-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PlmK5jhXhyV4JUHoE+4PA2n4f/l1eQstPiBGdK2JcIp4zkOi+u2ZTubHV7z3eKhw bM4hAOs2oThMf/Ht6HJRwQ== 0001362310-09-007323.txt : 20090513 0001362310-09-007323.hdr.sgml : 20090513 20090513150934 ACCESSION NUMBER: 0001362310-09-007323 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090513 DATE AS OF CHANGE: 20090513 EFFECTIVENESS DATE: 20090513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0001080382 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05145 FILM NUMBER: 09822044 BUSINESS ADDRESS: STREET 1: 7777 WASHINGTON VILLAGE DR STREET 2: STE 210 CITY: DAYTON STATE: OH ZIP: 45459 MAIL ADDRESS: STREET 1: 7777 WASHINGTON VILLAGE DR STREET 2: STE 210 CITY: DAYTON STATE: OH ZIP: 45459 13F-HR 1 c85308e13fvhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31,2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Eubel Brady & Suttman Asset Management, Inc. Address: 7777 Washington Village Drive, Suite 210 Dayton, Ohio 45459 Form 13F File Number: 28-05145 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kenneth E. Leist Title: Director of Operations Phone: (937) 291-1223 Signature, Place, and Date of Signing: /s/ Kenneth E. Leist Dayton, Ohio May 11, 2009 - -------------------- --------------- ---------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 128 Form 13F Information Table Value Total: 407,585 _____________ (thousands) List of Other Included Managers: None EUBEL BRADY & SUTTMAN ASSET MANAGEMENT, INC. SEC FORM 13-F 03/31/09
ITEM #4 ITEM #6 ITEM #8 --------- ---------------------- ----------------------- ITEM #1 ITEM #2 ITEM #3 MARKET ITEM #5 INVESTMENT DESCRETION ITEM #7 VOTING AUTHORITY - ----------------------------- --------- --------- VALUE ---------------- ---------------------- -------- ----------------------- NAME OF ISSUER TITLE CUSIP (X$1,000) QUANTITY SH/PRN SOLE SHARED OTHER MANAGERS SOLE SHARED OTHER - ----------------------------- --------- --------- --------- --------- ------ --------- ------ ----- -------- --------- ------ ------ 3M Co Common 88579Y101 708 14,246 sh 14,246 N/A N/A N/A 14,246 N/A N/A Aetna Life & Casualty Co Common 00817Y108 2,299 94,478 sh 94,478 N/A N/A N/A 94,478 N/A N/A Alesco Financial Inc Common 014485106 10 20,755 sh 20,755 N/A N/A N/A 20,755 N/A N/A Allied Waste Ind - Putable at 100 Conv Bond 019589AD2 808 850,000 prn 850,000 N/A N/A N/A 850,000 N/A N/A Alpha Natural Conv Bond 02076XAA0 799 1,160,000 prn 1,160,000 N/A N/A N/A 1,160,000 N/A N/A Altria Group Inc Common 02209S103 2,608 162,804 sh 162,804 N/A N/A N/A 162,804 N/A N/A America Movil SAB de CV Common 02364W105 200 7,392 sh 7,392 N/A N/A N/A 7,392 N/A N/A American Eagle Outfitters Inc Common 02553E106 14,425 1,178,498 sh 1,178,498 N/A N/A N/A 1,178,498 N/A N/A Amerisafe Inc Common 03071H100 207 13,490 sh 13,490 N/A N/A N/A 13,490 N/A N/A Amtrust Financial Services Inc Common 032359309 1,131 118,410 sh 118,410 N/A N/A N/A 118,410 N/A N/A Anadarko Petroleum Corp Common 032511107 3,697 95,055 sh 95,055 N/A N/A N/A 95,055 N/A N/A Anixter International