0000950123-11-049974.txt : 20110513 0000950123-11-049974.hdr.sgml : 20110513 20110513135132 ACCESSION NUMBER: 0000950123-11-049974 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110513 DATE AS OF CHANGE: 20110513 EFFECTIVENESS DATE: 20110513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0001080382 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05145 FILM NUMBER: 11839677 BUSINESS ADDRESS: STREET 1: 7777 WASHINGTON VILLAGE DR STREET 2: STE 210 CITY: DAYTON STATE: OH ZIP: 45459 MAIL ADDRESS: STREET 1: 7777 WASHINGTON VILLAGE DR STREET 2: STE 210 CITY: DAYTON STATE: OH ZIP: 45459 13F-HR 1 c17285e13fvhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Eubel Brady & Suttman Asset Management, Inc. Address: 7777 Washington Village Drive, Ste. 210 Dayton, Ohio 45459 Form 13F File Number: 28-05145 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kenneth E. Leist Title: Director of Operations Phone: (937)291-1223 Signature, Place, and Date of Signing: /s/ Kenneth E. Leist Dayton, Ohio May 13, 2011 ----------------------- --------------------------- ----------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 137 Form 13F Information Table Value Total: 420,111 ----------- (thousands) List of Other Included Managers: None EUBEL BRADY & SUTTMAN ASSET MANAGEMENT, INC. SEC FORM 13-F 03/31/11
ITEM #4 MARKET ITEM #6 ITEM #8 ITEM #1 ITEM #2 ITEM #3 VALUE ITEM #5 INVESTMENT DESCRETION ITEM #7 VOTING AUTHORITY NAME OF ISSUER TITLE CUSIP (X$1,000) QUANTITY SH/PRN SOLE SHARED OTHER MANAGERS SOLE SHARED OTHER ------------------------------ --------- --------- --------- -------- ------ --------- ------ ----- -------- --------- ------ ----- 3M Co Common 88579Y101 1,307 13980 sh 13,980 N/A N/A N/A 13,980 N/A N/A Aetna Life & Casualty Co Common 00817Y108 266 7118 sh 7,118 N/A N/A N/A 7,118 N/A N/A Altria Group Inc Common 02209S103 3,473 133416 sh 133,416 N/A N/A N/A 133,416 N/A N/A America Movil SAB de CV Common 02364W105 429 7392 sh 7,392 N/A N/A N/A 7,392 N/A N/A American Equity - Putable at 100 Conv Bond 025676AE7 1,092 1000000 prn 1,000,000 N/A N/A N/A 1,000,000 N/A N/A American River Bankshares Common 029326105 1,861 281925 sh 281,925 N/A N/A N/A 281,925 N/A N/A Amtrust Financial Services Inc Common 032359309 1,380 72352 sh 72,352 N/A N/A N/A 72,352 N/A N/A Anadarko Petroleum Corp Common 032511107 599 7310 sh 7,310 N/A N/A N/A 7,310 N/A N/A Anixter International Inc Conv Bond 035290AJ4 684 575000 prn 575,000 N/A N/A N/A 575,000 N/A N/A Annaly Capital Conv Bond 035710AA0 1,170 1000000 prn 1,000,000 N/A N/A N/A 1,000,000 N/A N/A Annaly Capital Management Inc Common 035710409 528 30279 sh 30,279 N/A N/A N/A 30,279 N/A N/A Applied Materials Inc Common 038222105 192 12275 sh 12,275 N/A N/A N/A 12,275 N/A