0001193125-14-050924.txt : 20140213 0001193125-14-050924.hdr.sgml : 20140213 20140213154053 ACCESSION NUMBER: 0001193125-14-050924 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140213 DATE AS OF CHANGE: 20140213 GROUP MEMBERS: AARON HILLMAN GROUP MEMBERS: KENNETH E. LEIST GROUP MEMBERS: MARK E. BRADY GROUP MEMBERS: PAUL D. CRICHTON GROUP MEMBERS: ROBERT J. SUTTMAN II GROUP MEMBERS: RONALD L. EUBEL GROUP MEMBERS: SCOTT E. LUNDY GROUP MEMBERS: WILLIAM E. HAZEL SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UniTek Global Services, Inc. CENTRAL INDEX KEY: 0000826773 STANDARD INDUSTRIAL CLASSIFICATION: RADIO TELEPHONE COMMUNICATIONS [4812] IRS NUMBER: 752233445 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-61031 FILM NUMBER: 14605740 BUSINESS ADDRESS: STREET 1: 1777 SENTRY PARKWAY WEST STREET 2: GWYNEDD HALL, SUITE 302 CITY: BLUE BELL STATE: PA ZIP: 19422 BUSINESS PHONE: 267-464-1700 MAIL ADDRESS: STREET 1: 1777 SENTRY PARKWAY WEST STREET 2: GWYNEDD HALL, SUITE 302 CITY: BLUE BELL STATE: PA ZIP: 19422 FORMER COMPANY: FORMER CONFORMED NAME: BERLINER COMMUNICATIONS INC DATE OF NAME CHANGE: 20050919 FORMER COMPANY: FORMER CONFORMED NAME: NOVO NETWORKS INC DATE OF NAME CHANGE: 20010104 FORMER COMPANY: FORMER CONFORMED NAME: EVENTURES GROUP INC DATE OF NAME CHANGE: 19990902 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0001080382 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 10100 INNOVATION DRIVE STREET 2: SUITE 410 CITY: DAYTON STATE: OH ZIP: 45342 BUSINESS PHONE: 937-291-1223 MAIL ADDRESS: STREET 1: 10100 INNOVATION DRIVE STREET 2: SUITE 410 CITY: DAYTON STATE: OH ZIP: 45342 SC 13G/A 1 d676256dsc13ga.htm SC 13G/A SC 13G/A
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 1)

 

 

UniTek Global Services, Inc.

(Name of Issuer)

Common

(Title of Class of Securities)

91324T302

(CUSIP Number)

December 31, 2013

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

x Rule 13d-1(c)

¨ Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

CUSIP No. 91324T302  

 

  1   

NAMES OF REPORTING PERSONS

 

Eubel Brady & Suttman Asset Management, Inc.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

 

(a)  ¨        (b)  x

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States of America

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

    5    

SOLE VOTING POWER

 

0    

   6   

SHARED VOTING POWER

 

2,080

   7   

SOLE DISPOSITIVE POWER

 

0    

   8   

SHARED DISPOSITIVE POWER

 

2,080

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

2,080

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

¨

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

0.01%    

12  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

IA,CO

CUSIP No. 91324T302  

 

  1   

NAMES OF REPORTING PERSONS

 

Ronald L. Eubel

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

 

(a)  ¨        (b)  x

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States of America

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

    5    

SOLE VOTING POWER

 

0    

   6   

SHARED VOTING POWER

 

2,080

   7   

SOLE DISPOSITIVE POWER

 

0    

   8   

SHARED DISPOSITIVE POWER

 

2,080

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

2,080

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

¨

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

0.01%    

12  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

IN

CUSIP No. 91324T302  

 

  1   

NAMES OF REPORTING PERSONS

 

Mark E. Brady

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

 

(a)  ¨        (b)  x

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States of America

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

    5    

SOLE VOTING POWER

 

0    

   6   

SHARED VOTING POWER

 

2,080

   7   

SOLE DISPOSITIVE POWER

 

0    

   8   

SHARED DISPOSITIVE POWER

 

2,080

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

2,080

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

¨

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

0.01%    

12  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

IN

CUSIP No. 91324T302  

 

  1   

NAMES OF REPORTING PERSONS

 

Robert J. Suttman II

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

 

