0000950123-11-097894.txt : 20111114
0000950123-11-097894.hdr.sgml : 20111111
20111114064317
ACCESSION NUMBER: 0000950123-11-097894
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111114
DATE AS OF CHANGE: 20111114
EFFECTIVENESS DATE: 20111114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC
CENTRAL INDEX KEY: 0001080382
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05145
FILM NUMBER: 111197538
BUSINESS ADDRESS:
STREET 1: 7777 WASHINGTON VILLAGE DR
STREET 2: STE 210
CITY: DAYTON
STATE: OH
ZIP: 45459
MAIL ADDRESS:
STREET 1: 7777 WASHINGTON VILLAGE DR
STREET 2: STE 210
CITY: DAYTON
STATE: OH
ZIP: 45459
13F-HR
1
c24649e13fvhr.txt
FORM 13F-HR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Eubel Brady & Suttman Asset Management, Inc.
Address: 7777 Washington Village Drive, Ste. 210
Dayton, Ohio 45459
Form 13F File Number: 28-05145
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Kenneth E. Leist
Title: Director of Operations
Phone: (937) 291-1223
Signature, Place, and Date of Signing:
/s/ Kenneth E. Leist Dayton, Ohio November 14, 2011
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager: None
FORM 13F
SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
-----------
Form 13F Information Table Entry Total: 113
-----------
Form 13F Information Table Value Total: 332,918
-----------
(thousands)
List of Other Included Managers: None
EUBEL BRADY & SUTTMAN ASSET MANAGEMENT, INC.
SEC FORM 13-F
09/30/11
ITEM #4 ITEM #6 ITEM #8
MARKET ITEM #5 INVESTMENT DESCRETION VOTING AUTHORITY
ITEM #1 ITEM #2 ITEM #3 VALUE ---------------- ---------------------- ITEM #7 ----------------------
NAME OF ISSUER TITLE CUSIP (X$1,000) QUANTITY SH/PRN SOLE SHARED OTHER MANAGERS SOLE SHARED OTHER
---------------- --------- --------- --------- --------- ------ --------- ------ ----- -------- --------- ------ -----
3M Co Common 88579Y101 755 10,515 Sh 10,515 N/A N/A N/A 10,515 N/A N/A
Abbott
Laboratories Common 002824100 265 5,179 Sh 5,179 N/A N/A N/A 5,179 N/A N/A
Altria Group Inc Common 02209S103 3,350 124,949 Sh 124,949 N/A N/A N/A 124,949 N/A N/A
AMC Networks
Inc. Common 00164V103 2,286 71,538 Sh 71,538 N/A N/A N/A 71,538 N/A N/A
America Movil
SAB de CV Common 02364W105 326 14,784 Sh 14,784 N/A N/A N/A 14,784 N/A N/A
American River
Bankshares Common 029326105 1,372 275,965 Sh 275,965 N/A N/A N/A 275,965 N/A N/A
Amgen Inc Conv Bond 031162AQ3 1,573 1,600,000 Prn 1,600,000 N/A N/A N/A 1,600,000 N/A N/A
Amtrust
Financial
Services Inc Common 032359309 1,540 69,202 Sh 69,202 N/A N/A N/A 69,202 N/A N/A
Anadarko
Petroleum Corp Common 032511107 343 5,440 Sh 5,440 N/A N/A N/A 5,440 N/A N/A
Anixter
International
Inc Conv Bond 035290AJ4 589 575,000 Prn 575,000 N/A N/A N/A 575,000 N/A N/A
Annaly Capital Conv Bond 035710AA0 1,146 1,000,000 Prn 1,000,000 N/A N/A N/A 1,000,000 N/A N/A
Annaly Capital
Management Inc Common 035710409 388 23,360 Sh 23,360 N/A N/A N/A 23,360 N/A N/A
Applied
Materials Inc Common 038222105 105 10,120 Sh 10,120 N/A N/A N/A 10,120 N/A N/A
