0001193125-12-470373.txt : 20121114
0001193125-12-470373.hdr.sgml : 20121114
20121114152012
ACCESSION NUMBER: 0001193125-12-470373
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121114
DATE AS OF CHANGE: 20121114
EFFECTIVENESS DATE: 20121114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC
CENTRAL INDEX KEY: 0001080382
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05145
FILM NUMBER: 121203903
BUSINESS ADDRESS:
STREET 1: 7777 WASHINGTON VILLAGE DR
STREET 2: STE 210
CITY: DAYTON
STATE: OH
ZIP: 45459
MAIL ADDRESS:
STREET 1: 7777 WASHINGTON VILLAGE DR
STREET 2: STE 210
CITY: DAYTON
STATE: OH
ZIP: 45459
13F-HR
1
d439863d13fhr.txt
13F-HR
================================================================================
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2012
Check here if Amendment [_]; Amendment Number: ________________________________
This Amendment (Check only one.): [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Eubel Brady & Suttman Asset Management, Inc.
Address: 7777 Washington Village Drive, Ste. 210
Dayton, Ohio 45459
Form 13F File Number: 28-05145
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Kenneth E. Leist
Title: Director of Operations
Phone: (937) 291-1223
Signature, Place, and Date of Signing:
/s/ Kenneth E. Leist Dayton, Ohio November 14, 2012
--------------------- -------------- ------------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager: None
================================================================================
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 93
Form 13F Information Table Value Total: 354,929
-----------------
(thousands)
List of Other Included Managers: None
EUBEL BRADY & SUTTMAN ASSET MANAGEMENT, INC.
SEC FORM 13-F
09/30/12
ITEM #4 ITEM #6
MARKET INVESTMENT ITEM #8
ITEM #1 ITEM #2 ITEM #3 VALUE ITEM #5 DESCRETION ITEM #7 VOTING AUTHORITY
NAME OF ISSUER TITLE CUSIP (X$1,000) QUANTITY SH/ PRN SOLE SHARED OTHER MANAGERS SOLE SHARED OTHER
-------------- ------- --------- --------- --------- ------- --------- ------ ----- -------- --------- ------ -----
Abbott
Laboratories Common 002824100 375 5,464 Sh 5,464 N/A N/A N/A 5,464 N/A N/A
Alpha Natural Conv
Bond 02076XAA0 263 300,000 Prn 300,000 N/A N/A N/A 300,000 N/A N/A
Altria Group Inc Common 02209S103 255 7,635 Sh 7,635 N/A N/A N/A 7,635 N/A N/A
America Movil
SAB de CV Common 02364W105 376 14,784 Sh 14,784 N/A N/A N/A 14,784 N/A N/A
American
International
Group Common 026874784 8,925 272,180 Sh 272,180 N/A N/A N/A 272,180 N/A N/A
American River
Bankshares Common 029326105 1,775 233,587 Sh 233,587 N/A N/A N/A 233,587 N/A N/A
Anadarko
Petroleum