(a)  ¨        (b)  x

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States of America

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

    5    

SOLE VOTING POWER

 

0    

   6   

SHARED VOTING POWER

 

2,080

   7   

SOLE DISPOSITIVE POWER

 

0    

   8   

SHARED DISPOSITIVE POWER

 

2,080

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

2,080

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

¨

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

0.01%    

12  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

IN

CUSIP No. 91324T302  

 

  1   

NAMES OF REPORTING PERSONS

 

William E. Hazel

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

 

(a)  ¨        (b)  x

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States of America

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

    5    

SOLE VOTING POWER

 

0    

   6   

SHARED VOTING POWER

 

2,080

   7   

SOLE DISPOSITIVE POWER

 

0    

   8   

SHARED DISPOSITIVE POWER

 

2,080

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

2,080

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

¨

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

0.01%    

12  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

IN

CUSIP No. 91324T302  

 

  1   

NAMES OF REPORTING PERSONS

 

Kenneth E. Leist

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

 

(a)  ¨        (b)  x

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States of America

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

    5    

SOLE VOTING POWER

 

0    

   6   

SHARED VOTING POWER

 

2,080

   7   

SOLE DISPOSITIVE POWER

 

0    

   8   

SHARED DISPOSITIVE POWER

 

2,080

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

2,080

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

¨

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

0.01%    

12  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

IN

CUSIP No. 91324T302  

 

  1   

NAMES OF REPORTING PERSONS

 

Paul D. Crichton

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

 

(a)  ¨        (b)  x

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States of America

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

    5    

SOLE VOTING POWER

 

0    

   6   

SHARED VOTING POWER

 

2,080

   7   

SOLE DISPOSITIVE POWER

 

0    

   8   

SHARED DISPOSITIVE POWER

 

2,080

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

2,080

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

¨

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

0.01%

12  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

IN

CUSIP No. 91324T302  

 

  1   

NAMES OF REPORTING PERSONS

 

Scott E. Lundy

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

 

(a)  ¨        (b)  x

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States of America

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

    5    

SOLE VOTING POWER

 

0    

   6   

SHARED VOTING POWER

 

2,080

   7   

SOLE DISPOSITIVE POWER

 

0    

   8   

SHARED DISPOSITIVE POWER

 

2,080

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

2,080

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

¨

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

0.01%

12  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

IN

CUSIP No. 91324T302  

 

  1   

NAMES OF REPORTING PERSONS

 

Aaron Hillman

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

 

(a)  ¨        (b)  x

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States of America

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

    5    

SOLE VOTING POWER

 

0    

   6   

SHARED VOTING POWER

 

2,080

   7   

SOLE DISPOSITIVE POWER

 

0    

   8   

SHARED DISPOSITIVE POWER

 

2,080

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

2,080

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

¨

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

0.01%

12  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

IN

SCHEDULE 13G/A

 

Item 1(a) Name of Issuer.

UniTek Global Services, Inc.

 

Item 1(b) Address of Issuer’s Principal Executive Offices.

1777 Sentry Parkway West

Suite 202

Blue Bell, PA 19422

 

Item 2(a) Name of Person Filing.

Eubel Brady & Suttman Asset Management, Inc. (“EBS”)

Ronald L. Eubel*

Mark E. Brady*

Robert J. Suttman II*

William E. Hazel*

Kenneth E. Leist*

Paul D. Crichton*

Scott E. Lundy*

Aaron Hillman*

 

* These individuals may, as a result of their ownership in and positions with EBS, be deemed to be indirect beneficial owners of the equity securities held by EBS. The filing of this statement shall not be deemed an admission by Ronald L. Eubel, Mark E. Brady, Robert J. Suttman II, William E. Hazel, Kenneth E. Leist, Paul D. Crichton, Scott E. Lundy, or Aaron Hillman that any of them beneficially own the securities for which they report shared dispositive power and shared voting power, regardless of whether they are acting in concert or acting severally.

 

Item 2(b) Address of Principal Business Office.

10100 Innovation Drive Suite 410 Dayton Ohio 45342

 

Item 2(c) Place of Organization.

Eubel Brady & Suttman Asset Management, Inc.

Delware Corporation

Ronald L. Eubel

Mark E. Brady

Robert J. Suttman II

William E. Hazel

Kenneth E. Leist

Paul D. Crichton

Scott E. Lundy

Aaron Hillman

United States Citizens

Item 2(d) Title of Class of Securities.