Bank of New
York Mellon Common 064058100 265 14,248 Sh 14,248 N/A N/A N/A 14,248 N/A N/A
Berkshire
Hathaway Inc
Cl-B Common 084670702 14,096 198,422 Sh 198,422 N/A N/A N/A 198,422 N/A N/A
Boston Private
Financial
Holdings Inc Common 101119105 134 22,765 Sh 22,765 N/A N/A N/A 22,765 N/A N/A
BP Plc Common 055622104 397 11,018 Sh 11,018 N/A N/A N/A 11,018 N/A N/A
Bristol-Myers
Squibb Co Common 110122108 200 6,384 Sh 6,384 N/A N/A N/A 6,384 N/A N/A
Brookfield
Asset Mgmt VTG
SHS Cl-A Common 112585104 255 9,252 Sh 9,252 N/A N/A N/A 9,252 N/A N/A
CableVision
Systems Corp Common 12686C109 4,575 290,839 Sh 290,839 N/A N/A N/A 290,839 N/A N/A
CenturyLink,
Inc. Common 156700106 251 7,583 Sh 7,583 N/A N/A N/A 7,583 N/A N/A
Ceradyne Inc -
Putable at 100 Conv Bond 156710AA3 1,000 1,000,000 Prn 1,000,000 N/A N/A N/A 1,000,000 N/A N/A
CH Robinson
Worldwide Inc Common 12541W209 206 3,014 Sh 3,014 N/A N/A N/A 3,014 N/A N/A
Charles River
Laboratories
International
Inc Conv Bond 159864AB3 1,450 1,450,000 Prn 1,450,000 N/A N/A N/A 1,450,000 N/A N/A
Cincinnati
Financial Corp Common 172062101 265 10,059 Sh 10,059 N/A N/A N/A 10,059 N/A N/A
Cintas Corp Common 172908105 321 11,407 Sh 11,407 N/A N/A N/A 11,407 N/A N/A
Citigroup Inc Common 172967424 5,968 232,979 Sh 232,979 N/A N/A N/A 232,979 N/A N/A
Clorox Co Common 189054109 398 6,005 Sh 6,005 N/A N/A N/A 6,005 N/A N/A
Coleman Cable
Inc Common 193459302 5,633 665,796 Sh 665,796 N/A N/A N/A 665,796 N/A N/A
Comcast Corp Common 20030n101 9,356 447,242 Sh 447,242 N/A N/A N/A 447,242 N/A N/A
Comtech
Telecomm -
Putable at 100 Conv Bond 205826AF7 1,468 1,400,000 Prn 1,400,000 N/A N/A N/A 1,400,000 N/A N/A
Consol Energy
Inc Common 20854P109 6,417 189,125 Sh 189,125 N/A N/A N/A 189,125 N/A N/A
Cubist
Pharmaceutical Conv Bond 229678AC1 1,069 850,000 Prn 850,000 N/A N/A N/A 850,000 N/A N/A
Danaher Corp Common 235851102 263 6,270 Sh 6,270 N/A N/A N/A 6,270 N/A N/A
Dell Inc Common 24702R101 9,993 706,709 Sh 706,709 N/A N/A N/A 706,709 N/A N/A
Electronic for
Imaging Inc Common 286082102 163 12,105 Sh 12,105 N/A N/A N/A 12,105 N/A N/A
Exxon Mobil Corp Common 30231G102 1,194 16,442 Sh 16,442 N/A N/A N/A 16,442 N/A N/A
Fair Isaac & Co Common 303250104 851 39,001 Sh 39,001 N/A N/A N/A 39,001 N/A N/A
FBR & Co Common 30247C301 71 29,352 Sh 29,352 N/A N/A N/A 29,352 N/A N/A
General
Communication
Inc Cl-A Common 369385109 101 12,285 Sh 12,285 N/A N/A N/A 12,285 N/A N/A
General
Electric Co Common 369604103 674 44,306 Sh 44,306 N/A N/A N/A 44,306 N/A N/A
Genworth
Financial Inc
Cl-A Common 37247d106 369 64,236 Sh 64,236 N/A N/A N/A 64,236 N/A N/A
GMX Resources
Inc Conv Bond 38011MAB4 830 1,000,000 Prn 1,000,000 N/A N/A N/A 1,000,000 N/A N/A
Goldman Sachs
Group Inc Common 38141G104 6,185 65,417 Sh 65,417 N/A N/A N/A 65,417 N/A N/A
Google Inc Common 38259P508 10,397 20,186 Sh 20,186 N/A N/A N/A 20,186 N/A N/A
Hewlett Packard
Co Common 428236103 5,572 248,201 Sh 248,201 N/A N/A N/A 248,201 N/A N/A
Hopfed Bancorp,
