Chief Investment Officer

0001082339-14-000002.txt : 20140507 0001082339-14-000002.hdr.sgml : 20140507 20140507152501 ACCESSION NUMBER: 0001082339-14-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140507 DATE AS OF CHANGE: 20140507 EFFECTIVENESS DATE: 20140507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COLDSTREAM CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001082339 IRS NUMBER: 931052371 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04387 FILM NUMBER: 14820672 BUSINESS ADDRESS: STREET 1: ONE 100TH AVENUE NE STREET 2: SUITE 102 CITY: BELLEVUE STATE: WA ZIP: 98004 BUSINESS PHONE: 425-283-1600 MAIL ADDRESS: STREET 1: ONE 100TH AVENUE NE STREET 2: SUITE 102 CITY: BELLEVUE STATE: WA ZIP: 98004 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001082339 XXXXXXXX 03-31-2014 03-31-2014 COLDSTREAM CAPITAL MANAGEMENT INC

ONE 100TH AVENUE NE SUITE 102 BELLEVUE WA 98004

13F HOLDINGS REPORT 028-04387 N Robert D. Frazier Chief Investment Officer 425-283-1600 Robert D. Frazier Bellevue WA 04-30-2014 0 189 308750 false INFORMATION TABLE 2 CCM1Q2014.xml 3M Company COM 88579y101 2067 15234 SH SOLE 15234 0 0 A V Homes, Inc. COM 00234p102 210 11581 SH SOLE 11581 0 0 ARC Document Solutions Com COM 00191G103 143 19280 SH SOLE 19280 0 0 ASML Holding N.V. COM n07059210 563 6030 SH SOLE 2081 0 3949 AT&T COM 00206R102 412 11743 SH SOLE 11743 0 0 Abbvie Inc Com COM 00287y109 2100 40858 SH SOLE 40858 0 0 Ace Ltd COM h0023r105 481 4860 SH SOLE 1020 0 3840 Alliance Data Systems COM 018581108 215 788 SH SOLE 788 0 0 Altria Group, Inc. COM 02209s103 2116 56532 SH SOLE 56532 0 0 American Electric Technologies COM 025576109 91 13335 SH SOLE 13335 0 0 Ameriprise Financial COM 03076c106 2115 19211 SH SOLE 19211 0 0 Apple Computer COM 037833100 6447 12011 SH SOLE 11773 0 238 Archer-Daniels-Midland COM 039483102 1867 43028 SH SOLE 43028 0 0 Arm Holdings PLC Sponsored ADR COM 042068106 308 6043 SH SOLE 1268 0 4775 Aware COM 05453N100 69 11890 SH SOLE 11890 0 0 BB&T Corp. COM 054937107 1862 46359 SH SOLE 46359 0 0 Ballantyne Strong Inc COM 058516105 112 23865 SH SOLE 23865 0 0 Bank of America Corp COM 060505104 214 12470 SH SOLE 12470 0 0 Baxter Int'l COM 071813109 1774 24114 SH SOLE 24114 0 0 Berkshire Hathaway Cl A COM 084670108 749 400 SH SOLE 400 0 0 Berkshire Hathaway Cl B COM 084670702 655 5239 SH SOLE 4889 0 350 BlackRock Utility & Infrastruc COM 09248D104 1688 89040 SH SOLE 89040 0 0 Blackrock, Inc. COM 09247x101 2008 6386 SH SOLE 6386 0 0 Boeing Co COM 097023105 395 3145 SH SOLE 3145 0 0 Bristol-Myers Squibb Co COM 110122108 292 5628 SH SOLE 