N/A AT&T Inc Common 00206R102 212 6912 sh 6,912 N/A N/A N/A 6,912 N/A N/A Bank of New York Mellon Common 064058100 390 13051 sh 13,051 N/A N/A N/A 13,051 N/A N/A Berkshire Hathaway Inc Cl-B Common 084670702 16,919 202304 sh 202,304 N/A N/A N/A 202,304 N/A N/A Boston Private Financial Holdings Inc Common 101119105 178 25154 sh 25,154 N/A N/A N/A 25,154 N/A N/A BP Plc Common 055622104 486 11018 sh 11,018 N/A N/A N/A 11,018 N/A N/A Bristol-Myers Squibb Co Common 110122108 448 16934 sh 16,934 N/A N/A N/A 16,934 N/A N/A Bristow Group Inc Common 110394103 263 5555 sh 5,555 N/A N/A N/A 5,555 N/A N/A Brookfield Asset Mgmt VTG SHS Cl-A Common 112585104 381 11752 sh 11,752 N/A N/A N/A 11,752 N/A N/A CableVision Systems Corp Common 12686C109 10,471 302553 sh 302,553 N/A N/A N/A 302,553 N/A N/A CenturyLink, Inc. Common 156700106 422 10147 sh 10,147 N/A N/A N/A 10,147 N/A N/A Ceradyne Inc - Putable at 100 Conv Bond 156710AA3 1,022 1000000 prn 1,000,000 N/A N/A N/A 1,000,000 N/A N/A CH Robinson Worldwide Inc Common 12541W209 222 3000 sh 3,000 N/A N/A N/A 3,000 N/A N/A Charles River Laboratories International Inc Conv Bond 159864AB3 1,025 1000000 prn 1,000,000 N/A N/A N/A 1,000,000 N/A N/A Cincinnati Financial Corp Common 172062101 463 14134 sh 14,134 N/A N/A N/A 14,134 N/A N/A Cintas Corp Common 172908105 551 18209 sh 18,209 N/A N/A N/A 18,209 N/A N/A Cisco Systems Inc Common 17275R102 312 18177 sh 18,177 N/A N/A N/A 18,177 N/A N/A Citigroup Inc Common 172967101 9,652 2183600 sh 2,183,600 N/A N/A N/A 2,183,600 N/A N/A Clorox Co Common 189054109 582 8305 sh 8,305 N/A N/A N/A 8,305 N/A N/A Coleman Cable Inc Common 193459302 7,508 847454 sh 847,454 N/A N/A N/A 847,454 N/A N/A Comcast Corp Common 20030n101 11,685 472709 sh 472,709 N/A N/A N/A 472,709 N/A N/A Consol Energy Inc Common 20854P109 10,702 199548 sh 199,548 N/A N/A N/A 199,548 N/A N/A Corning Inc Common 219350105 228 11067 sh 11,067 N/A N/A N/A 11,067 N/A N/A Cubist Pharmaceutical Conv Bond 229678AC1 919 850000 prn 850,000 N/A N/A N/A 850,000 N/A N/A Danaher Corp Common 235851102 732 14100 sh 14,100 N/A N/A N/A 14,100 N/A N/A Dell Inc Common 24702R101 10,356 713730 sh 713,730 N/A N/A N/A 713,730 N/A N/A Dun & Bradstreet Corp Common 26483E100 267 3325 sh 3,325 N/A N/A N/A 3,325 N/A N/A Electronic for Imaging Inc Common 286082102 214 14575 sh 14,575 N/A N/A N/A 14,575 N/A N/A EMC Corp Common 268648102 250 9415 sh 9,415 N/A N/A N/A 9,415 N/A N/A Exxon Mobil Corp Common 30231G102 1,404 16685 sh 16,685 N/A N/A N/A 16,685 N/A N/A