Inc Conv Bond 035290AJ4 385 575,000 prn 575,000 N/A N/A N/A 575,000 N/A N/A Annaly Capital Management Inc Common 035710409 9,863 711,136 sh 711,136 N/A N/A N/A 711,136 N/A N/A Applied Materials Inc Common 038222105 135 12,575 sh 12,575 N/A N/A N/A 12,575 N/A N/A AVX Corp Common 002444107 212 23,350 sh 23,350 N/A N/A N/A 23,350 N/A N/A Bank of New York Mellon Common 064058100 285 10,100 sh 10,100 N/A N/A N/A 10,100 N/A N/A Berkshire Hathaway Inc Cl-B Common 084670207 14,416 5,112 sh 5,112 N/A N/A N/A 5,112 N/A N/A Boston Private Financial Holdings Inc Common 101119105 4,117 1,172,809 sh 1,172,809 N/A N/A N/A 1,172,809 N/A N/A Boston Prop LP - Putable at 100 Conv Bond 10112RAK0 380 478,000 prn 478,000 N/A N/A N/A 478,000 N/A N/A BP Plc Common 055622104 370 9,218 sh 9,218 N/A N/A N/A 9,218 N/A N/A Bristol-Myers Squibb Co Common 110122108 281 12,831 sh 12,831 N/A N/A N/A 12,831 N/A N/A Brookfield Asset Mgmt VTG SHS Cl-A Common 112585104 148 10,752 sh 10,752 N/A N/A N/A 10,752 N/A N/A CableVision Systems Corp Common 12686C109 9,623 743,701 sh 743,701 N/A N/A N/A 743,701 N/A N/A Calamos CVT and High Income Common 12811P108 106 13,000 sh 13,000 N/A N/A N/A 13,000 N/A N/A Cato Corp Common 149205106 210 11,495 sh 11,495 N/A N/A N/A 11,495 N/A N/A CenturyTel Inc Common 156700106 4,077 144,973 sh 144,973 N/A N/A N/A 144,973 N/A N/A CGX Energy Inc Common 125405100 23 25,000 sh 25,000 N/A N/A N/A 25,000 N/A N/A Cincinnati Financial Corp Common 172062101 4,240 185,397 sh 185,397 N/A N/A N/A 185,397 N/A N/A Cintas Corp Common 172908105 14,425 583,535 sh 583,535 N/A N/A N/A 583,535 N/A N/A CIT Group Inc Cl-A Common 125581108 96 33,625 sh 33,625 N/A N/A N/A 33,625 N/A N/A Charles River Labs Conv Bond 159864AB3 841 1,000,000 prn 1,000,000 N/A N/A N/A 1,000,000 N/A N/A Clorox Co Common 189054109 4,745 92,175 sh 92,175 N/A N/A N/A 92,175 N/A N/A Coleman Cable Inc Common 193459302 2,284 1,072,254 sh 1,072,254 N/A N/A N/A 1,072,254 N/A N/A Comcast Corp Common 20030n101 9,484 695,296 sh 695,296 N/A N/A N/A 695,296 N/A N/A Consol Energy Inc Common 20854P109 9,126 361,576 sh 361,576 N/A N/A N/A 361,576 N/A N/A Corning Inc Common 219350105 147 11,067 sh 11,067 N/A N/A N/A 11,067 N/A N/A
ITEM #4 ITEM #6 ITEM #8 --------- ---------------------- ----------------------- ITEM #1 ITEM #2 ITEM #3 MARKET ITEM #5 INVESTMENT DESCRETION ITEM #7 VOTING AUTHORITY - ----------------------------- --------- --------- VALUE ---------------- ---------------------- -------- ----------------------- NAME OF ISSUER TITLE CUSIP (X$1,000) QUANTITY SH/PRN SOLE SHARED OTHER MANAGERS SOLE SHARED OTHER - ----------------------------- --------- --------- --------- --------- ------ --------- ------ ----- -------- --------- ------ ------ Danaher Corp Common 235851102 2,859 52,735 sh 52,735 N/A N/A N/A 52,735 N/A N/A Dun & Bradstreet Corp Common 26483E100 4,502 58,465 sh 58,465 N/A N/A N/A 58,465 N/A N/A Electronic for Imaging Inc Common 286082102 117 11,900 sh 11,900 N/A N/A N/A 11,900 N/A N/A Exxon Mobil Corp Common 30231G102 1,081 15,879 sh 15,879 N/A N/A