-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Mpge8zRbVWStWwFacu0j6cDdo3PZwkS/AkGqefvUgcKVuZcVQZoB+hmain9PG04R KZEZuY76oo2WBHT/osm4Wg== 0001362310-10-000072.txt : 20100813 0001362310-10-000072.hdr.sgml : 20100813 20100813104107 ACCESSION NUMBER: 0001362310-10-000072 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100813 DATE AS OF CHANGE: 20100813 EFFECTIVENESS DATE: 20100813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0001080382 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05145 FILM NUMBER: 101013532 BUSINESS ADDRESS: STREET 1: 7777 WASHINGTON VILLAGE DR STREET 2: STE 210 CITY: DAYTON STATE: OH ZIP: 45459 MAIL ADDRESS: STREET 1: 7777 WASHINGTON VILLAGE DR STREET 2: STE 210 CITY: DAYTON STATE: OH ZIP: 45459 13F-HR 1 c04986e13fvhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2010 Check here if Amendment [ ]; Amendment Number: _________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Eubel Brady & Suttman Asset Management, Inc. Address: 7777 Washington Village Drive, Ste. 210 Dayton, Ohio 45459 Form 13F File Number: 28-05145 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kenneth E. Leist Title: Director of Operations Phone: (937) 291-1223 Signature, Place, and Date of Signing: /s/ Kenneth E. Leist Dayton, Ohio August 13, 2010 [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 134 Form 13F Information Table Value Total: 392,184 (thousands) List of Other Included Managers: None EUBEL BRADY & SUTTMAN ASSET MANAGEMENT, INC. SEC FORM 13-F 06/30/10
ITEM #4 ITEM #5 ITEM #6 ITEM #8 MARKET ------------- INVESTMENT DESCRETION VOTING AUTHORITY ITEM #1 ITEM #2 ITEM #3 VALUE SH/ ---------------------- ITEM #7 ---------------------- NAME OF ISSUER TITLE CUSIP (X$1,000) QUANTITY PRN SOLE SHARED OTHER MANAGERS SOLE SHARED OTHER -------------- --------- --------- --------- --------- --- --------- ------ ----- -------- --------- ------ ----- 3M Co Common 88579Y101 1,125 14,246 Sh 14,246 N/A N/A N/A 14,246 N/A N/A Aetna Life & Casualty Co Common 00817Y108 600 22,748 Sh 22,748 N/A N/A N/A 22,748 N/A N/A Alpha Natural Conv Bond 02076XAA0 1,189 1,160,000 Prn 1,160,000 N/A N/A N/A 1,160,000 N/A N/A Altria Group Inc Common 02209S103 2,946 146,997 Sh 146,997 N/A N/A N/A 146,997 N/A N/A America Movil SAB de CV Common 02364W105 351 7,392 Sh 7,392 N/A N/A N/A 7,392 N/A N/A American Eagle Outfitters Inc Common 02553E106 7,963 677,717 Sh 677,717 N/A N/A N/A 677,717 N/A N/A American Equity - Putable at 100 Conv Bond 025676AE7 1,014 1,000,000 Prn 1,000,000 N/A N/A N/A 1,000,000 N/A N/A American River Bankshares Common 029326105 1,441 192,890 Sh 192,890 N/A N/A N/A 192,890 N/A N/A Americredit Corp Conv Bond 03060RAR2 775 900,000 Prn 900,000 N/A N/A N/A 900,000 N/A N/A Amtrust Financial Services Inc Common 032359309 1,078 89,570 