Fair Isaac & Co Common 303250104 1,296 41001 sh 41,001 N/A N/A N/A 41,001 N/A N/A FBR Capital Markets Corp Common 30247C301 146 40807 sh 40,807 N/A N/A N/A 40,807 N/A N/A General Cable Corp Conv Bond 369300AL2 1,556 1110000 prn 1,110,000 N/A N/A N/A 1,110,000 N/A N/A General Communication Inc Cl-A Common 369385109 138 12635 sh 12,635 N/A N/A N/A 12,635 N/A N/A General Electric Co Common 369604103 894 44579 sh 44,579 N/A N/A N/A 44,579 N/A N/A Genworth Financial Inc Cl-A Common 37247d106 531 39441 sh 39,441 N/A N/A N/A 39,441 N/A N/A Global Industries Ltd - Putable at 100 Conv Bond 379336AE0 1,333 1726000 prn 1,726,000 N/A N/A N/A 1,726,000 N/A N/A Global Industries, Ltd Common 379336100 101 10290 sh 10,290 N/A N/A N/A 10,290 N/A N/A Goldman Sachs Group Inc Common 38141G104 9,721 61290 sh 61,290 N/A N/A N/A 61,290 N/A N/A Google Inc Common 38259P508 367 626 sh 626 N/A N/A N/A 626 N/A N/A Home Depot Inc Common 437076102 13,465 363320 sh 363,320 N/A N/A N/A 363,320 N/A N/A Hopfed Bancorp, Inc. Common 439734104 98 10632 sh 10,632 N/A N/A N/A 10,632 N/A N/A Horsehead Holding Corp Common 440694305 10,027 588098 sh 588,098 N/A N/A N/A 588,098 N/A N/A Illinois Tool Works Inc Common 452308109 10,298 191706 sh 191,706 N/A N/A N/A 191,706 N/A N/A Imperial Holdings Common 452834104 6,210 611840 sh 611,840 N/A N/A N/A 611,840 N/A N/A Interpublic Group - Putable at 100 Conv Bond 460690BA7 952 830000 prn 830,000 N/A N/A N/A 830,000 N/A N/A Investment Technology Group Inc Common 46145F105 182 10000 sh 10,000 N/A N/A N/A 10,000 N/A N/A Jefferies Group - Putable at 100 Conv Bond 472319AG7 1,038 1000000 prn 1,000,000 N/A N/A N/A 1,000,000 N/A N/A Johnson & Johnson Common 478160104 7,969 134501 sh 134,501 N/A N/A N/A 134,501 N/A N/A Jones Apparel Group Inc Common 48020T101 182 13216 sh 13,216 N/A N/A N/A 13,216 N/A N/A JPMorgan Chase & Co Common 46625H100 700 15175 sh 15,175 N/A N/A N/A 15,175 N/A N/A Key Energy Services Inc Common 492914106 7,097 456388 sh 456,388 N/A N/A N/A 456,388 N/A N/A KeyCorp Common 493267108 122 13775 sh 13,775 N/A N/A N/A 13,775 N/A N/A Kohl's Corp Common 500255104 10,956 206569 sh 206,569 N/A N/A N/A 206,569 N/A N/A Kraft Foods Inc Common 50075n104 3,403 108517 sh 108,517 N/A N/A N/A 108,517 N/A N/A Kroger Co Common 501044101 8,122 338836 sh 338,836 N/A N/A N/A 338,836 N/A N/A Lawson Software Conv Bond 52078PAA0 1,150 990000 prn 990,000 N/A N/A N/A 990,000 N/A N/A Leucadia National Conv Bond 527288AX2 1,570 975000 prn 975,000 N/A N/A N/A 975,000 N/A N/A Leucadia National Corp Common 527288104 16,838 448528 sh 448,528 N/A N/A N/A 448,528 N/A N/A Liberty Starz Class A Common 53071M708 515 6643 sh 6,643 N/A N/A N/A 6,643 N/A N/A Life Tech Corp - Putable at 100 Conv Bond 46185RAM2 597 540000 prn 540,000 N/A N/A N/A 540,000 N/A N/A Life Technologies Corporation Common 53217V109 408 7780 sh 7,780 N/A N/A N/A 7,780 N/A N/A Linear Tech - Putable at 100 Conv Bond 535678AC0 944 880000 prn 880,000 N/A N/A N/A 880,000 N/A N/A Live Nation