N/A 15,879 N/A N/A FBR Capital Markets Corp Common 30247C301 1,409 428,167 sh 428,167 N/A N/A N/A 428,167 N/A N/A Ford Motor Co Common 345370860 148 56,145 sh 56,145 N/A N/A N/A 56,145 N/A N/A Friedman Billings Ramsey Group Inc Common 358434108 48 238,670 sh 238,670 N/A N/A N/A 238,670 N/A N/A General Cable Corp Conv Bond 369300AK4 852 1,200,000 prn 1,200,000 N/A N/A N/A 1,200,000 N/A N/A General Communication Inc Cl-A Common 369385109 269 40,300 sh 40,300 N/A N/A N/A 40,300 N/A N/A General Electric Co Common 369604103 408 40,349 sh 40,349 N/A N/A N/A 40,349 N/A N/A Genworth Financial Inc Cl-A Common 37247d106 924 486,188 sh 486,188 N/A N/A N/A 486,188 N/A N/A Google Inc Common 38259P508 209 601 sh 601 N/A N/A N/A 601 N/A N/A Gulfstream International Group Inc Common 402738108 246 116,920 sh 116,920 N/A N/A N/A 116,920 N/A N/A Hearst-Argyle Television Inc Cl-A Common 422317107 1,059 254,610 sh 254,610 N/A N/A N/A 254,610 N/A N/A Home Depot Inc Common 437076102 11,594 492,095 sh 492,095 N/A N/A N/A 492,095 N/A N/A Horsehead Holding Corp Common 440694305 4,978 905,021 sh 905,021 N/A N/A N/A 905,021 N/A N/A Illinois Tool Works Inc Common 452308109 10,122 328,113 sh 328,113 N/A N/A N/A 328,113 N/A N/A Informatica Corp - Putable at 100 Conv Bond 45666QAB8 598 600,000 prn 600,000 N/A N/A N/A 600,000 N/A N/A iShares TST Russell 3000 Value Common 464287663 652 12,325 sh 12,325 N/A N/A N/A 12,325 N/A N/A Johnson & Johnson Common 478160104 8,632 164,100 sh 164,100 N/A N/A N/A 164,100 N/A N/A Jones Apparel Group Inc Common 480074103 1,050 248,851 sh 248,851 N/A N/A N/A 248,851 N/A N/A Journal Communications Inc Cl-A Common 481130102 9 12,570 sh 12,570 N/A N/A N/A 12,570 N/A N/A JPMorgan Chase & Co Common 46625H100 387 14,555 sh 14,555 N/A N/A N/A 14,555 N/A N/A Key Energy Services Inc Common 492914106 3,229 1,121,026 sh 1,121,026 N/A N/A N/A 1,121,026 N/A N/A Kohl's Corp Common 500255104 15,908 375,896 sh 375,896 N/A N/A N/A 375,896 N/A N/A Kraft Foods Inc Common 50075n104 2,877 129,082 sh 129,082 N/A N/A N/A 129,082 N/A N/A Lancaster Colony Corp Common 513847103 5,656 136,360 sh 136,360 N/A N/A N/A 136,360 N/A N/A Lawson Software Conv Bond 52078PAA0 797 990,000 prn 990,000 N/A N/A N/A 990,000 N/A N/A Leucadia National Conv Bond 527288AX2 807 975,000 prn 975,000 N/A N/A N/A 975,000 N/A N/A Leucadia National Corp Common 527288104 12,980 871,706 sh 871,706 N/A N/A N/A 871,706 N/A N/A Liberty Media Entertainment Corp Common 53071M500 5,480 274,695 sh 274,695 N/A N/A N/A 274,695 N/A N/A Life Tech Corp - Putable at 100 Conv Bond 46185RAM2 518 540,000 prn 540,000 N/A N/A N/A 540,000 N/A N/A Linear Tech - Putable at 100 Conv Bond 535678AC0 741 880,000 prn 880,000 N/A N/A N/A 880,000 N/A N/A Louisiana-Pacific Corp Common 546347105 73 32,850 sh 32,850 N/A N/A N/A 32,850 N/A N/A Lowe's Companies Inc Common 548661107 244 13,375 sh 13,375 N/A N/A N/A 13,375 N/A N/A M&T Bank Corp Common 55261F104 1,900 41,990 sh 41,990 N/A N/A N/A 41,990 N/A N/A Manpower Inc Common 56418H100 2,690 85,315 sh 85,315 N/A N/A N/A 85,315 N/A N/A