Corp Common 032511107 336 4,810 Sh 4,810 N/A N/A N/A 4,810 N/A N/A
Annaly Capital Conv
Bond 035710AA0 1,271 1,000,000 Prn 1,000,000 N/A N/A N/A 1,000,000 N/A N/A
Annaly Capital
Management
Inc Common 035710409 337 20,020 Sh 20,020 N/A N/A N/A 20,020 N/A N/A
Aviat Networks
Inc. Common 05366Y102 109 46,000 Sh 46,000 N/A N/A N/A 46,000 N/A N/A
Berkshire
Hathaway Inc
Cl-B Common 084670702 15,256 172,965 Sh 172,965 N/A N/A N/A 172,965 N/A N/A
Boston Private
Financial
Holdings Inc Common 101119105 158 16,430 Sh 16,430 N/A N/A N/A 16,430 N/A N/A
Bristol-Myers
Squibb Co Common 110122108 222 6,584 Sh 6,584 N/A N/A N/A 6,584 N/A N/A
CableVision
Systems Corp Common 12686C109 4,039 254,811 Sh 254,811 N/A N/A N/A 254,811 N/A N/A
CenturyLink,
Inc. Common 156700106 256 6,346 Sh 6,346 N/A N/A N/A 6,346 N/A N/A
Ceradyne Inc - Conv
Putable at 100 Bond 156710AA3 998 1,000,000 Prn 1,000,000 N/A N/A N/A 1,000,000 N/A N/A
Charles River
Laboratories
International Conv
Inc Bond 159864AB3 1,498 1,475,000 Prn 1,475,000 N/A N/A N/A 1,475,000 N/A N/A
Cincinnati
Financial
Corp Common 172062101 339 8,939 Sh 8,939 N/A N/A N/A 8,939 N/A N/A
Cintas Corp Common 172908105 284 6,862 Sh 6,862 N/A N/A N/A 6,862 N/A N/A
Citigroup Inc Common 172967424 6,861 209,693 Sh 209,693 N/A N/A N/A 209,693 N/A N/A
Coca-Cola Co Common 191216100 238 6,282 Sh 6,282 N/A N/A N/A 6,282 N/A N/A
Coleman Cable
Inc Common 193459302 363 37,605 Sh 37,605 N/A N/A N/A 37,605 N/A N/A
Comcast Corp Common 20030n101 11,358 317,747 Sh 317,747 N/A N/A N/A 317,747 N/A N/A
Comtech
Telecomm - Conv
Putable at 100 Bond 205826AF7 1,480 1,400,000 Prn 1,400,000 N/A N/A N/A 1,400,000 N/A N/A
Consol Energy
Inc Common 20854P109 5,498 182,975 Sh 182,975 N/A N/A N/A 182,975 N/A N/A
Danaher Corp Common 235851102 314 5,690 Sh 5,690 N/A N/A N/A 5,690 N/A N/A
Dell Inc Common 24702R101 6,277 636,909 Sh 636,909 N/A N/A N/A 636,909 N/A N/A
Exxon Mobil
Corp Common 30231G102 391 4,281 Sh 4,281 N/A N/A N/A 4,281 N/A N/A
Fair Isaac & Co Common 303250104 1,638 37,005 Sh 37,005 N/A N/A N/A 37,005 N/A N/A
FBR & Co Common 30247C301 65 21,092 Sh 21,092 N/A N/A N/A 21,092 N/A N/A
First Financial
Bancorp
Warrants Warrant 320209117 398 72,220 Sh 72,220 N/A N/A N/A 72,220 N/A N/A
General Electric
Co Common 369604103 372 16,374 Sh 16,374 N/A N/A N/A 16,374 N/A N/A
Genworth
Financial Inc
Cl-A Common 37247d106 263 50,278 Sh 50,278 N/A N/A N/A 50,278 N/A N/A
Goldman Sachs
Group Inc Common 38141G104 6,886 60,572 Sh 60,572 N/A N/A N/A 60,572 N/A N/A
Google Inc Common 38259P508 13,745 18,218 Sh 18,218 N/A N/A N/A 18,218 N/A N/A
Hartford
Financial
Service Group
Warrants Warrant 416515120 3,451 309,270 Sh 309,270 N/A N/A N/A 309,270 N/A N/A
