-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L1TsCaHajN+CN0VQjuZrMwkB2LadPnM665g2tnoJq6nKl87ni4aFZmp/jjOYGTJf bC/RUkD/PDWEWkbC3iiahw== 0001081668-10-000009.txt : 20101112 0001081668-10-000009.hdr.sgml : 20101111 20101112142241 ACCESSION NUMBER: 0001081668-10-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101112 DATE AS OF CHANGE: 20101112 EFFECTIVENESS DATE: 20101112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PORTLAND INVESTMENT COUNSEL INC. CENTRAL INDEX KEY: 0001081668 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10561 FILM NUMBER: 101185505 BUSINESS ADDRESS: STREET 1: 1375 KERNS RD STREET 2: SUITE 100 CITY: BURLINGTON STATE: A6 ZIP: L7R 4X8 BUSINESS PHONE: 9053314250 MAIL ADDRESS: STREET 1: 1375 KERNS RD STREET 2: SUITE 100 CITY: BURLINGTON STATE: A6 ZIP: L7R 4X8 FORMER COMPANY: FORMER CONFORMED NAME: AIC LTD DATE OF NAME CHANGE: 19990311 13F-HR 1 final13fsept2010.txt 13F FOR THIRD QUARTER 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Portland Investment Counsel Inc. Address: 1375 Kerns Rd. Suite 100 Burlington, ON, Canada L7P 4V7 Form 13F File Number: 028-10561 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Vicky Edwards Title: VP, General Counsel and Chief Compliance Officer Phone: 905-331-4250 Signature, Place, and Date of Signing: Burlington, Ontario, Canada November 11, 2010 Signature City, State Date Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 65 Form 13F Information Table Value Total: $903,876 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE 13F - INFORMATION TABLE as at September 30, 2010 VOTING AUTHORITY NAME OF ISSUER TITLE CUSIP Value SHRS SH/ PUT/ INVSTMT OTHER SOLE SHRD NONE OF CLASS NUMBER (x$1000) OR PRN PRN CALL DSCRETN MNGERS ABB LTD SPONSORED ADR 000375204 274 12960 SH SOLE 12960 AMERIPRISE FINL INC COM 03076C106 1576 33300 SH SOLE 33300 AON CORP COM 037389103 235 6000 SH SOLE 6000 ARCHER DANIELS MIDLAND CO COM 039483AW2 94506 2960720 SH SOLE 2960720 BANCO SANTANDER SA ADR 05964H105 1051 83000 SH SOLE 83000 BANK NOVA SCOTIA HALIFAX COM 064149107 2863 53676 SH SOLE 53676 BANK OF AMERICA CORPORATION COM 60505104 2647 202000 SH SOLE 202000 BARCLAYS PLC ADR 06738E204 3265 173235 SH SOLE 173235 BECTON DICKINSON & CO COM 075887109 84019 1133853 SH SOLE 1133853 BHP BILLITON LTD SPONSORED ADR 88606108 372 5820 SH SOLE 5820 CARNIVAL CORP PAIRED CTF 143658300 332 8700 SH SOLE 8700 CENTRAL GOLDTRUST TR UNIT 153546106 895 17500 SH SOLE 17500 CLOROX CO DEL COM 189054109 32534 487331 SH SOLE 487331 CREDIT SUISSE GROUP SPONSORED ADR 225401108 638 15000 SH SOLE 15000 DEUTSCHE BANK AG NAMEN AKT D18190898 1040 19000 SH SOLE 19000 DEUTSCHE TELEKOM AG SPONSORED ADR 251566105 168 12300 SH SOLE 12300 DUN & BRADSTREET CORP DEL NE COM 26483E100 1299 17527 SH SOLE 17527 EATON VANCE CORP COM NON VTG 278265103 1307 45000 SH SOLE 45000 EQUIFAX INC COM 294429105 1491 47800 SH SOLE 47800 FEDERATED INVS INC PA CL B 314211103 455 20000 SH