5628 0 0 CSX Corp COM 126408103 2182 75313 SH SOLE 75313 0 0 Canadian National Railway Co. COM 136375102 490 8718 SH SOLE 1958 0 6760 Canadian Pacific COM 13645T100 493 3278 SH SOLE 688 0 2590 Cardinal Health COM 14149Y108 2130 30436 SH SOLE 30436 0 0 Chevron Corp COM 166764100 1190 10008 SH SOLE 10008 0 0 Cisco Systems COM 17275R102 2485 110852 SH SOLE 110792 0 60 Cleco Corp. COM 12561W105 253 4995 SH SOLE 2125 0 2870 CoBiz Financial Inc. COM 190897108 249 21613 SH SOLE 21613 0 0 Coca-Cola COM 191216100 221 5705 SH SOLE 5705 0 0 Coca-Cola Enterprises Inc. COM 19122t109 459 9611 SH SOLE 2036 0 7575 ConAgra Foods COM 205887102 1543 49733 SH SOLE 49733 0 0 ConocoPhillips COM 20825C104 1911 27165 SH SOLE 27165 0 0 Core Laboratories COM N22717107 402 2024 SH SOLE 424 0 1600 Corning COM 219350105 2165 103976 SH SOLE 103976 0 0 Costco Wholesale Corp COM 22160K105 413 3697 SH SOLE 3697 0 0 Covidien PLC Shs COM g2554f113 489 6634 SH SOLE 1714 0 4920 Cowen Group Inc New Cl A COM 223622101 340 77210 SH SOLE 77210 0 0 Crane Co. COM 224399105 2079 29217 SH SOLE 29217 0 0 Crown Crafts Inc COM 228309100 109 13706 SH SOLE 13706 0 0 Cumberland Pharma Inc. COM 230770109 122 27135 SH SOLE 27135 0 0 Delta Air Lines COM 247361108 526 15188 SH SOLE 15188 0 0 Dover Motorsports Inc. COM 260174107 97 38627 SH SOLE 38627 0 0 Dow Chemical Co COM 260543103 1935 39826 SH SOLE 39826 0 0 E I DuPont De Nemours COM 263534109 2016 30039 SH SOLE 30039 0 0 Eagle Materials COM 26969P108 213 2405 SH SOLE 2405 0 0 Eaton Corp PLC COM G29183103 1925 25631 SH SOLE 25631 0 0 Edgewater Technology COM 280358102 137 19195 SH SOLE 19195 0 0 Ensco PLC Ord Class A COM g3157s106 1974 37406 SH SOLE 37406 0 0 Exxon Mobil Corp COM 30231G102 972 9950 SH SOLE 9950 0 0 FEI Co COM 30241l109 217 2110 SH SOLE 1625 0 485 Facebook COM 30303m102 833 13835 SH SOLE 13835 0 0 Furmanite Corporation Com COM 361086101 136 13865 SH SOLE 13865 0 0 Gaiam COM 36268Q103 195 26950 SH SOLE 26950 0 0 General Electric COM 369604103 3344 129168 SH SOLE 129168 0 0 Glacier Bancorp New COM 37637Q105 1398 48105 SH SOLE 44305 0 3800 Google Inc Class A COM 38259P508 428 384 SH SOLE 384 0 0 Hcc Insurance Holdings COM 404132102 213 4672 SH SOLE 4672 0 0 Honeywell Int'l COM 438516106 2146 23132 SH SOLE 23132 0 0 Imation Corp COM 45245A107 219 37955 SH SOLE 37955 0 0 Int'l Business Machines COM 459200101 621 3228 SH SOLE 3228 0 0 Intel Corp COM 458140100 1635 63355 SH SOLE 63355 0 0 International Paper Co. COM 460146103 2305 50240 SH SOLE 50240 0 0 Invesco Value Muni Income Com COM 46132P108 339 23560 SH SOLE 23560 0 0 JP Morgan Chase & Co COM 46625H100 2048 33739 SH SOLE 33739 0 0 Johnson and Johnson COM 478160104 2319 23603 SH SOLE 23603 0 0 Juniper Networks COM 48203R104 804 31224 SH SOLE 31224 0 0 Juniper Networks COM 48203R104 258 10000 SH Put SOLE 10000 0 0 KKR & Company LP COM 48248M102 301 13200 SH SOLE 13200 0 0 L Brands, Inc. COM 501797104 235 4139 SH SOLE 4139 0 0 Landec Corp COM 514766104 226 20295 SH SOLE 20295 0 0 Lazard Ltd Shs A COM G54050102 502 10655 SH SOLE 2625 0 8030 Lyondellbasell Industries Shs COM N53745100 1873 21064 SH SOLE 21064 0 0 Macy's, Inc. COM 55616p104 2105 35510 SH SOLE 35510 0 0 Magna Int'l, Inc. COM 559222401 2295 23825 SH SOLE 23825 0 0 MarketAxess Holdings Inc. COM 57060D108 235 3975 SH SOLE 1825 0 2150 Marsh & McLennan COM 571748102 1890 38337 SH SOLE 38337 0 0 McDonald's Corp COM 580135101 314 3201 SH SOLE 3201 0 0 Mednax, Inc. COM 58502B106 310 4994 SH SOLE 3074 0 1920 Medtronic, Inc. COM 585055106 2385 38756 SH SOLE 38756 0 0 Merck & Co COM 58933y105 239 4202 SH SOLE 4202 0 0 Microsoft Corp COM 594918104 39389 960936 SH SOLE 960732 0 204 Middleby Corp. COM 596278101 252 955 SH SOLE 261 0 694 Mitcham Industries COM 606501104 190 13595 SH SOLE 13595 0 0 Nordstrom COM 655664100 201 3226 SH SOLE 3226 0 0 Novo Nordisk A/S COM 670100205 571 12505 SH SOLE 2630 0 9875 ORBCOMM, Inc. COM 68555P100 290 42405 SH SOLE 42405 0 0 Orion Energy Systems, Inc COM 686275108 259 35670 SH SOLE 35670 0 0 PC-Tel COM 69325q105 208 23775 SH SOLE 23775 0 0 PNC Financial Services Group COM 693475105 267 3065 SH SOLE 3065 0 0 Paccar COM 693718108 372 5517 SH SOLE 5517 0 0 Packaging Corp of America COM 695156109 275 3907 SH SOLE 3907 0 0 Pendrell Corp COM 70686R104 235 128630 SH SOLE 128630 0 0 Pepsico COM 713448108 1779 21309 SH SOLE 21309 0 0 Perceptron, Inc. COM 71361F100 129 10615 SH SOLE 10615 0 0 Perrigo Company Ltd PLC COM G97822103 503 3255 SH SOLE 1025 0 2230 Philip Morris Int'l COM 718172109 2426 29632 SH SOLE 29632 0 0 Phillips 66 COM 718546104 1952 25329 SH SOLE 25329 0 0 Pixelworks COM 72581M305 55 10000 SH SOLE 10000 0 0 Polaris Industries, Inc. COM 731068102 245 1754 SH SOLE 1754 0 0 Portfolio Recovery Associates COM 73640Q105 230 3981 SH SOLE 3276 0 705 Pozen Inc. COM 73941U102 211 26375 SH SOLE 26375 0 0 Proassurance Corp. COM 74267c106 203 4565 SH SOLE 2200 0 2365 Procter & Gamble Co COM 742718109 370 4587 SH SOLE 4587 0 0 Protective Life Corp. COM 743674103 206 3911 SH SOLE 3911 0 0 Qualcomm, Inc. COM 747525103 239 3026 SH SOLE 3026 0 0 Red Lion Hotels Corp. COM 756764106 108 18595 SH SOLE 18595 0 0 Regions Financial Corp COM 7591EP100 127 11455 SH