-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MWNcPeTlX/p42epHV+vzHZh+JWya6NxEpFOvtDOxtRaXdNhDI63AOJpFOgSBzBR+ aX/Gr4owRB7o19mGDjc/WQ== 0001081668-08-000009.txt : 20081114 0001081668-08-000009.hdr.sgml : 20081114 20081114152924 ACCESSION NUMBER: 0001081668-08-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081114 DATE AS OF CHANGE: 20081114 EFFECTIVENESS DATE: 20081114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AIC LTD CENTRAL INDEX KEY: 0001081668 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10561 FILM NUMBER: 081190724 BUSINESS ADDRESS: STREET 1: 1375 KERNS RD STREET 2: BURLINGTON CITY: ONTARIO CANADA STATE: A6 ZIP: L7R 4X8 BUSINESS PHONE: 9053314242 MAIL ADDRESS: STREET 1: 1375 KERNS RD STREET 2: BURLINGTON CITY: ONTARIO CANADA STATE: A6 ZIP: L7R 4X8 13F-HR 1 finall3fsep2008b.txt 13F FOR THIRD QUARTER 2008 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2008 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: AIC Investment Services Inc. Address: 1375 Kerns Rd. Burlington, ON, Canada L7R 4X8 Form 13F File Number: 028-10561 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jonathan Wellum Title: Chief Investment Officer Phone: 905-331-4250 Signature, Place, and Date of Signing: Burlington, Ontario, Canada November 10, 2008 Signature City, State Date Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-5110 Third Avenue Management LLC 28-4003 Ariel Capital Management, LLC 28-10835 Brookfield Redding, LLC FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 127 Form 13F Information Table Value Total: $1,592,254 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE 13F - INFORMATION TABLE as at September 30, 2008 VOTING AUTHORITY NAME OF ISSUER TITLE CUSIP Value SHRS SH/ PUT/ INVSTMT OTHER SOLE SHRD NONE OF CLASS NUMBER (x$1000)OR PRN PRN CALL DSCRETN MNGERS 4 KIDS ENTMT INC COM 350865101 3,521 498,775 SH SOLE 498,775 ACE LTD SHS CH0044328745 5,144 95,010 SH SOLE 95,010 ADOBE SYS INC COM 00724F101 1,131 28,650 SH SOLE 28,650 AFLAC INC COM 001055102 2,576 43,850 SH SOLE 43,850 AGRIUM INC COM 008916108 18,185 325,200 SH SOLE 325,200 ALBANY INTL CORP CL A 012348108 5,520 201,991 SH SOLE 201,991 ALTERA CORP COM 021441100 512 24,750 SH SOLE 24,750 AMERICAN EXPRESS CO COM 025816109 3,868 109,185 SH SOLE 109,185 AMERICAN INTL GROUP INC COM 026874107 8,449 2,537,179 SH SOLE 2,537,179 AON CORP COM 037389103 373 8,300 SH SOLE 8,300 APPLIED MATLS INC COM 038222105 3,205 211,821 SH SOLE 211,821 AXA SPONSORED ADR 054536107 2,459 75,300 SH SOLE 75,300 BANK NOVA SCOTIA HALIFAX COM 064149107 27,213 603,251 SH SOLE 603,251 BANK OF AMERICA CORPORATION COM 060505104 5,441 155,450 SH SOLE 155,450 BANK OF NEW YORK MELLON CORP COM 064058100 1,033 31,692 SH SOLE 31,692 BARCLAYS PLC ADR 06738E204 4,516 182,850 SH SOLE 182,850 BCE INC COM NEW 05534B760 14,937 433,081 SH SOLE 433,081 BERKSHIRE HATHAWAY INC DEL CL A 084670108 27,687 212 SH SOLE 212 BEST BUY INC COM 086516101 1,453 38,739 SH SOLE 38,739 BP PLC SPONSORED ADR 055622104 1,605 32,000 SH SOLE 32,000 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 68,948 2,557,177 SH SOLE 2,557,177 BROOKFIELD INFRAST PARTNERS LP INT UNIT BMG162521014 1,617 102,770 SH SOLE 102,770 BROOKFIELD PPTYS CORP COM 112900105 2,535 162,293 SH SOLE 162,293 CANADIAN NATL RY CO COM 136375102 2,463 51,620 SH