Inc. Common 439734104 59 10,326 Sh 10,326 N/A N/A N/A 10,326 N/A N/A
Horsehead
Holding Corp Common 440694305 4,324 582,803 Sh 582,803 N/A N/A N/A 582,803 N/A N/A
Illinois Tool
Works Inc Common 452308109 7,657 184,062 Sh 184,062 N/A N/A N/A 184,062 N/A N/A
Imperial
Holdings Common 452834104 1,477 615,537 Sh 615,537 N/A N/A N/A 615,537 N/A N/A
Interpublic
Group - Putable
at 100 Conv Bond 460690BA7 837 830,000 Prn 830,000 N/A N/A N/A 830,000 N/A N/A
Jefferies Group
- Putable at 100 Conv Bond 472319AG7 1,380 1,500,000 Prn 1,500,000 N/A N/A N/A 1,500,000 N/A N/A
Johnson &
Johnson Common 478160104 8,434 132,417 Sh 132,417 N/A N/A N/A 132,417 N/A N/A
JPMorgan Chase
& Co Common 46625H100 280 9,309 Sh 9,309 N/A N/A N/A 9,309 N/A N/A
Key Energy
Services Inc Common 492914106 4,098 431,817 Sh 431,817 N/A N/A N/A 431,817 N/A N/A
KeyCorp Common 493267108 115 19,445 Sh 19,445 N/A N/A N/A 19,445 N/A N/A
Kohl's Corp Common 500255104 10,255 208,866 Sh 208,866 N/A N/A N/A 208,866 N/A N/A
Kraft Foods Inc Common 50075n104 3,487 103,842 Sh 103,842 N/A N/A N/A 103,842 N/A N/A
Kroger Co Common 501044101 7,295 332,182 Sh 332,182 N/A N/A N/A 332,182 N/A N/A
Leucadia
National Corp Common 527288104 9,730 429,032 Sh 429,032 N/A N/A N/A 429,032 N/A N/A
Linear Tech -
Putable at 100 Conv Bond 535678AC0 902 880,000 Prn 880,000 N/A N/A N/A 880,000 N/A N/A
Live Nation
Inc. - Putable
at 100 Conv Bond 538034AB5 1,522 1,700,000 Prn 1,700,000 N/A N/A N/A 1,700,000 N/A N/A
Massey Energy
Co Conv Bond 576203AJ2 1,459 1,645,000 Prn 1,645,000 N/A N/A N/A 1,645,000 N/A N/A
Mednax Inc Common 58502B106 213 3,393 Sh 3,393 N/A N/A N/A 3,393 N/A N/A
Medtronic Inc Conv Bond 585055AM8 811 810,000 Prn 810,000 N/A N/A N/A 810,000 N/A N/A
Mercury General
Corp Common 589400100 212 5,537 Sh 5,537 N/A N/A N/A 5,537 N/A N/A
MFA Financial,
Inc Common 55272X102 161 22,948 Sh 22,948 N/A N/A N/A 22,948 N/A N/A
MGIC Investment
Corp Common 552848103 43 23,000 Sh 23,000 N/A N/A N/A 23,000 N/A N/A
Microsoft Corp Common 594918104 7,579 304,516 Sh 304,516 N/A N/A N/A 304,516 N/A N/A
Morgans Hotel
GR Convt. Conv Bond 61748WAB4 1,125 1,500,000 Prn 1,500,000 N/A N/A N/A 1,500,000 N/A N/A
MYR Group Inc Common 55405W104 7,104 402,742 Sh 402,742 N/A N/A N/A 402,742 N/A N/A
Nasdaq Stock
Market Conv Bond 631103AA6 1,025 1,000,000 Prn 1,000,000 N/A N/A N/A 1,000,000 N/A N/A
NII Holdings Conv Bond 62913FAJ1 1,616 1,600,000 Prn 1,600,000 N/A N/A N/A 1,600,000 N/A N/A
NVR Inc Common 62944T105 11,280 18,676 Sh 18,676 N/A N/A N/A 18,676 N/A N/A
Oracle Corp Common 68389X105 240 8,347 Sh 8,347 N/A N/A N/A 8,347 N/A N/A
Orchids Paper
Products Co Common 68572N104 6,501 509,906 Sh 509,906 N/A N/A N/A 509,906 N/A N/A
Orion Marine
Group Inc Common 68628V308 8,857 1,535,023 Sh 1,535,023 N/A N/A N/A 1,535,023 N/A N/A
Park National
Corp Common 700658107 1,207 22,823 Sh 22,823 N/A N/A N/A 22,823 N/A N/A
Paychex Inc Common 704326107 268 10,158 Sh 10,158 N/A N/A N/A 10,158 N/A N/A
Pfizer Inc Common 717081103 10,132 573,096 Sh 573,096 N/A N/A N/A 573,096 N/A N/A
