0001085146-12-000440.txt : 20120214 0001085146-12-000440.hdr.sgml : 20120214 20120214153544 ACCESSION NUMBER: 0001085146-12-000440 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 EFFECTIVENESS DATE: 20120214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DARUMA ASSET MANAGEMENT INC /NY CENTRAL INDEX KEY: 0001080389 IRS NUMBER: 133831899 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03917 FILM NUMBER: 12608915 BUSINESS ADDRESS: STREET 1: 80 WEST 40TH STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 2128694000 MAIL ADDRESS: STREET 1: 80 WEST 40TH STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 13F-HR 1 daruma4q2011.txt DARUMA ASSET MANAGEMENT INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Daruma Asset Management Inc. Address: 80 West 40th Street 9th Floor New York, New York 10018 13F File Number: 028-NEW The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Veronica T. Stork Title: Chief Compliance Officer Phone: 212-869-4000 Signature, Place, and Date of Signing: /s/ Veronica T. Stork New York, New York February 06, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 51 Form 13F Information Table Value Total: $1,555,456 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ACXIOM CORP COM 005125109 41890 3430820 SH SOLE 1359620 0 2071200 ADVANTAGE OIL & GAS LTD COM 00765F101 32679 7893420 SH SOLE 3013870 0 4879550 AIR METHODS CORP COM PAR $.06 009128307 54942 650590 SH SOLE 257670 0 392920 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 49832 2631021 SH SOLE 1044270 0 1586751 AMERIGROUP CORP COM 03073T102 58125 983840 SH SOLE 425990 0 557850 ARMSTRONG WORLD INDS INC NEW COM 04247X102 42692 973150 SH SOLE 439010 0 534140 ASSURED GUARANTY LTD COM G0585R106 3927 298880 SH SOLE 298880 0 0 ATMEL CORP COM 049513104 2522 311360 SH SOLE 311360 0 0 BALLY TECHNOLOGIES INC COM 05874B107 49687 1256000 SH SOLE 632330 0 623670 BRADY CORP CL A 104674106 49109 1555570 SH SOLE 617460 0 938110 CADENCE DESIGN SYSTEM INC COM 127387108 59352 5706910 SH SOLE 2453880 0 3253030 CERNER CORP COM 156782104 3461 56500 SH SOLE 56500 0 0 CIENA CORP COM NEW 171779309 37245 3078060 SH SOLE 1220440 0 1857620 COSTAR GROUP INC COM 22160N109 57666 864170 SH SOLE 343530 0 520640 DUN & BRADSTREET CORP DEL NE COM 26483E100 3111 41580 SH SOLE 41580 0 0 FRESH MKT INC COM 35804H106 1551 38880 SH SOLE 23840 0 15040 HEALTHSOUTH CORP COM NEW 421924309 49367 2793830 SH SOLE 1105031 0 1688799 HERTZ GLOBAL HOLDINGS INC COM 42805T105 3040 259415 SH SOLE 259415 0 0 HILL ROM HLDGS INC COM 431475102 35775 1061884 SH SOLE 424500 0 637384 INTEGRATED DEVICE TECHNOLOGY COM 458118106 37737 6911570 SH SOLE 2975000 0 3936570 INTERFACE INC CL A 458665106 41242 3573860 SH SOLE 1416990 0 2156870 INTERNATIONAL GAME TECHNOLOG COM 459902102 3144 182780 SH SOLE 182780 0 0 KNOLL INC COM NEW 498904200 44056 2966720 SH SOLE 1177210 0 1789510 LIFE TECHNOLOGIES CORP COM 53217V109 2403 61770 SH SOLE 61770 0 0 LIFE TIME FITNESS INC COM 53217R207 59200 1266300 SH SOLE 503570 0 762730 LUMBER LIQUIDATORS HLDGS INC COM 55003T107 47161 2670490 SH SOLE 1077720 0 1592770 MAXIMUS INC COM 577933104 56839 1374590 SH SOLE 592120 0 782470 MEDNAX INC COM 58502B106 4175 57980 SH SOLE 57980 0 0 PALL CORP COM 696429307 4066 71150 SH SOLE 71150 0 0 PINNACLE ENTMT INC COM 723456109 37664 3707044 SH SOLE 1726480 0 1980564 PLEXUS CORP COM 729132100 43813 1600170 SH SOLE 633920 0 966250 POLYCOM INC COM 73172K104 2294 140760 SH SOLE 140760 0 0 PROGRESS SOFTWARE CORP COM 743312100 45956 2374979 SH SOLE 941630 0 1433349 QEP RES INC COM 74733V100 3004 102530 SH SOLE 102530 0 0 REGAL BELOIT CORP COM 758750103 3004 58940 SH SOLE 58940 0 0 RF MICRODEVICES INC COM 749941100 2097 388400 SH SOLE 388400 0 0 ROGERS CORP COM 775133101 31454 853340 SH SOLE 338430 0 514910 ROVI CORP COM 779376102 40985 1667400 SH SOLE 719610 0 947790 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 2445 98690 SH SOLE 98690 0 0 SEMTECH CORP COM 816850101 49065 1976840 SH SOLE 793980 0 1182860 SHUTTERFLY INC COM 82568P304 45374 1993570 SH SOLE 859090 0 1134480 SOTHEBYS COM 835898107 36989 1296510 SH SOLE 563050 0 733460 UNITED STATIONERS INC COM 913004107 42880 1316940 SH SOLE 526690 0 790250 URBAN OUTFITTERS INC COM 917047102 3337 121070 SH SOLE 121070 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 4213 90242 SH SOLE 90242 0 0 VALIDUS HOLDINGS LTD COM SHS G9319H102 53497 1698320 SH SOLE 647760 0 1050560 VERA BRADLEY INC COM 92335C106 38688 1199620 SH SOLE 472600 0 727020 VERISIGN INC COM 92343E102 4258 119210 SH SOLE 119210 0 0 WABTEC CORP COM 929740108 62349 891340 SH SOLE 353500 0 537840 WILLIAMS SONOMA INC COM 969904101 4043 105010 SH SOLE 105010 0 0 WRIGHT EXPRESS CORP COM 98233Q105 62051 1143170 SH SOLE 493560 0 649610