SOLE 51,620 CANADIAN PAC RY LTD COM 13645T100 3,231 60,232 SH SOLE 60,232 CAPITALSOURCE INC COM 14055X102 615 50,000 SH SOLE 50,000 CARNIVAL CORP PAIRED CTF 143658300 1,669 47,200 SH SOLE 47,200 CISCO SYS INC COM 17275R102 1,749 77,521 SH SOLE 77,521 CITIGROUP INC COM 172967101 2,697 131,500 SH SOLE 131,500 CME GROUP INC COM 12572Q105 734 1,975 SH SOLE 1,975 COCA COLA FEMSA S A B DE C V SPON ADR REP L 191241108 1,095 21,700 SH SOLE 21,700 COGENT INC COM 19239Y108 1,347 131,800 SH SOLE 131,800 CONOCOPHILLIPS COM 20825C104 1,381 18,850 SH SOLE 18,850 CREDIT SUISSE GROUP SPONSORED ADR 225401108 2,462 51,000 SH SOLE 51,000 DELL INC COM 24702R101 532 32,256 SH SOLE 32,256 DEUTSCHE BANK AG NAMEN AKT DE0005140008 1,019 14,000 SH SOLE 14,000 DEUTSCHE TELEKOM AG SPONSORED ADR 251566105 457 30,000 SH SOLE 30,000 DUN & BRADSTREET CORP DEL NE COM 26483E100 236 2,500 SH SOLE 2,500 ENCANA CORP COM 292505104 1,651 25,855 SH SOLE 25,855 EQUIFAX INC COM 294429105 427 12,400 SH SOLE 12,400 FEDEX CORP COM 31428X106 40,780 515,935 SH SOLE 515,935 FIDELITY NATIONAL FINANCIAL CL A 31620R105 541 36,800 SH SOLE 36,800 FIDELITY NATL INFORMATION SV COM 31620M106 371 20,100 SH SOLE 20,100 FIRST AMERN CORP CALIF COM 318522307 227 7,700 SH SOLE 7,700 FORDING CDN COAL TR TR UNIT 345425102 5,889 71,800 SH SOLE 71,800 GENERAL ELECTRIC CO COM 369604103 7,246 284,150 SH SOLE 284,150 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 348 8,000 SH SOLE 8,000 GLOBAL PMTS INC COM 37940X102 1,032 23,000 SH SOLE 23,000 HAIN CELESTIAL GROUP INC COM 405217100 1,330 48,300 SH SOLE 48,300 HARTFORD FINL SVCS GROUP INC COM 416515104 5,277 128,735 SH SOLE 128,735 HSBC HLDGS PLC SPON ADR NEW 404280406 24,426 302,185 SH SOLE 302,185 ICICI BK LTD ADR 45104G104 1,350 57,400 SH SOLE 57,400 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 4,510 135,405 SH SOLE 135,405 ING GROEP N V SPONSORED ADR 456837103 1,520 71,014 SH SOLE 71,014 INTEL CORP COM 458140100 2,148 114,694 SH SOLE 114,694 INTERPUBLIC GROUP COS INC COM 460690100 15,573 2,009,461 SH SOLE 2,009,461 INVESCO LTD SHS BMG491BT1088 149,772 7,138,777 SH SOLE 7,138,777 JOHNSON & JOHNSON COM 478160104 52,019 750,857 SH SOLE 750,857 JPMORGAN & CHASE & CO COM 46625H100 23,637 506,156 SH SOLE 506,156 KINROSS GOLD CORP COM NO PAR 496902404 2,452 152,657 SH SOLE 152,657 LEGG MASON INC COM 524901105 4,764 125,180 SH SOLE 125,180 LENDER PROCESSING SVCS INC COM 52602E102 307 10,050 SH SOLE 10,050 LLOYDS TSB GROUP PLC SPONSORED ADR 539439109 2,192 131,000 SH SOLE 131,000 LUNDIN MINING CORP COM 550372106 7,176 2,416,298 SH SOLE 2,416,298 MACROVISION SOLUTIONS CORP COM 55611C108 3,104 201,823 SH SOLE 201,823 MAGNA INTL INC CL A 559222401 2,371 46,140 SH SOLE 46,140 MANULIFE FINL CORP COM 56501R106 124,520 3,461,234 SH SOLE 3,461,234 MARATHON OIL CORP COM 565849106 2,217 55,600 SH SOLE 55,600 MARSH & MCLENNAN COS INC COM 571748102 4,940 155,555 SH SOLE 155,555 MARVELL TECHNOLOGY GROUP LTD ORD BMG5876H1051 709 76,190 SH SOLE 76,190 MBIA INC COM 55262C100 2,524 212,100 SH SOLE 212,100 MCGRAW HILL COS INC COM 580645109 2,573 81,400 SH SOLE 81,400 MEDTRONIC INC COM 585055106 1,143 22,824 SH SOLE 22,824 MERRILL LYNCH & CO INC COM 590188108 52,510 2,075,510 SH SOLE 2,075,510 METHANEX CORP COM 59151K108 2,464 125,725 SH SOLE 125,725 METLIFE INC COM 59156R108 2,658 47,460 