Hewlett Packard
Co Common 428236103 4,178 244,904 Sh 244,904 N/A N/A N/A 244,904 N/A N/A
Horsehead
Holding Corp Common 440694305 5,165 551,861 Sh 551,861 N/A N/A N/A 551,861 N/A N/A
Illinois Tool
Works Inc Common 452308109 9,410 158,226 Sh 158,226 N/A N/A N/A 158,226 N/A N/A
Imperial
Holdings Common 452834104 989 290,075 Sh 290,075 N/A N/A N/A 290,075 N/A N/A
iShares Barclays
1-3 Year Cr Etf 464288646 3,426 32,390 Sh 32,390 N/A N/A N/A 32,390 N/A N/A
iShares Barclays
Aggregate Etf 464287226 1,815 16,141 Sh 16,141 N/A N/A N/A 16,141 N/A N/A
Jefferies Group Common 472319102 233 16,985 Sh 16,985 N/A N/A N/A 16,985 N/A N/A
Jefferies Group - Conv
Putable at 100 Bond 472319AG7 1,966 2,040,000 Prn 2,040,000 N/A N/A N/A 2,040,000 N/A N/A
Johnson &
Johnson Common 478160104 12,916 187,438 Sh 187,438 N/A N/A N/A 187,438 N/A N/A
Key Energy
Services Inc Common 492914106 7,125 1,017,927 Sh 1,017,927 N/A N/A N/A 1,017,927 N/A N/A
Kohl's Corp Common 500255104 12,338 240,879 Sh 240,879 N/A N/A N/A 240,879 N/A N/A
Kroger Co Common 501044101 7,268 308,737 Sh 308,737 N/A N/A N/A 308,737 N/A N/A
L-3
Communications
Corp -
Callable after Conv
2/1/11 Bond 502413AW7 1,604 1,600,000 Prn 1,600,000 N/A N/A N/A 1,600,000 N/A N/A
Leucadia
National Corp Common 527288104 9,064 398,410 Sh 398,410 N/A N/A N/A 398,410 N/A N/A
Linear Tech - Conv
Putable at 100 Bond 535678AC0 1,300 1,255,000 Prn 1,255,000 N/A N/A N/A 1,255,000 N/A N/A
Live Nation Inc.
- Putable at Conv
100 Bond 538034AB5 1,668 1,700,000 Prn 1,700,000 N/A N/A N/A 1,700,000 N/A N/A
Loews Corp. Common 540424108 9,439 228,778 Sh 228,778 N/A N/A N/A 228,778 N/A N/A
Massey Energy Conv
Co Bond 576203AJ2 1,543 1,673,000 Prn 1,673,000 N/A N/A N/A 1,673,000 N/A N/A
Mednax Inc Common 58502B106 237 3,188 Sh 3,188 N/A N/A N/A 3,188 N/A N/A
Medtronic Inc Conv
Bond 585055AM8 828 825,000 Prn 825,000 N/A N/A N/A 825,000 N/A N/A
Microsoft Corp Common 594918104 7,825 262,921 Sh 262,921 N/A N/A N/A 262,921 N/A N/A
Morgans Hotel Conv
GR Convt. Bond 61748WAB4 1,373 1,500,000 Prn 1,500,000 N/A N/A N/A 1,500,000 N/A N/A
MYR Group Inc Common 55405W104 13,182 660,744 Sh 660,744 N/A N/A N/A 660,744 N/A N/A
Nash Finch Co. Conv
Bond 631158AD4 1,832 3,950,000 Prn 3,950,000 N/A N/A N/A 3,950,000 N/A N/A
National Presto
Industries Common 637215104 9,644 132,333 Sh 132,333 N/A N/A N/A 132,333 N/A N/A
NVR Inc Common 62944T105 11,928 14,124 Sh 14,124 N/A N/A N/A 14,124 N/A N/A
Orchids Paper Products Co Common 68572N104 7,187 398,414 Sh 398,414 N/A N/A N/A 398,414 N/A N/A
Orion Marine Group Inc Common 68628V308 10,047 1,352,247 Sh 1,352,247 N/A N/A N/A 1,352,247 N/A N/A