Common Stock

 

Item 2(e) CUSIP Number.

91324T302

 

Item 3 Reporting Person.

An investment advisor in accordance with Section 240.13d-1(b)(1)(ii)(E)

 

Item 4 Ownership.

(a) Amount beneficially owned

Eubel Brady & Suttman Asset Management, Inc. – 2,080 shares. Messrs. Eubel, Brady, Suttman II, Hazel, Leist, Crichton, Lundy, and Hillman may, as a result of their ownership in and positions with EBS, be deemed to be indirect beneficial owners of 2,080 shares held by EBS.

(b) Percent of class

Eubel Brady & Suttman Asset Management, Inc., 0.01%. Messrs. Eubel, Brady, Suttman II, Hazel, Leist, Crichton, Lundy, and Hillman, 0.01%

(c) Number of shares as to which the person has:

 

  (i) Sole power to vote or direct the vote

N/A

 

  (ii) Shared power to vote or direct the vote

2,080 (Eubel Brady & Suttman Asset Management, Inc. and Messrs. Eubel, Brady, Suttman, Hazel, Leist, Crichton, Lundy, and Hillman)

 

  (iii) Sole power to dispose or to direct the disposition of

N/A

 

  (iv) Shared power to dispose or to direct the disposition of

2,080 (Eubel Brady & Suttman Asset Management, Inc. and Messrs. Eubel, Brady, Suttman, Hazel, Leist, Crichton, Lundy, and Hillman)

 

Item 5 Ownership of Five Percent or Less of a Class.

 

  (x) Messrs. Eubel, Brady, Suttman II, Hazel, Leist, Crichton, Lundy, Hillman, and Eubel Brady & Suttman Asset Management, Inc. have ceased to be the beneficial owner of more than 5% of the class of securities.

 

Item 6 Ownership of More Than Five Percent on Behalf of Another Person.

Inapplicable

Item 7 Identification and Classification of the Subsidiary which Acquired the Security Being Reported On by the Parent Holding Company.

Inapplicable

 

Item 8 Identification and Classification of Members of the Group.

Inapplicable

 

Item 9 Notice of Dissolution of Group.

Inapplicable

 

Item 10 Certification.

SIGNATURE

Certification for Rule 13d-1(b): By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

Date: February 13, 2014

Eubel Brady & Suttman Asset Management, Inc.

 

By:   /s/ Ronald L Eubel
Name:   Ronald L. Eubel
Title:   Chief Investment Officer
By:   /s/ Ronald L Eubel
Name:   Ronald L. Eubel
By:   /s/ Mark E. Brady
Name:   Mark E. Brady
By:   /s/ Robert J. Suttman II
Name:   Robert J. Suttman II
By:   /s/ William E. Hazel
Name:   William E. Hazel
By:   /s/ Kenneth E. Leist
Name:   Kenneth E. Leist
By:   /s/ Paul D. Crichton
Name:   Paul D. Crichton
By:   /s/ Scott E. Lundy
Name:   Scott E. Lundy
By:   /s/ Aaron Hillman
Name:   Aaron Hillman

 

* Attention. Intentional misstatements or omissions of fact constitute federal criminal violations (see 18 U.S.C. 1001).

Agreement

The undersigned agree that this Schedule 13G dated February 13, 2013 relating to the common stock of Orion Marine Group, Inc. shall be filed on behalf of the undersigned.

Eubel Brady & Suttman Asset Management, Inc.

 

By:   /s/ Ronald L Eubel
Name:   Ronald L. Eubel
Title:   Chief Investment Officer
By:   /s/ Ronald L Eubel
Name:   Ronald L. Eubel
By:   /s/ Mark E. Brady
Name:   Mark E. Brady
By:   /s/ Robert J. Suttman II
Name:   Robert J. Suttman II
By:   /s/ William E. Hazel
Name:   William E. Hazel
By:   /s/ Kenneth E. Leist
Name:   Kenneth E. Leist
By:   /s/ Paul D. Crichton
Name:   Paul D. Crichton
By:   /s/ Scott E. Lundy
Name:   Scott E. Lundy
By:   /s/ Aaron Hillman
Name:   Aaron Hillman