SOLE 11455 0 0 Rentech, Inc. COM 760112102 262 137962 SH SOLE 137962 0 0 Rosetta Stone, Inc. COM 777780107 216 19280 SH SOLE 19280 0 0 SPDR S&P Homebuilders COM 78464A888 583 17914 SH SOLE 17914 0 0 SVB Financial Group COM 78486Q101 277 2150 SH SOLE 870 0 1280 Safeway COM 786514208 1750 47361 SH SOLE 47361 0 0 Sensata Technologies H COM N7902X106 375 8802 SH SOLE 1847 0 6955 Sigma Designs, Inc. COM 826565103 149 31330 SH SOLE 31330 0 0 Signature Bank COM 82669g104 375 2988 SH SOLE 1793 0 1195 Spartan Motors COM 846819100 159 30955 SH SOLE 30955 0 0 Stanley Furniture Co. Inc. COM 854305208 85 30850 SH SOLE 30850 0 0 Starbucks Corp COM 855244109 2118 28861 SH SOLE 28861 0 0 Synovus Financal Corp COM 87161c105 42 12421 SH SOLE 12421 0 0 Taiwan Semiconductor Mfg. ADS COM 874039100 622 31044 SH SOLE 6494 0 24550 Target COM 87612E106 2027 33504 SH SOLE 33504 0 0 Telenav, Inc. COM 879455103 115 19324 SH SOLE 19324 0 0 Toro Co COM 891092108 318 5028 SH SOLE 3233 0 1795 Tractor Supply Co COM 892356106 339 4793 SH SOLE 3558 0 1235 Tyler Technologies COM 902252105 239 2859 SH SOLE 1534 0 1325 Union Pacific Corp COM 907818108 2043 10886 SH SOLE 10886 0 0 Verizon Communications COM 92343V104 220 4632 SH SOLE 4632 0 0 Versar Inc COM 925297103 74 18440 SH SOLE 18440 0 0 Vical, Inc. COM 925602104 59 45700 SH SOLE 45700 0 0 Waddell & Reed Financial, Inc. COM 930059100 239 3248 SH SOLE 1853 0 1395 Walgreen Co COM 931422109 2470 37401 SH SOLE 37401 0 0 XO Communications COM 983772104 139 13740 SH SOLE 13740 0 0 Xerox Corp COM 984121103 2014 178247 SH SOLE 178247 0 0 ALPS Tr Cohen & Steers Global ETF 00162Q106 419 10452 SH SOLE 10452 0 0 Alps ETF Tr Alerian MLP ETF 00162Q866 448 25393 SH SOLE 25393 0 0 DJ Euro Stoxx 50 Fund ETF ETF 78463x202 3674 86127 SH SOLE 86127 0 0 Eaton Vance Enhanced Equity In ETF 278277108 2055 155595 SH SOLE 155595 0 0 Eaton Vance Natl Muni Inc Oppo ETF 27829l105 478 24665 SH SOLE 24665 0 0 Eaton Vance Tax-Managed Global ETF 27829F108 118 11661 SH SOLE 11661 0 0 GreenHaven Continuous Commodit ETF 395258106 556 19731 SH SOLE 19731 0 0 JP Morgan Chase & Co Alerian M ETF 46625H365 852 18310 SH SOLE 18310 0 0 Jefferies TR/J CRB Global Comm ETF 00162q304 984 22401 SH SOLE 22401 0 0 MS Emerging Markets Domestic D ETF 617477104 2366 180359 SH SOLE 180359 0 0 Materials Select Sector SPDR ETF 81369Y100 1492 31554 SH SOLE 31554 0 0 Morgan Stanley Emerging Market ETF 61744H105 1335 134869 SH SOLE 134869 0 0 PIMCO Intermediate Municipal B ETF 72201R866 679 12906 SH SOLE 12906 0 0 Pimco ETF Tr 1-5 US TIP Index ETF 72201r205 1954 36906 SH SOLE 36906 0 0 