0000899243-17-019912.txt : 20170809
0000899243-17-019912.hdr.sgml : 20170809
20170809160529
ACCESSION NUMBER: 0000899243-17-019912
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170807
FILED AS OF DATE: 20170809
DATE AS OF CHANGE: 20170809
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BOTTORFF DENNIS
CENTRAL INDEX KEY: 0001081893
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-VARIETY STORES [5331]
STATE OF INCORPORATION: TN
FISCAL YEAR END: 0131
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37886
FILM NUMBER: 171017870
MAIL ADDRESS:
STREET 1: C/O DOLLAR GENERAL CORP
STREET 2: 100 MISSION RIDGE
CITY: GOODLETTSVILLE
STATE: TN
ZIP: 37072
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CapStar Financial Holdings, Inc.
CENTRAL INDEX KEY: 0001676479
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 811527911
STATE OF INCORPORATION: TN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 201 4TH AVENUE NORTH
STREET 2: SUITE 950
CITY: NASHVILLE
STATE: TN
ZIP: 37219
BUSINESS PHONE: (615) 732-6400
MAIL ADDRESS:
STREET 1: 201 4TH AVENUE NORTH
STREET 2: SUITE 950
CITY: NASHVILLE
STATE: TN
ZIP: 37219
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-08-07
0
0001676479
CapStar Financial Holdings, Inc.
CSTR
0001081893
BOTTORFF DENNIS
1201 DEMONBREUN STREET, SUITE 700
NASHVILLE
TN
37203
1
0
0
0
Common Stock
2017-08-07
4
X
0
10000
10.00
A
10000
D
Common Stock
149431
D
Common Stock
327
D
Common Stock
242
D
Common Stock
487
D
Common Stock
44504
I
Dennis C. Bottorff Family 2016 CapStar GRAT
Warrants
10.00
2017-08-07
4
X
0
10000
0.00
D
2008-07-14
2018-07-14
Common Stock
10000
10000
D
Option (right to buy)
10.00
2018-11-13
Common Stock
12000
12000
D
Option (right to buy)
10.00
2020-01-20
Common Stock
6000
6000
D
The total number of shares of common stock reported as directly owned includes 25,763 shares previously reported as indirectly owned through the Dennis C. Bottorff Family 2016 CapStar GRAT (the "2016 GRAT") that were distributed to the reporting person in accordance with the annuity provisions of the 2016 GRAT (the "Annuity Distribution"). The Annuity Distribution only resulted in a change in the form of beneficial ownership and is exempt from Section 16 under Rule 16a-13.
The reported item represents an award of restricted stock which vests in three equal installments beginning on the first anniversary of the February 28, 2017 grant date.
The reported item represents the unvested portion of an award of restricted stock on February 27, 2015. The remaining 242 shares of restricted stock under this award vest on the third anniversary of the grant date, or February 27, 2018.
The reported item represents the unvested portion of an award of restricted stock on March 3, 2016. 243 shares of restricted stock under this award vest on the second anniversary of the grant date, or March 3, 2018, and the remaining 244 shares of restricted stock under this award vest on the third anniversary of the grant date, or March 3, 2019.
The reported item represents an award of an option to purchase a total of 12,000 shares of common stock which vested and became exercisable in four equal annual installments beginning on the first anniversary of the November 13, 2008 grant date.
The reported item represents an award of an option to purchase a total of 6,000 shares of common stock which vested and became exercisable in four equal annual installments beginning on the first anniversary of the January 20, 2010 grant date.
/s/ Rob Anderson, as Attorney-in-Fact for Dennis C. Bottorff
2017-08-09