SOLE 20000 FRANKLIN RES INC COM 354613101 16676 156000 SH SOLE 156000 GLOBAL PMTS INC COM 37940X102 2681 62508 SH SOLE 62508 GOLDMAN SACHS GROUP INC COM 38141G104 1482 10250 SH SOLE 10250 HARTFORD FINL SVCS GROUP INC COM 416515104 3167 138000 SH SOLE 138000 HSBC HLDGS PLC SPON ADR NEW 404280406 2966 58630 SH SOLE 58630 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 1460 21818 SH SOLE 21818 ING GROEP N V SPONSORED ADR 456837103 277 26900 SH SOLE 26900 INVESCO LTD SHS G491BT108 88563 4171600 SH SOLE 4171600 JANUS CAP GROUP INC COM 47102X105 734 67000 SH SOLE 67000 JPMORGAN CHASE & CO COM 46625H100 5999 157615 SH SOLE 157615 LENDER PROCESSING SVCS INC COM 52602E102 282 8500 SH SOLE 8500 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 1037 225000 SH SOLE 225000 MANULIFE FINL CORP COM 56501R106 2825 223529 SH SOLE 223529 MASTERCARD INC CL A 57636Q104 3214 14350 SH SOLE 14350 METLIFE INC COM 59156R108 1769 46000 SH SOLE 46000 MORGAN STANLEY COM NEW 617446448 1109 44940 SH SOLE 44940 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 84742 2507913 SH SOLE 2507913 NOMURA HLDGS INC SPONSORED ADR 65535H208 72 15000 SH SOLE 15000 NORTHERN TR CORP COM 665859104 427 8845 SH SOLE 8845 NYSE EURONEXT COM 629491101 349 12200 SH SOLE 12200 OPPENHEIMER HLDGS INC CL A NON VTG 683797104 5937 212400 SH SOLE 212400 POSCO SPONSORED ADR 693483109 570 5000 SH SOLE 5000 PRUDENTIAL FINL INC COM 744320102 2704 49905 SH SOLE 49905 RESEARCH IN MOTION LTD COM 760975102 58652 1205576 SH SOLE 1205576 ROYAL BK CDA MONTREAL QUE COM 780087102 22662 435477 SH SOLE 435477 ROYAL BK SCOTLAND GROUP PLC SPONS ADR 20 ORD 780097689 148 10000 SH SOLE 10000 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 241 4000 SH SOLE 4000 SHAW COMMUNICATIONS INC CL B CONV 82028K200 40231 1828330 SH SOLE 1828330 SIEMENS A G SPONSORED ADR 826197501 506 4800 SH SOLE 4800 SK TELECOM LTD SPONSORED ADR 78440P108 175 10000 SH SOLE 10000 STATE STR CORP COM 857477103 874 23200 SH SOLE 23200 STEWART INFORMATION SVCS COR COM 860372101 136 12000 SH SOLE 12000 SUN LIFE FINL INC COM 866796105 6537 250064 SH SOLE 250064 SUNCOR ENERGY INC NEW COM 867224107 64724 1989642 SH SOLE 1989642 SYNGENTA AG SPONSORED ADR 87160A100 397 7970 SH SOLE 7970 THOMSON REUTERS CORP COM 884903105 2196 58455 SH SOLE 58455 TORONTO DOMINION BK ONT COM NEW 891160509 126849 1754590 SH SOLE 1754590 TOTAL S A SPONSORED ADR 89151E109 568 11000 SH SOLE 11000 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 429 6000 SH SOLE 6000 UBS AG SHS NEW H89231338 2407 141500 SH SOLE 141500 VISA INC COM CL A 92826C839 3164 42610 SH SOLE 42610 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 336 13530 SH SOLE 13530 WAL MART STORES INC COM 931142103 84289 1574910 SH SOLE 1574910 WELLS FARGO & CO NEW COM 949746101 27393 1090700 SH SOLE 1090700 WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 955 31000 SH SOLE 31000
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