Sh 89,570 N/A N/A N/A 89,570 N/A N/A Anadarko Petroleum Corp Common 032511107 839 23,255 Sh 23,255 N/A N/A N/A 23,255 N/A N/A Anixter International Inc Conv Bond 035290AJ4 523 575,000 Prn 575,000 N/A N/A N/A 575,000 N/A N/A Annaly Capital Conv Bond 035710AA0 1,025 1,000,000 Prn 1,000,000 N/A N/A N/A 1,000,000 N/A N/A Annaly Capital Management Inc Common 035710409 9,230 538,183 Sh 538,183 N/A N/A N/A 538,183 N/A N/A Applied Materials Inc Common 038222105 151 12,575 Sh 12,575 N/A N/A N/A 12,575 N/A N/A AVX Corp Common 002444107 304 23,750 Sh 23,750 N/A N/A N/A 23,750 N/A N/A Axial Vector Engine Corp Common 05461A108 36 341,510 Sh 341,510 N/A N/A N/A 341,510 N/A N/A Bank of New York Mellon Common 064058100 297 12,018 Sh 12,018 N/A N/A N/A 12,018 N/A N/A Berkshire Hathaway Inc Cl-B Common 084670702 17,393 218,259 Sh 218,259 N/A N/A N/A 218,259 N/A N/A Boston Private Financial Holdings Inc Common 101119105 6,696 1,041,330 Sh 1,041,330 N/A N/A N/A 1,041,330 N/A N/A BP Plc Common 055622104 318 11,018 Sh 11,018 N/A N/A N/A 11,018 N/A N/A BRE Properties - Putable at 100 Conv Bond 05564EBH8 836 840,000 Prn 840,000 N/A N/A N/A 840,000 N/A N/A Bristol-Myers Squibb Co Common 110122108 384 15,384 Sh 15,384 N/A N/A N/A 15,384 N/A N/A Brookfield Asset Mgmt VTG SHS Cl-A Common 112585104 268 11,852 Sh 11,852 N/A N/A N/A 11,852 N/A N/A CableVision Systems Corp Common 12686C109 10,625 442,507 Sh 442,507 N/A N/A N/A 442,507 N/A N/A CenturyLink, Inc. Common 156700106 1,016 30,497 Sh 30,497 N/A N/A N/A 30,497 N/A N/A Ceradyne Inc - Putable at 100 Conv Bond 156710AA3 950 1,000,000 Prn 1,000,000 N/A N/A N/A 1,000,000 N/A N/A CGX Energy Inc Common 125405100 14 25,000 Sh 25,000 N/A N/A N/A 25,000 N/A N/A Charles River Laboratories International Inc Conv Bond 159864AB3 956 1,000,000 Prn 1,000,000 N/A N/A N/A 1,000,000 N/A N/A Cincinnati Financial Corp Common 172062101 1,133 43,777 Sh 43,777 N/A N/A N/A 43,777 N/A N/A
Cintas Corp Common 172908105 9,057 377,865 Sh 377,865 N/A N/A N/A 377,865 N/A N/A Citigroup Inc Common 172967101 52 13,745 Sh 13,745 N/A N/A N/A 13,745 N/A N/A Clorox Co Common 189054109 1,341 21,570 Sh 21,570 N/A N/A N/A 21,570 N/A N/A Coleman Cable Inc Common 193459302 5,564 986,481 Sh 986,481 N/A N/A N/A 986,481 N/A N/A Comcast Corp Common 20030n101 10,096 581,249 Sh 581,249 N/A N/A N/A 581,249 N/A N/A Consol Energy Inc Common 20854P109 8,099 239,904 Sh 239,904 N/A N/A N/A 239,904 N/A N/A Corning Inc Common 219350105 179 11,067 Sh 11,067 N/A N/A N/A 11,067 N/A N/A Cubist Pharmaceutical Conv Bond 229678AC1 801 850,000 Prn 850,000 N/A N/A N/A 850,000 N/A N/A Danaher Corp Common 235851102 1,203 32,410 Sh 32,410 N/A N/A N/A 32,410 N/A N/A DryShips Inc. Common Y2109Q101 54 15,210 Sh 15,210 N/A N/A N/A 15,210 N/A N/A Dun & Bradstreet Corp Common 26483E100 827 