PowerShares Intl Dividend Achi ETF 73935X716 4673 256351 SH SOLE 256351 0 0 PowerShares QQQ Trust Unit Ser ETF 73935A104 291 3325 SH SOLE 3325 0 0 Powershares ETF Trust Global L ETF 73935X195 1384 113875 SH SOLE 113875 0 0 SPDR Gold Trust ETF 78463v107 249 2017 SH SOLE 2017 0 0 SPDR Nuveen Barclays Capital S ETF 78464A425 239 9867 SH SOLE 9867 0 0 SPDR Nuveen S&P High Yield Mun ETF 78464A284 530 9704 SH SOLE 9704 0 0 SPDR S&P 500 ETF Tr Series-1 ETF 78462F103 6635 35478 SH SOLE 35438 0 40 SPDR S&P Dividend ETF ETF 78464a763 1018 13840 SH SOLE 13840 0 0 SPDR S&P Midcap 400 ETF Trust ETF 78467y107 261 1042 SH SOLE 1042 0 0 Tortoise Energy Infrastructure ETF 89147L100 285 6228 SH SOLE 6228 0 0 Vanguard Dividend Appreciation ETF 921908844 15095 200648 SH SOLE 200578 0 70 Vanguard Emerging Mkts Stock I ETF 922042858 9150 225469 SH SOLE 225469 0 0 Vanguard FTSE All-World Ex-US ETF 922042775 15800 314045 SH SOLE 314045 0 0 Vanguard Growth ETF ETF 922908736 17993 192485 SH SOLE 192345 0 140 Vanguard Index Fds Ext Mkt VIP ETF 922908652 8454 99479 SH SOLE 99443 0 36 Vanguard Index Short Term Bond ETF 921937827 1028 12832 SH SOLE 12832 0 0 Vanguard Intl Eqty Idx EURO VI ETF 922042874 2013 34148 SH SOLE 34148 0 0 Vanguard Large Cap ETF ETF 922908637 8292 96397 SH SOLE 96397 0 0 Vanguard Mid Cap ETF ETF 922908629 262 2305 SH SOLE 2305 0 0 Vanguard REIT Vipers ETF 922908553 11037 156281 SH SOLE 156281 0 0 Vanguard Small-Cap ETF ETF 922908751 3694 32708 SH SOLE 32708 0 0 Vanguard Value ETF ETF 922908744 5432 69542 SH SOLE 69542 0 0 WisdomTree Emerging Markets Eq ETF 97717W315 247 5031 SH SOLE 5031 0 0 iShares DJ Select Dividend Ind ETF 464287168 302 4120 SH SOLE 4120 0 0 iShares Lehman 1-3 Yr Treasury ETF 464287457 492 5822 SH SOLE 5822 0 0 iShares Lehman US Tst Inflatio ETF 464287176 323 2877 SH SOLE 2877 0 0 iShares MSCI ACWI All World ETF 464288257 241 4142 SH SOLE 4142 0 0 iShares MSCI EAFE Index ETF 464287465 995 14805 SH SOLE 14565 0 240 iShares MSCI Emerging Markets ETF 464287234 1170 28524 SH SOLE 27580 0 944 iShares Russell 1000 Growth In ETF 464287614 2372 27410 SH SOLE 27410 0 0 iShares Russell 1000 Value Ind ETF 464287598 315 3265 SH SOLE 3265 0 0 iShares Russell Micr ETF 464288869 688 8899 SH SOLE 8899 0 0 iShares Russell Midcap Index F ETF 464287499 8069 52139 SH SOLE 52139 0 0 iShares S&P 500 Index Fund ETF 464287200 828 4403 SH SOLE 4403 0 0 iShares S&P Midcap 400 Index F ETF 464287507 1581 11499 SH SOLE 11499 0 0 iShares S&P Small-Cap 600/VAL ETF 464287879 204 1800 SH SOLE 1800 0 0 iShares iBoxx $ High Yield Cor ETF 464288513 253 2675 SH SOLE 2675 0 0