0001193125-12-363949.txt : 20120822
0001193125-12-363949.hdr.sgml : 20120822
20120822060154
ACCESSION NUMBER: 0001193125-12-363949
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120630
FILED AS OF DATE: 20120822
DATE AS OF CHANGE: 20120822
EFFECTIVENESS DATE: 20120822
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC
CENTRAL INDEX KEY: 0001080382
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05145
FILM NUMBER: 121048802
BUSINESS ADDRESS:
STREET 1: 7777 WASHINGTON VILLAGE DR
STREET 2: STE 210
CITY: DAYTON
STATE: OH
ZIP: 45459
MAIL ADDRESS:
STREET 1: 7777 WASHINGTON VILLAGE DR
STREET 2: STE 210
CITY: DAYTON
STATE: OH
ZIP: 45459
13F-HR
1
d401034d13fhr.txt
FORM 13F-HR
================================================================================
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2012
Check here if Amendment [_]; Amendment Number:
This Amendment (Check only one.): [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Eubel Brady & Suttman Asset Management, Inc.
Address: 7777 Washington Village Drive, Ste. 210
Dayton, Ohio 45459
Form 13F File Number: 28-05145
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Kenneth E. Leist
Title: Director of Operations
Phone: (937) 291-1223
Signature, Place, and Date of Signing:
/s/ Kenneth E. Leist Dayton, Ohio August 22, 2012
---------------------- --------------- ----------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager: None
================================================================================
FORM 13F
SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 106
Form 13F Information Table Value Total: 351,070
(thousands)
List of Other Included Managers: None
EUBEL BRADY & SUTTMAN ASSET MANAGEMENT, INC.
SEC FORM 13-F
06/30/12
ITEM #4
MARKET ITEM #5 ITEM #6 ITEM #8
ITEM #1 ITEM #2 ITEM #3 VALUE SH/ INVESTMENT DESCRETION ITEM #7 VOTING AUTHORITY
NAME OF ISSUER TITLE CUSIP (X$1,000) QUANTITY PRN SOLE SHARED OTHER MANAGERS SOLE SHARED OTHER
----------------------------- --------- --------- --------- --------- --- --------- ------ ----- -------- --------- ------- -----
Abbott Laboratories Common 002824100 414 6,414 Sh 6,414 N/A N/A N/A 6,414 N/A N/A
Alpha Natural Conv Bond 02076XAA0 254 300,000 Prn 300,000 N/A N/A N/A 300,000 N/A N/A
Altria Group Inc Common 02209S103 554 16,027 Sh 16,027 N/A N/A N/A 16,027 N/A N/A
America Movil SAB de CV Common 02364W105 385 14,784 Sh 14,784 N/A N/A N/A 14,784 N/A N/A
American River Bankshares Common 029326105 1,806 248,012 Sh 248,012 N/A N/A N/A 248,012 N/A N/A
Amgen Inc Conv Bond 031162AQ3 2,316 2,240,000 Prn 2,240,000 N/A N/A N/A 2,240,000 N/A N/A
Amtrust Financial
Services Inc Common 032359309 880 29,630 Sh 29,630 N/A N/A N/A 29,630 N/A N/A
Anadarko Petroleum Corp Common 032511107 371 5,600 Sh 5,600 N/A N/A N/A 5,600 N/A N/A
Anixter International Inc Conv Bond 035290AJ4 611 575,000 Prn 575,000 N/A N/A N/A 575,000 N/A N/A