12,320 Sh 12,320 N/A N/A N/A 12,320 N/A N/A Electronic for Imaging Inc Common 286082102 142 14,575 Sh 14,575 N/A N/A N/A 14,575 N/A N/A Exxon Mobil Corp Common 30231G102 955 16,735 Sh 16,735 N/A N/A N/A 16,735 N/A N/A Fair Isaac & Co Common 303250104 927 42,565 Sh 42,565 N/A N/A N/A 42,565 N/A N/A Fairfax Financial Holdings Limited Common 303901102 8,321 22,445 Sh 22,445 N/A N/A N/A 22,445 N/A N/A FBR Capital Markets Corp Common 30247C301 251 75,262 Sh 75,262 N/A N/A N/A 75,262 N/A N/A Ford Motor Co Common 345370860 566 56,145 Sh 56,145 N/A N/A N/A 56,145 N/A N/A Garmin Ltd Common G37260109 234 8,033 Sh 8,033 N/A N/A N/A 8,033 N/A N/A General Cable Corp Conv Bond 369300AL2 1,041 1,110,000 Prn 1,110,000 N/A N/A N/A 1,110,000 N/A N/A General Communication Inc Cl-A Common 369385109 148 19,460 Sh 19,460 N/A N/A N/A 19,460 N/A N/A General Electric Co Common 369604103 623 43,195 Sh 43,195 N/A N/A N/A 43,195 N/A N/A Genworth Financial Inc Cl-A Common 37247d106 1,280 97,951 Sh 97,951 N/A N/A N/A 97,951 N/A N/A Google Inc Common 38259P508 267 601 Sh 601 N/A N/A N/A 601 N/A N/A Home Depot Inc Common 437076102 11,211 399,393 Sh 399,393 N/A N/A N/A 399,393 N/A N/A Hopfed Bancorp, Inc. Common 439734104 114 12,620 Sh 12,620 N/A N/A N/A 12,620 N/A N/A Horsehead Holding Corp Common 440694305 5,128 678,338 Sh 678,338 N/A N/A N/A 678,338 N/A N/A Huntington Bancshares Inc Common 446150104 58 10,491 Sh 10,491 N/A N/A N/A 10,491 N/A N/A Illinois Tool Works Inc Common 452308109 9,422 228,235 Sh 228,235 N/A N/A N/A 228,235 N/A N/A Interpublic Group Conv Bond 460690BA7 831 830,000 Prn 830,000 N/A N/A N/A 830,000 N/A N/A Investment Technology Group Inc Common 46145F105 161 10,000 Sh 10,000 N/A N/A N/A 10,000 N/A N/A Johnson & Johnson Common 478160104 8,259 139,843 Sh 139,843 N/A N/A N/A 139,843 N/A N/A Jones Apparel Group Inc Common 480074103 743 46,896 Sh 46,896 N/A N/A N/A 46,896 N/A N/A JPMorgan Chase & Co Common 46625H100 538 14,687 Sh 14,687 N/A N/A N/A 14,687 N/A N/A Key Energy Services Inc Common 492914106 5,583 608,200 Sh 608,200 N/A N/A N/A 608,200 N/A N/A KeyCorp Common 493267108 106 13,775 Sh 13,775 N/A N/A N/A 13,775 N/A N/A Kohl's Corp Common 500255104 10,425 219,475 Sh 219,475 N/A N/A N/A 219,475 N/A N/A Kraft Foods Inc Common 50075n104 3,205 114,471 Sh 114,471 N/A N/A N/A 114,471 N/A N/A
Kroger Co Common 501044101 6,895 350,169 Sh 350,169 N/A N/A N/A 350,169 N/A N/A Lawson Software Conv Bond 52078PAA0 984 990,000 Prn 990,000 N/A N/A N/A 990,000 N/A N/A Leucadia National Conv Bond 527288AX2 1,021 975,000 Prn 975,000 N/A N/A N/A 975,000 N/A N/A Leucadia National Corp Common 527288104 12,724 652,190 Sh 652,190 N/A N/A N/A 652,190 N/A N/A Liberty Starz Class A Common 53071M708 949 18,308 Sh 18,308 N/A N/A N/A 18,308 N/A N/A Life Tech Corp - Putable at 100 Conv