ITEM #4 ITEM #6 ITEM #8 --------- ---------------------- ----------------------- ITEM #1 ITEM #2 ITEM #3 MARKET ITEM #5 INVESTMENT DESCRETION ITEM #7 VOTING AUTHORITY - ----------------------------- --------- --------- VALUE ---------------- ---------------------- -------- ----------------------- NAME OF ISSUER TITLE CUSIP (X$1,000) QUANTITY SH/PRN SOLE SHARED OTHER MANAGERS SOLE SHARED OTHER - ----------------------------- --------- --------- --------- --------- ------ --------- ------ ----- -------- --------- ------ ------ Markel Corp Common 570535104 525 1,850 sh 1,850 N/A N/A N/A 1,850 N/A N/A Mediacom Communications Corp Common 58446k105 427 105,995 sh 105,995 N/A N/A N/A 105,995 N/A N/A Medtronic Inc Conv Bond 585055AM8 733 810,000 prn 810,000 N/A N/A N/A 810,000 N/A N/A Mercury General Corp Common 589400100 5,031 169,406 sh 169,406 N/A N/A N/A 169,406 N/A N/A Meruelo Maddux Properties Inc Common 590473104 1 13,430 sh 13,430 N/A N/A N/A 13,430 N/A N/A MFA Financial, Inc Common 55272X102 288 48,975 sh 48,975 N/A N/A N/A 48,975 N/A N/A Microsoft Corp Common 594918104 6,241 339,748 sh 339,748 N/A N/A N/A 339,748 N/A N/A Millipore Corp Conv Bond 601073AD1 941 1,000,000 prn 1,000,000 N/A N/A N/A 1,000,000 N/A N/A MYR Group Inc Common 55405W104 7,755 508,525 sh 508,525 N/A N/A N/A 508,525 N/A N/A Nasdaq Stock Market Conv Bond 631103AA6 838 1,000,000 prn 1,000,000 N/A N/A N/A 1,000,000 N/A N/A Neuberger Berman Intermediate Muni Fund Common 64124P101 4,198 348,974 sh 348,974 N/A N/A N/A 348,974 N/A N/A Northern Oil & Gas Inc Common 665531109 856 237,885 sh 237,885 N/A N/A N/A 237,885 N/A N/A Nuveen Ohio Qualified Income Muni Fund Common 670980101 1,636 131,937 sh 131,937 N/A N/A N/A 131,937 N/A N/A NVR Inc Common 62944T105 17,714 41,413 sh 41,413 N/A N/A N/A 41,413 N/A N/A Orchids Paper Products Co Common 68572N104 292 21,650 sh 21,650 N/A N/A N/A 21,650 N/A N/A Orion Marine Group Inc Common 68628V308 12,628 963,934 sh 963,934 N/A N/A N/A 963,934 N/A N/A Park National Corp Common 700658107 1,299 23,293 sh 23,293 N/A N/A N/A 23,293 N/A N/A Patriot Scientific Corp Common 70336N107 1 14,000 sh 14,000 N/A N/A N/A 14,000 N/A N/A Paychex Inc Common 704326107 244 9,487 sh 9,487 N/A N/A N/A 9,487 N/A N/A Pfizer Inc Common 717081103 9,561 701,986 sh 701,986 N/A N/A N/A 701,986 N/A N/A Philip Morris International Inc Common 718172109 5,038 141,585 sh 141,585 N/A N/A N/A 141,585 N/A N/A Pinnacle Gas Resources Inc Common 723464301 5 17,745 sh 17,745 N/A N/A N/A 17,745 N/A N/A Pioneer Natural Resources - Putable at 100 Conv Bond 723787AH0 635 1,000,000 prn 1,000,000 N/A N/A N/A 1,000,000 N/A N/A Procter & Gamble Co Common 742718109 5,405 114,784 sh 114,784 N/A N/A N/A 114,784 N/A N/A Prudential Financial Inc - Putable at 100 Conv Bond 744320AJ1 833 851,000 prn 851,000 N/A N/A N/A 851,000 N/A N/A Rayonier TRS Holdings Conv Bond 75508AAB2 623 690,000 prn 690,000 N/A N/A N/A 690,000 N/A N/A Republic Services Inc Common 760759100 11,226 654,552 sh 654,552 N/A N/A N/A 654,552 N/A N/A RLI Corp Common 749607107 3,592 71,546 sh 71,546 