Inc. - Putable at 100 Conv Bond 538034AB5 915 1000000 prn 1,000,000 N/A N/A N/A 1,000,000 N/A N/A Lowe's Companies Inc Common 548661107 360 13625 sh 13,625 N/A N/A N/A 13,625 N/A N/A Madison Square Garden, Inc. Common 55826P100 1,286 47648 sh 47,648 N/A N/A N/A 47,648 N/A N/A Manpower Inc Common 56418H100 307 4878 sh 4,878 N/A N/A N/A 4,878 N/A N/A Massey Energy Co Conv Bond 576203AJ2 1,069 945000 prn 945,000 N/A N/A N/A 945,000 N/A N/A Mednax Inc Common 58502B106 230 3458 sh 3,458 N/A N/A N/A 3,458 N/A N/A Medtronic Inc Conv Bond 585055AM8 831 810000 prn 810,000 N/A N/A N/A 810,000 N/A N/A Mercury General Corp Common 589400100 349 8907 sh 8,907 N/A N/A N/A 8,907 N/A N/A MFA Financial, Inc Common 55272X102 188 22903 sh 22,903 N/A N/A N/A 22,903 N/A N/A Microsoft Corp Common 594918104 7,365 290090 sh 290,090 N/A N/A N/A 290,090 N/A N/A MYR Group Inc Common 55405W104 10,008 418410 sh 418,410 N/A N/A N/A 418,410 N/A N/A Nasdaq Stock Market Conv Bond 631103AA6 990 1000000 prn 1,000,000 N/A N/A N/A 1,000,000 N/A N/A NII Holdings Conv Bond 62913FAJ1 1,252 1250000 prn 1,250,000 N/A N/A N/A 1,250,000 N/A N/A NVR Inc Common 62944T105 14,569 19271 sh 19,271 N/A N/A N/A 19,271 N/A N/A
Oracle Corp Common 68389X105 286 8545 sh 8,545 N/A N/A N/A 8,545 N/A N/A Orchids Paper Products Co Common 68572N104 5,292 437341 sh 437,341 N/A N/A N/A 437,341 N/A N/A Orion Marine Group Inc Common 68628V308 6,729 626573 sh 626,573 N/A N/A N/A 626,573 N/A N/A Park National Corp Common 700658107 1,525 22823 sh 22,823 N/A N/A N/A 22,823 N/A N/A Paychex Inc Common 704326107 313 9958 sh 9,958 N/A N/A N/A 9,958 N/A N/A Pfizer Inc Common 717081103 12,412 611114 sh 611,114 N/A N/A N/A 611,114 N/A N/A Philip Morris International Inc Common 718172109 6,161 93875 sh 93,875 N/A N/A N/A 93,875 N/A N/A Procter & Gamble Co Common 742718109 6,483 105251 sh 105,251 N/A N/A N/A 105,251 N/A N/A Prudential Financial Inc Common 744320102 390 6330 sh 6,330 N/A N/A N/A 6,330 N/A N/A Rait Financial Trust - Putable at 100 Conv Bond 749227AA2 1,421 1300000 prn 1,300,000 N/A N/A N/A 1,300,000 N/A N/A Republic Services Inc Common 760759100 10,034 334024 sh 334,024 N/A N/A N/A 334,024 N/A N/A RLI Corp Common 749607107 2,969 51494 sh 51,494 N/A N/A N/A 51,494 N/A N/A Royal Dutch Shell Plc Cl-A Common 780259206 233 3198 sh 3,198 N/A N/A N/A 3,198 N/A N/A RTI Intl Metals Conv Bond 74973WAA5 1,160 1000000 prn 1,000,000 N/A N/A N/A 1,000,000 N/A N/A Safeway Inc Common 786514208 469 19910 sh 19,910 N/A N/A N/A 19,910 N/A N/A Schlumberger Ltd Common 806857108 435 4665 sh 4,665 N/A N/A N/A 4,665 N/A N/A SeaBright Holdings Inc Common 811656107 6,564 640396 sh 640,396 N/A N/A N/A 640,396 N/A N/A Sears Holding Corp Common 812350106 367 4443 sh 4,443 N/A N/A N/A 4,443 N/A N/A