Bond 46185RAM2 608 540,000 Prn 540,000 N/A N/A N/A 540,000 N/A N/A Life Technologies Corporation Common 53217V109 368 7,780 Sh 7,780 N/A N/A N/A 7,780 N/A N/A Linear Tech - Putable at 100 Conv Bond 535678AC0 861 880,000 Prn 880,000 N/A N/A N/A 880,000 N/A N/A Lowe's Companies Inc Common 548661107 273 13,375 Sh 13,375 N/A N/A N/A 13,375 N/A N/A M&T Bank Corp Common 55261F104 982 11,560 Sh 11,560 N/A N/A N/A 11,560 N/A N/A Madison Square Garden, Inc. Common 55826P100 2,131 108,314 Sh 108,314 N/A N/A N/A 108,314 N/A N/A Manpower Inc Common 56418H100 860 19,910 Sh 19,910 N/A N/A N/A 19,910 N/A N/A Massey Energy Co Conv Bond 576203AJ2 786 945,000 Prn 945,000 N/A N/A N/A 945,000 N/A N/A Mednax Inc Common 58502B106 214 3,853 Sh 3,853 N/A N/A N/A 3,853 N/A N/A Medtronic Inc Conv Bond 585055AM8 812 810,000 Prn 810,000 N/A N/A N/A 810,000 N/A N/A Mercury General Corp Common 589400100 2,951 71,222 Sh 71,222 N/A N/A N/A 71,222 N/A N/A MFA Financial, Inc Common 55272X102 187 25,238 Sh 25,238 N/A N/A N/A 25,238 N/A N/A Microsoft Corp Common 594918104 6,690 290,740 Sh 290,740 N/A N/A N/A 290,740 N/A N/A MYR Group Inc Common 55405W104 7,383 442,358 Sh 442,358 N/A N/A N/A 442,358 N/A N/A Nasdaq Stock Market Conv Bond 631103AA6 949 1,000,000 Prn 1,000,000 N/A N/A N/A 1,000,000 N/A N/A NBH Holdings Corp. Common 62875T207 4,125 211,534 Sh 211,534 N/A N/A N/A 211,534 N/A N/A North American Financial Holdings, Inc. Common 65685Q206 3,900 200,000 Sh 200,000 N/A N/A N/A 200,000 N/A N/A Northern Oil & Gas Inc Common 665531109 8,025 624,976 Sh 624,976 N/A N/A N/A 624,976 N/A N/A NVR Inc Common 62944T105 14,155 21,610 Sh 21,610 N/A N/A N/A 21,610 N/A N/A Orchids Paper Products Co Common 68572N104 302 23,240 Sh 23,240 N/A N/A N/A 23,240 N/A N/A Orion Marine Group Inc Common 68628V308 8,459 595,715 Sh 595,715 N/A N/A N/A 595,715 N/A N/A Park National Corp Common 700658107 1,484 22,823 Sh 22,823 N/A N/A N/A 22,823 N/A N/A Paychex Inc Common 704326107 251 9,669 Sh 9,669 N/A N/A N/A 9,669 N/A N/A Pfizer Inc Common 717081103 9,436 661,694 Sh 661,694 N/A N/A N/A 661,694 N/A N/A Philip Morris International Inc Common 718172109 4,853 105,863 Sh 105,863 N/A N/A N/A 105,863 N/A N/A Pioneer Natural Resources - Putable at 100 Conv Bond 723787AH0 1,196 1,000,000 Prn 1,000,000 N/A N/A N/A 1,000,000 N/A N/A Procter & Gamble Co Common 742718109 6,393 106,592 Sh 106,592 N/A N/A N/A 106,592 N/A N/A Prudential Financial Inc Common 744320102 340 6,330 Sh 6,330 N/A N/A N/A 6,330 N/A N/A Rayonier TRS Holdings Conv Bond 75508AAB2 713 690,000 Prn 690,000 N/A N/A N/A 690,000 N/A N/A Republic Services Inc Common 760759100 12,224 411,157 Sh 411,157 N/A N/A N/A 411,157 N/A N/A RLI Corp Common 749607107 3,006 57,249 Sh 57,249 N/A N/A N/A 57,249 N/A N/A Safeway Inc Common 786514208 1,248 63,490 Sh 63,490 N/A N/A N/A 63,490 N/A N/A