Annaly Capital Conv Bond 035710AA0 1,226 1,000,000 Prn 1,000,000 N/A N/A N/A 1,000,000 N/A N/A
Annaly Capital Management Inc Common 035710409 346 20,640 Sh 20,640 N/A N/A N/A 20,640 N/A N/A
Aviat Networks Inc. Common 05366Y102 129 46,000 Sh 46,000 N/A N/A N/A 46,000 N/A N/A
Berkshire Hathaway Inc Cl-B Common 084670702 15,175 182,104 Sh 182,104 N/A N/A N/A 182,104 N/A N/A
Boston Private Financial
Holdings Inc Common 101119105 183 20,490 Sh 20,490 N/A N/A N/A 20,490 N/A N/A
Bristol-Myers Squibb Co Common 110122108 255 7,084 Sh 7,084 N/A N/A N/A 7,084 N/A N/A
CableVision Systems Corp Common 12686C109 3,703 278,658 Sh 278,658 N/A N/A N/A 278,658 N/A N/A
CenturyLink, Inc. Common 156700106 263 6,656 Sh 6,656 N/A N/A N/A 6,656 N/A N/A
Ceradyne Inc - Putable at 100 Conv Bond 156710AA3 991 1,000,000 Prn 1,000,000 N/A N/A N/A 1,000,000 N/A N/A
Charles River Laboratories
International Inc Conv Bond 159864AB3 1,476 1,475,000 Prn 1,475,000 N/A N/A N/A 1,475,000 N/A N/A
Cincinnati Financial Corp Common 172062101 350 9,194 Sh 9,194 N/A N/A N/A 9,194 N/A N/A
Cintas Corp Common 172908105 340 8,807 Sh 8,807 N/A N/A N/A 8,807 N/A N/A
Citigroup Inc Common 172967424 5,993 218,658 Sh 218,658 N/A N/A N/A 218,658 N/A N/A
Coca-Cola Co Common 191216100 242 3,091 Sh 3,091 N/A N/A N/A 3,091 N/A N/A
Coleman Cable Inc Common 193459302 370 42,525 Sh 42,525 N/A N/A N/A 42,525 N/A N/A
Comcast Corp Common 20030n101 11,298 353,395 Sh 353,395 N/A N/A N/A 353,395 N/A N/A
Comtech Telecomm - Putable
at 100 Conv Bond 205826AF7 1,456 1,400,000 Prn 1,400,000 N/A N/A N/A 1,400,000 N/A N/A
Consol Energy Inc Common 20854P109 5,551 183,564 Sh 183,564 N/A N/A N/A 183,564 N/A N/A
Danaher Corp Common 235851102 349 6,695 Sh 6,695 N/A N/A N/A 6,695 N/A N/A
Dell Inc Common 24702R101 8,130 649,854 Sh 649,854 N/A N/A N/A 649,854 N/A N/A
Exxon Mobil Corp Common 30231G102 386 4,511 Sh 4,511 N/A N/A N/A 4,511 N/A N/A
Fair Isaac & Co Common 303250104 1,649 39,005 Sh 39,005 N/A N/A N/A 39,005 N/A N/A
FBR & Co Common 30247C301 59 21,412 Sh 21,412 N/A N/A N/A 21,412 N/A N/A
Frozen Food Express
Industries Common 359360104 110 100,000 Sh 100,000 N/A N/A N/A 100,000 N/A N/A
General Communication
Inc Cl-A Common 369385109 87 10,535 Sh 10,535 N/A N/A N/A 10,535 N/A N/A
General Electric Co Common 369604103 608 29,169 Sh 29,169 N/A N/A N/A 29,169 N/A N/A
Genworth Financial Inc Cl-A Common 37247d106 348 61,493 Sh 61,493 N/A N/A N/A 61,493 N/A N/A
GMX Resources Inc Conv Bond 38011MAB4 1,146 1,600,000 Prn 1,600,000 N/A N/A N/A 1,600,000 N/A N/A
Goldman Sachs Group Inc Common 38141G104 5,921 61,763 Sh 61,763 N/A N/A N/A 61,763 N/A N/A
Google Inc Common 38259P508 11,057 19,062 Sh 19,062 N/A N/A N/A 19,062 N/A N/A
Hewlett Packard Co Common 428236103 4,901 243,727 Sh 243,727 N/A N/A N/A 243,727 N/A N/A
Horsehead Holding Corp Common 440694305 5,519 554,092 Sh 554,092 N/A N/A N/A 554,092 N/A N/A
Illinois Tool Works Inc Common 452308109 8,729 165,041 Sh 165,041 N/A N/A N/A 165,041 N/A N/A