Sherwin-Williams Co Common 824348106 9,060 107869 sh 107,869 N/A N/A N/A 107,869 N/A N/A Smith & Wesson - Putable at 100 Conv Bond 831756AB7 1,250 1250000 prn 1,250,000 N/A N/A N/A 1,250,000 N/A N/A Stryker Corp Common 863667101 9,501 156265 sh 156,265 N/A N/A N/A 156,265 N/A N/A Synovus Financial Corp Common 87161C105 2,081 866892 sh 866,892 N/A N/A N/A 866,892 N/A N/A Tech Data Corp - Putable at 100 Conv Bond 878237AE6 1,079 1000000 prn 1,000,000 N/A N/A N/A 1,000,000 N/A N/A Telephone & Data Systems Inc Common 879433100 3,130 92890 sh 92,890 N/A N/A N/A 92,890 N/A N/A Tellabs Inc Common 879664100 165 31493 sh 31,493 N/A N/A N/A 31,493 N/A N/A Telmex Internacional Common P9043M104 57 58560 sh 58,560 N/A N/A N/A 58,560 N/A N/A Thermo Fisher Scientific Inc Common 883556102 7,245 130421 sh 130,421 N/A N/A N/A 130,421 N/A N/A Thomas Properties Group Inc Common 884453101 44 12990 sh 12,990 N/A N/A N/A 12,990 N/A N/A Tower Group Inc Common 891777104 8,411 350028 sh 350,028 N/A N/A N/A 350,028 N/A N/A Transocean Inc Ser. B - Putable at 100 Conv Bond 893830AV1 939 943000 prn 943,000 N/A N/A N/A 943,000 N/A N/A Trinity Industries - Putable at 100 Conv Bond 896522AF6 785 720000 prn 720,000 N/A N/A N/A 720,000 N/A N/A Tyco Electronics Ltd Common H8912P106 282 8737 sh 8,737 N/A N/A N/A 8,737 N/A N/A Tyco International Ltd Common H89128104 5,478 122348 sh 122,348 N/A N/A N/A 122,348 N/A N/A UBS AG Common H89231338 291 16104 sh 16,104 N/A N/A N/A 16,104 N/A N/A United Parcel Service Inc Cl-B Common 911312106 3,727 50150 sh 50,150 N/A N/A N/A 50,150 N/A N/A UniTek Global Services Common 91324T302 4,484 503815 sh 503,815 N/A N/A N/A 503,815 N/A N/A URS Corp. Common 903236107 545 11825 sh 11,825 N/A N/A N/A 11,825 N/A N/A US Bancorp Common 902973304 317 11985 sh 11,985 N/A N/A N/A 11,985 N/A N/A US Bancorp - Putable at 100 Conv Bond 902973AQ9 645 650000 prn 650,000 N/A N/A N/A 650,000 N/A N/A Vantage Drilling Company Common G93205113 36 20000 sh 20,000 N/A N/A N/A 20,000 N/A N/A Walgreen Co Common 931422109 13,054 325202 sh 325,202 N/A N/A N/A 325,202 N/A N/A Watson Pharmaceuticals Inc Common 942683103 585 10440 sh 10,440 N/A N/A N/A 10,440 N/A N/A WellPoint Inc Common 94973V107 10,888 156010 sh 156,010 N/A N/A N/A 156,010 N/A N/A Wells Fargo & Co Common 949746101 10,021 316006 sh 316,006 N/A N/A N/A 316,006 N/A N/A Weyerhaeuser Co Common 962166104 221 8976 sh 8,976 N/A N/A N/A 8,976 N/A N/A Williams Controls Inc Common 969465608 882 79728 sh 79,728 N/A N/A N/A 79,728 N/A N/A World Acceptance Conv Bond 981417AB4 1,113 1000000 prn 1,000,000 N/A N/A N/A 1,000,000 N/A N/A Yahoo! Inc Common 984332106 184 11058 sh 11,058 N/A N/A N/A 11,058 N/A N/A Zions Bancorp Common 989701107 484 21010 sh 21,010 N/A N/A N/A 21,010 N/A N/A