Park National Corp Common 700658107 1,598 22,823 Sh 22,823 N/A N/A N/A 22,823 N/A N/A
Paychex Inc Common 704326107 353 10,606 Sh 10,606 N/A N/A N/A 10,606 N/A N/A
Pfizer Inc Common 717081103 10,625 427,582 Sh 427,582 N/A N/A N/A 427,582 N/A N/A
Rait Financial Trust - Putable at Conv
100 Bond 749227AA2 1,850 1,940,000 Prn 1,940,000 N/A N/A N/A 1,940,000 N/A N/A
Republic Services Inc Common 760759100 8,321 302,473 Sh 302,473 N/A N/A N/A 302,473 N/A N/A
Royal Dutch Shell Plc Cl-A Common 780259206 215 3,093 Sh 3,093 N/A N/A N/A 3,093 N/A N/A
RTI Intl Metals Conv
Bond 74973WAA5 2,090 2,001,000 Prn 2,001,000 N/A N/A N/A 2,001,000 N/A N/A
Sandisk Corp. Conv
Bond 80004CAD3 1,811 1,600,000 Prn 1,600,000 N/A N/A N/A 1,600,000 N/A N/A
Sirius XM Radio Inc. Common 82967N108 26 10,034 Sh 10,034 N/A N/A N/A 10,034 N/A N/A
Spectrum Brands Holdings, Inc. Common 84763R101 11,001 274,961 Sh 274,961 N/A N/A N/A 274,961 N/A N/A
State Bank Financial Corp. Common 856190103 1,418 86,000 Sh 86,000 N/A N/A N/A 86,000 N/A N/A
Stryker Corp Common 863667101 7,764 139,482 Sh 139,482 N/A N/A N/A 139,482 N/A N/A
Synovus Financial Corp Common 87161C105 45 18,790 Sh 18,790 N/A N/A N/A 18,790 N/A N/A
Thermo Fisher Scientific Inc Common 883556102 6,506 110,585 Sh 110,585 N/A N/A N/A 110,585 N/A N/A
Tower Group Inc Common 891777104 6,542 337,225 Sh 337,225 N/A N/A N/A 337,225 N/A N/A
Tower Group Inc Conv
Bond 891777AC8 1,747 1,700,000 Prn 1,700,000 N/A N/A N/A 1,700,000 N/A N/A
Transocean Inc Ser. C - Putable Conv
at 100 Bond 893830AW9 991 1,000,000 Prn 1,000,000 N/A N/A N/A 1,000,000 N/A N/A
Trinity Industries - Putable at Conv
100 Bond 896522AF6 1,570 1,520,000 Prn 1,520,000 N/A N/A N/A 1,520,000 N/A N/A
United Parcel Service Inc Cl-B Common 911312106 3,589 50,150 Sh 50,150 N/A N/A N/A 50,150 N/A N/A
UniTek Global Services Common 91324T302 4,675 1,087,105 Sh 1,087,105 N/A N/A N/A 1,087,105 N/A N/A
US Bancorp Common 902973304 219 6,379 Sh 6,379 N/A N/A N/A 6,379 N/A N/A
Vantage Drilling Company Common G93205113 37 20,000 Sh 20,000 N/A N/A N/A 20,000 N/A N/A
Walgreen Co Common 931422109 10,580 290,340 Sh 290,340 N/A N/A N/A 290,340 N/A N/A
Wal-Mart Stores Inc Common 931142103 346 4,691 Sh 4,691 N/A N/A N/A 4,691 N/A N/A
Watson Pharmaceuticals Inc Common 942683103 257 3,015 Sh 3,015 N/A N/A N/A 3,015 N/A N/A
WellPoint Inc Common 94973V107 7,788 134,246 Sh 134,246 N/A N/A N/A 134,246 N/A N/A
Wells Fargo & Co Common 949746101 9,665 279,907 Sh 279,907 N/A N/A N/A 279,907 N/A N/A
Williams Controls Inc Common 969465608 847 80,461 Sh 80,461 N/A N/A N/A 80,461 N/A N/A
Xerox Corp Common 984121103 256 34,905 Sh 34,905 N/A N/A N/A 34,905 N/A N/A