Philip Morris
International
Inc Common 718172109 5,593 89,667 Sh 89,667 N/A N/A N/A 89,667 N/A N/A
Procter &
Gamble Co Common 742718109 6,314 99,931 Sh 99,931 N/A N/A N/A 99,931 N/A N/A
Radian Group Inc Common 750236101 22 10,000 Sh 10,000 N/A N/A N/A 10,000 N/A N/A
Rait Financial
Trust - Putable
at 100 Conv Bond 749227AA2 1,329 1,940,000 Prn 1,940,000 N/A N/A N/A 1,940,000 N/A N/A
Republic
Services Inc Common 760759100 9,073 323,338 Sh 323,338 N/A N/A N/A 323,338 N/A N/A
RLI Corp Common 749607107 3,124 49,134 Sh 49,134 N/A N/A N/A 49,134 N/A N/A
RTI Intl Metals Conv Bond 74973WAA5 1,409 1,401,000 Prn 1,401,000 N/A N/A N/A 1,401,000 N/A N/A
Safeway Inc Common 786514208 212 12,775 Sh 12,775 N/A N/A N/A 12,775 N/A N/A
SeaBright
Holdings Inc Common 811656107 4,638 644,217 Sh 644,217 N/A N/A N/A 644,217 N/A N/A
Sherwin-Williams
Co Common 824348106 7,358 99,000 Sh 99,000 N/A N/A N/A 99,000 N/A N/A
Sirius XM Radio
Inc. Common 82967N108 15 10,034 Sh 10,034 N/A N/A N/A 10,034 N/A N/A
Smith & Wesson
- Putable at 100 Conv Bond 831756AB7 1,252 1,250,000 Prn 1,250,000 N/A N/A N/A 1,250,000 N/A N/A
State Bank
Financial Corp. Common 856190103 1,085 86,000 Sh 86,000 N/A N/A N/A 86,000 N/A N/A
Stryker Corp Common 863667101 7,141 151,512 Sh 151,512 N/A N/A N/A 151,512 N/A N/A
Synovus
Financial Corp Common 87161C105 902 843,081 Sh 843,081 N/A N/A N/A 843,081 N/A N/A
Telephone &
Data Systems Inc Common 879433100 1,899 89,365 Sh 89,365 N/A N/A N/A 89,365 N/A N/A
Tellabs Inc Common 879664100 110 25,643 Sh 25,643 N/A N/A N/A 25,643 N/A N/A
Thermo Fisher
Scientific Inc Common 883556102 6,261 123,635 Sh 123,635 N/A N/A N/A 123,635 N/A N/A
Thomas
Properties
Group Inc Common 884453101 29 12,570 Sh 12,570 N/A N/A N/A 12,570 N/A N/A
Tower Group Inc Common 891777104 8,173 357,518 Sh 357,518 N/A N/A N/A 357,518 N/A N/A
Transocean Inc
Ser. B -
Putable at 100 Conv Bond 893830AV1 935 943,000 Prn 943,000 N/A N/A N/A 943,000 N/A N/A
Trinity
Industries -
Putable at 100 Conv Bond 896522AF6 658 720,000 Prn 720,000 N/A N/A N/A 720,000 N/A N/A
United Parcel
Service Inc Cl-B Common 911312106 3,158 50,000 Sh 50,000 N/A N/A N/A 50,000 N/A N/A
UniTek Global
Services Common 91324T302 5,813 1,171,950 Sh 1,171,950 N/A N/A N/A 1,171,950 N/A N/A
URS Corp. Common 903236107 266 8,970 Sh 8,970 N/A N/A N/A 8,970 N/A N/A
US Bancorp Common 902973304 282 11,988 Sh 11,988 N/A N/A N/A 11,988 N/A N/A
Vantage
Drilling Company Common G93205113 25 20,000 Sh 20,000 N/A N/A N/A 20,000 N/A N/A
Walgreen Co Common 931422109 10,143 308,395 Sh 308,395 N/A N/A N/A 308,395 N/A N/A
Watson
Pharmaceuticals
Inc Common 942683103 323 4,735 Sh 4,735 N/A N/A N/A 4,735 N/A N/A
WellPoint Inc Common 94973V107 9,674 148,198 Sh 148,198 N/A N/A N/A 148,198 N/A N/A
Wells Fargo & Co Common 949746101 8,321 344,974 Sh 344,974 N/A N/A N/A 344,974 N/A N/A
Williams
Controls Inc Common 969465608 1,055 96,718 Sh 96,718 N/A N/A N/A 96,718 N/A N/A
Zions Bancorp Common 989701107 214 15,230 Sh 15,230 N/A N/A N/A 15,230 N/A N/A