Imperial Holdings Common 452834104 2,079 542,887 Sh 542,887 N/A N/A N/A 542,887 N/A N/A
iShares Barclays 1-3 Year Cr Common 464288646 3,469 33,126 Sh 33,126 N/A N/A N/A 33,126 N/A N/A
iShares Barclays Aggregate Common 464287226 2,579 23,176 Sh 23,176 N/A N/A N/A 23,176 N/A N/A
Jefferies Group Common 472319102 272 20,925 Sh 20,925 N/A N/A N/A 20,925 N/A N/A
Jefferies Group - Putable
at 100 Conv Bond 472319AG7 1,847 2,040,000 Prn 2,040,000 N/A N/A N/A 2,040,000 N/A N/A
Johnson & Johnson Common 478160104 13,001 192,432 Sh 192,432 N/A N/A N/A 192,432 N/A N/A
JPMorgan Chase & Co Common 46625H100 267 7,461 Sh 7,461 N/A N/A N/A 7,461 N/A N/A
Key Energy Services Inc Common 492914106 7,853 1,033,294 Sh 1,033,294 N/A N/A N/A 1,033,294 N/A N/A
Kohl's Corp Common 500255104 11,528 253,411 Sh 253,411 N/A N/A N/A 253,411 N/A N/A
Kroger Co Common 501044101 7,249 312,574 Sh 312,574 N/A N/A N/A 312,574 N/A N/A
L-3 Communications Corp -
Callable after 2/1/11 Conv Bond 502413AW7 1,602 1,600,000 Prn 1,600,000 N/A N/A N/A 1,600,000 N/A N/A
Leucadia National Corp Common 527288104 8,684 408,260 Sh 408,260 N/A N/A N/A 408,260 N/A N/A
Linear Tech - Putable at 100 Conv Bond 535678AC0 1,301 1,255,000 Prn 1,255,000 N/A N/A N/A 1,255,000 N/A N/A
Live Nation Inc. - Putable
at 100 Conv Bond 538034AB5 1,622 1,700,000 Prn 1,700,000 N/A N/A N/A 1,700,000 N/A N/A
Loews Corp. Common 540424108 9,025 232,068 Sh 232,068 N/A N/A N/A 232,068 N/A N/A
Massey Energy Co Conv Bond 576203AJ2 1,447 1,673,000 Prn 1,673,000 N/A N/A N/A 1,673,000 N/A N/A
Mednax Inc Common 58502B106 219 3,188 Sh 3,188 N/A N/A N/A 3,188 N/A N/A
Medtronic Inc Conv Bond 585055AM8 819 825,000 Prn 825,000 N/A N/A N/A 825,000 N/A N/A
Mercury General Corp Common 589400100 210 5,047 Sh 5,047 N/A N/A N/A 5,047 N/A N/A
Microsoft Corp Common 594918104 8,524 278,652 Sh 278,652 N/A N/A N/A 278,652 N/A N/A
Morgans Hotel GR Convt. Conv Bond 61748WAB4 1,324 1,500,000 Prn 1,500,000 N/A N/A N/A 1,500,000 N/A N/A
MYR Group Inc Common 55405W104 11,974 701,872 Sh 701,872 N/A N/A N/A 701,872 N/A N/A
Nash Finch Co. Conv Bond 631158AD4 1,797 3,950,000 Prn 3,950,000 N/A N/A N/A 3,950,000 N/A N/A
National Presto Industries Common 637215104 9,404 134,789 Sh 134,789 N/A N/A N/A 134,789 N/A N/A
NVR Inc Common 62944T105 12,675 14,912 Sh 14,912 N/A N/A N/A 14,912 N/A N/A
Oracle Corp Common 68389X105 249 8,396 Sh 8,396 N/A N/A N/A 8,396 N/A N/A
Orchids Paper Products Co Common 68572N104 7,542 426,573 Sh 426,573 N/A N/A N/A 426,573 N/A N/A
Orion Marine Group Inc Common 68628V308 9,743 1,399,812 Sh 1,399,812 N/A N/A N/A 1,399,812 N/A N/A
Park National Corp Common 700658107 1,592 22,823 Sh 22,823 N/A N/A N/A 22,823 N/A N/A
Patriot Coal Conv Bond 70336TAA2 424 1,628,000 Prn 1,628,000 N/A N/A N/A 1,628,000 N/A N/A
Paychex Inc Common 704326107 330 10,504 Sh 10,504 N/A N/A N/A 10,504 N/A N/A
Pfizer Inc Common 717081103 10,709 465,590 Sh 465,590 N/A N/A N/A 465,590 N/A N/A
