S&P Midcap 400 Index F ETF 464287507 1498 10954 SH SOLE 10954 0 0 iShares iBoxx $ High Yield Cor ETF 464288513 229 2485 SH SOLE 2485 0 0