Schlumberger Ltd Common 806857108 251 4,540 Sh 4,540 N/A N/A N/A 4,540 N/A N/A SeaBright Holdings Inc Common 811656107 5,781 609,768 Sh 609,768 N/A N/A N/A 609,768 N/A N/A Sears Holding Corp Common 812350106 796 12,308 Sh 12,308 N/A N/A N/A 12,308 N/A N/A Sherwin-Williams Co Common 824348106 10,439 150,880 Sh 150,880 N/A N/A N/A 150,880 N/A N/A Smith & Wesson Conv Bond 831756AB7 959 1,000,000 Prn 1,000,000 N/A N/A N/A 1,000,000 N/A N/A Stryker Corp Common 863667101 8,978 179,340 Sh 179,340 N/A N/A N/A 179,340 N/A N/A Synovus Financial Corp Common 87161C105 2,439 960,222 Sh 960,222 N/A N/A N/A 960,222 N/A N/A Tech Data Corp - Putable at 100 Conv Bond 878237AE6 1,003 1,000,000 Prn 1,000,000 N/A N/A N/A 1,000,000 N/A N/A Telephone & Data Systems Inc Common 879433100 3,624 119,245 Sh 119,245 N/A N/A N/A 119,245 N/A N/A Tellabs Inc Common 879664100 204 31,993 Sh 31,993 N/A N/A N/A 31,993 N/A N/A Thermo Fisher Scientific Inc Common 883556102 7,357 149,987 Sh 149,987 N/A N/A N/A 149,987 N/A N/A Thomas Properties Group Inc Common 884453101 52 15,855 Sh 15,855 N/A N/A N/A 15,855 N/A N/A Tower Group Inc Common 891777104 7,767 360,771 Sh 360,771 N/A N/A N/A 360,771 N/A N/A Transocean Inc Ser. B - Putable at 100 Conv Bond 893830AV1 637 718,000 Prn 718,000 N/A N/A N/A 718,000 N/A N/A Trinity Industries - Putable at 100 Conv Bond 896522AF6 553 720,000 Prn 720,000 N/A N/A N/A 720,000 N/A N/A Tyco Electronics Ltd Common H8912P106 485 19,120 Sh 19,120 N/A N/A N/A 19,120 N/A N/A Tyco International Ltd Common H89128104 4,714 133,804 Sh 133,804 N/A N/A N/A 133,804 N/A N/A UBS AG Common H89231338 213 16,104 Sh 16,104 N/A N/A N/A 16,104 N/A N/A United Parcel Service Inc Cl-B Common 911312106 2,845 50,000 Sh 50,000 N/A N/A N/A 50,000 N/A N/A URS Corp. Common 903236107 967 24,580 Sh 24,580 N/A N/A N/A 24,580 N/A N/A US Bancorp Common 902973304 310 13,863 Sh 13,863 N/A N/A N/A 13,863 N/A N/A US Bancorp - Putable at 100 Conv Bond 902973AQ9 627 650,000 Prn 650,000 N/A N/A N/A 650,000 N/A N/A Walgreen Co Common 931422109 5,905 221,178 Sh 221,178 N/A N/A N/A 221,178 N/A N/A Washington REIT - Putable at 100 Conv Bond 939653AK7 500 500,000 Prn 500,000 N/A N/A N/A 500,000 N/A N/A Watson Pharmaceuticals Inc Common 942683103 1,115 27,490 Sh 27,490 N/A N/A N/A 27,490 N/A N/A WellPoint Inc Common 94973V107 7,962 162,727 Sh 162,727 N/A N/A N/A 162,727 N/A N/A Wells Fargo & Co Common 949746101 5,776 225,620 Sh 225,620 N/A N/A N/A 225,620 N/A N/A Williams Controls Inc Common 969465608 800 88,975 Sh 88,975 N/A N/A N/A 88,975 N/A N/A World Acceptance Conv Bond 981417AB4 946 1,000,000 Prn 1,000,000 N/A N/A N/A 1,000,000 N/A N/A Yahoo! Inc Common 984332106 153 11,058 Sh 11,058 N/A N/A N/A 11,058 N/A N/A
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