Radian Group Inc Common 750236101 33 10,000 Sh 10,000 N/A N/A N/A 10,000 N/A N/A
Rait Financial Trust -
Putable at 100 Conv Bond 749227AA2 1,637 1,940,000 Prn 1,940,000 N/A N/A N/A 1,940,000 N/A N/A
Republic Services Inc Common 760759100 8,249 311,755 Sh 311,755 N/A N/A N/A 311,755 N/A N/A
Royal Dutch Shell Plc Cl-A Common 780259206 209 3,093 Sh 3,093 N/A N/A N/A 3,093 N/A N/A
RTI Intl Metals Conv Bond 74973WAA5 2,079 2,001,000 Prn 2,001,000 N/A N/A N/A 2,001,000 N/A N/A
Safeway Inc Common 786514208 210 11,575 Sh 11,575 N/A N/A N/A 11,575 N/A N/A
Sandisk Corp. Conv Bond 80004CAD3 1,608 1,600,000 Prn 1,600,000 N/A N/A N/A 1,600,000 N/A N/A
SeaBright Holdings Inc Common 811656107 5,415 609,125 Sh 609,125 N/A N/A N/A 609,125 N/A N/A
Sirius XM Radio Inc. Common 82967N108 19 10,034 Sh 10,034 N/A N/A N/A 10,034 N/A N/A
Spectrum Brands Holdings, Inc. Common 84763R101 9,205 282,620 Sh 282,620 N/A N/A N/A 282,620 N/A N/A
State Bank Financial Corp. Common 856190103 1,304 86,000 Sh 86,000 N/A N/A N/A 86,000 N/A N/A
Stryker Corp Common 863667101 7,901 143,391 Sh 143,391 N/A N/A N/A 143,391 N/A N/A
Synovus Financial Corp Common 87161C105 1,591 803,634 Sh 803,634 N/A N/A N/A 803,634 N/A N/A
Thermo Fisher Scientific Inc Common 883556102 5,947 114,566 Sh 114,566 N/A N/A N/A 114,566 N/A N/A
Thomas Properties Group Inc Common 884453101 60 11,045 Sh 11,045 N/A N/A N/A 11,045 N/A N/A
Tower Group Inc Common 891777104 7,203 345,124 Sh 345,124 N/A N/A N/A 345,124 N/A N/A
Tower Group Inc Conv Bond 891777AC8 1,789 1,700,000 Prn 1,700,000 N/A N/A N/A 1,700,000 N/A N/A
Transocean Inc Ser. C -
Putable at 100 Conv Bond 893830AW9 999 1,000,000 Prn 1,000,000 N/A N/A N/A 1,000,000 N/A N/A
Trinity Industries - Putable
at 100 Conv Bond 896522AF6 1,482 1,520,000 Prn 1,520,000 N/A N/A N/A 1,520,000 N/A N/A
United Parcel Service
Inc Cl-B Common 911312106 3,940 50,025 Sh 50,025 N/A N/A N/A 50,025 N/A N/A
UniTek Global Services Common 91324T302 2,799 1,115,131 Sh 1,115,131 N/A N/A N/A 1,115,131 N/A N/A
URS Corp. Common 903236107 296 8,475 Sh 8,475 N/A N/A N/A 8,475 N/A N/A
US Bancorp Common 902973304 205 6,374 Sh 6,374 N/A N/A N/A 6,374 N/A N/A
Vantage Drilling Company Common G93205113 30 20,000 Sh 20,000 N/A N/A N/A 20,000 N/A N/A
Walgreen Co Common 931422109 8,746 295,670 Sh 295,670 N/A N/A N/A 295,670 N/A N/A
Wal-Mart Stores Inc Common 931142103 327 4,691 Sh 4,691 N/A N/A N/A 4,691 N/A N/A
Watson Pharmaceuticals Inc Common 942683103 297 4,010 Sh 4,010 N/A N/A N/A 4,010 N/A N/A
WellPoint Inc Common 94973V107 8,581 134,518 Sh 134,518 N/A N/A N/A 134,518 N/A N/A
Wells Fargo & Co Common 949746101 9,948 297,498 Sh 297,498 N/A N/A N/A 297,498 N/A N/A
Williams Controls Inc Common 969465608 1,119 92,521 Sh 92,521 N/A N/A N/A 92,521 N/A N/A
Xerox Corp Common 984121103 347 44,120 Sh 44,120 N/A N/A N/A 44,120 N/A N/A
Zions Bancorp Common 989701107 204 10,490 Sh 10,490 N/A N/A N/A 10,490 N/A N/A