SH SOLE 47,460 MICROSOFT CORP COM 594918104 2,878 107,814 SH SOLE 107,814 MOODYS CORP COM 615369105 3,568 104,930 SH SOLE 104,930 MORGAN STANLEY COM NEW 617446448 1,865 81,105 SH SOLE 81,105 MOTOROLA INC COM 620076109 3,247 454,782 SH SOLE 454,782 NELNET INC CL A 64031N108 5,695 401,048 SH SOLE 401,048 NEUSTAR INC CL A 64126X201 13,257 666,510 SH SOLE 666,510 NEXEN INC COM 65334H102 55,649 2,397,335 SH SOLE 2,397,335 NOMURA HLDGS INC SPONSORED ADR 65535H208 1,413 108,000 SH SOLE 108,000 NORTHERN TR CORP COM 665859104 4,996 69,197 SH SOLE 69,197 NYSE EURONEXT COM 629491101 257 6,550 SH SOLE 6,550 OPPENHEIMER HLDGS INC CL A NON VTG 683797104 13,245 533,016 SH SOLE 533,016 PALL CORP COM 696429307 2,722 79,150 SH SOLE 79,150 PALOMAR MED TECHNOLOGIES INC COM NEW 697529303 4,595 341,380 SH SOLE 341,380 PETRO-CDA COM 71644E102 33,828 1,016,800 SH SOLE 1,016,800 POSCO SPONSORED ADR 693483109 2,531 27,104 SH SOLE 27,104 PROGRESSIVE CORP OHIO COM 743315103 2,801 160,980 SH SOLE 160,980 PRUDENTIAL FINL INC COM 744320102 4,306 59,800 SH SOLE 59,800 QUEST DIAGNOSTICS INC COM 74834L100 42,418 820,939 SH SOLE 820,939 RAYMOND JAMES FINANCIAL INC COM 754730109 709 21,500 SH SOLE 21,500 REGIS CORP MINN COM 758932107 6,856 249,300 SH SOLE 249,300 RESEARCH IN MOTION LTD COM 760975102 1,697 25,130 SH SOLE 25,130 ROYAL BK CDA MONTREAL QUE COM 780087102 91,674 1,931,613 SH SOLE 1,931,613 ROYAL BK SCOTLAND GROUP PLC SP ADR REP SHS 780097721 744 232,550 SH SOLE 232,550 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 251 4,250 SH SOLE 4,250 RYLAND GROUP INC COM 783764103 3,647 137,533 SH SOLE 137,533 SHAW COMMUNICATIONS INC CL B CONV 82028K200 574 28,350 SH SOLE 28,350 SIEMENS A G SPONSORED ADR 826197501 2,817 30,000 SH SOLE 30,000 SIGNET JEWELERS LIMITED SHS BMG812761002 1,491 75,550 SH SOLE 75,550 SK TELECOM LTD SPONSORED ADR 78440P108 4,950 263,000 SH SOLE 263,000 SPRINT NEXTEL CORP COM SER 1 852061100 6,117 1,002,850 SH SOLE 1,002,850 STATE STR CORP COM 857477103 535 9,400 SH SOLE 9,400 STEWART INFORMATION SVCS COR COM 860372101 580 19,500 SH SOLE 19,500 SUN LIFE FINL INC COM 866796105 27,718 792,816 SH SOLE 792,816 SUNCOR ENERGY INC COM 867229106 54,214 1,311,077 SH SOLE 1,311,077 SUPERTEX INC COM 868532102 665 23,603 SH SOLE 23,603 SYNCORA HOLDINGS LTD SHS BMG8649T1099 3,412 2,604,543 SH SOLE 2,604,543 TALISMAN ENERGY INC COM 87425E103 2,281 161,626 SH SOLE 161,626 THOMSON REUTERS CORP COM 884903105 84,942 3,124,187 SH SOLE 3,124,187 TIM HORTONS INC COM 88706M103 2,346 80,440 SH SOLE 80,440 TORONTO DOMINION BK ONT COM NEW 891160509 265,705 4,412,066 SH SOLE 4,412,066 TOTAL SYS SVCS INC COM 891906109 169 10,300 SH SOLE 10,300 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 2,394 27,900 SH SOLE 27,900 UBS AG SHS NEW CH0024899483 6,948 412,354 SH SOLE 412,354 UNITEDHEALTH GROUP INC COM 91324P102 2,077 81,800 SH SOLE 81,800 VERISIGN INC COM 92343E102 3,687 141,360 SH SOLE 141,360 VISA INC COM CL A 92826C839 595 9,700 SH SOLE 9,700 WELLS FARGO & CO NEW COM 949746101 16,366 436,085 SH SOLE 436,085 WESTERN UN CO COM 959802109 814 33,000 SH SOLE 33,000 WILLIS GROUP HOLDINGS LTD SHS BMG966551084 1,337 41,445 SH SOLE 41,445 WYETH COM 983024100 1,121 30,350 SH SOLE 30,350 XL CAP LTD CL A KYG982551056 1,242 69,245 SH SOLE 69,245
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