N/A N/A N/A 71,546 N/A N/A SeaBright Insurance Holdings Inc Common 811656107 6,485 620,007 sh 620,007 N/A N/A N/A 620,007 N/A N/A Sears Holding Corp Common 812350106 2,659 58,178 sh 58,178 N/A N/A N/A 58,178 N/A N/A Sepracor Inc - Putable at 100 Conv Bond 817315AW4 451 465,000 prn 465,000 N/A N/A N/A 465,000 N/A N/A Sherwin-Williams Co Common 824348106 12,906 248,339 sh 248,339 N/A N/A N/A 248,339 N/A N/A Specialty Underwriters' Alliance Inc Common 84751T309 61 16,885 sh 16,885 N/A N/A N/A 16,885 N/A N/A Stryker Corp Common 863667101 9,029 265,238 sh 265,238 N/A N/A N/A 265,238 N/A N/A Synovus Financial Corp Common 87161C105 4,208 1,294,845 sh 1,294,845 N/A N/A N/A 1,294,845 N/A N/A Telephone & Data Systems Inc Common 879433100 5,535 208,798 sh 208,798 N/A N/A N/A 208,798 N/A N/A Tellabs Inc Common 879664100 156 34,068 sh 34,068 N/A N/A N/A 34,068 N/A N/A Thermo Fisher Scientific Inc Common 883556102 7,593 212,865 sh 212,865 N/A N/A N/A 212,865 N/A N/A Thomas Properties Group Inc Common 884453101 32 26,990 sh 26,990 N/A N/A N/A 26,990 N/A N/A
ITEM #4 ITEM #6 ITEM #8 --------- ---------------------- ----------------------- ITEM #1 ITEM #2 ITEM #3 MARKET ITEM #5 INVESTMENT DESCRETION ITEM #7 VOTING AUTHORITY - ----------------------------- --------- --------- VALUE ---------------- ---------------------- -------- ----------------------- NAME OF ISSUER TITLE CUSIP (X$1,000) QUANTITY SH/PRN SOLE SHARED OTHER MANAGERS SOLE SHARED OTHER - ----------------------------- --------- --------- --------- --------- ------ --------- ------ ----- -------- --------- ------ ------ Tower Group Inc Common 891777104 9,634 391,152 sh 391,152 N/A N/A N/A 391,152 N/A N/A Transocean Inc Ser. B - Putable at 100 Conv Bond 893830AV1 620 718,000 prn 718,000 N/A N/A N/A 718,000 N/A N/A Trinity Industries - Putable at 100 Conv Bond 896522AF6 310 720,000 prn 720,000 N/A N/A N/A 720,000 N/A N/A Tyco Electronics Ltd Common G9144P105 450 40,727 sh 40,727 N/A N/A N/A 40,727 N/A N/A Tyco International Ltd Common H89128104 3,156 161,346 sh 161,346 N/A N/A N/A 161,346 N/A N/A UBS AG Common H89231338 152 16,104 sh 16,104 N/A N/A N/A 16,104 N/A N/A United Parcel Service Inc Cl-B Common 911312106 2,461 50,000 sh 50,000 N/A N/A N/A 50,000 N/A N/A US Bancorp Common 902973304 227 15,563 sh 15,563 N/A N/A N/A 15,563 N/A N/A US Bancorp - Putable at 100 Conv Bond 902973AQ9 566 650,000 prn 650,000 N/A N/A N/A 650,000 N/A N/A Walgreen Co Common 931422109 7,225 278,332 sh 278,332 N/A N/A N/A 278,332 N/A N/A Watson Pharmaceuticals Inc - Putable at 100 Conv Bond 942683AC7 594 625,000 prn 625,000 N/A N/A N/A 625,000 N/A N/A WellPoint Inc Common 94973V107 7,043 185,483 sh 185,483 N/A N/A N/A 185,483 N/A N/A Wells Fargo & Co Common 949746101 3,429 240,791 sh 240,791 N/A N/A N/A 240,791 N/A N/A Williams Controls Inc Common 969465608 569 113,896 sh 113,896 N/A N/A N/A 113,896 N/A N/A Wyeth Common 983024100 364 8,452 sh 8,452 N/A N/A N/A 8,452 N/A N/A Yahoo! Inc Common 984332106 142 11,058 sh 11,058 N/A N/A N/A 11,058 N/A N/A
-----END PRIVACY-ENHANCED MESSAGE-----