-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LJ2LKc5k4Sr0iho+v13AjNgM/bRki6A0jvvxsm9/28JHGPTreWfRIQczcxFOincO PD3URXjC04GZdSTV3pbqWA== 0000950123-11-013291.txt : 20110214 0000950123-11-013291.hdr.sgml : 20110214 20110214111501 ACCESSION NUMBER: 0000950123-11-013291 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110214 DATE AS OF CHANGE: 20110214 EFFECTIVENESS DATE: 20110214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0001080382 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05145 FILM NUMBER: 11603259 BUSINESS ADDRESS: STREET 1: 7777 WASHINGTON VILLAGE DR STREET 2: STE 210 CITY: DAYTON STATE: OH ZIP: 45459 MAIL ADDRESS: STREET 1: 7777 WASHINGTON VILLAGE DR STREET 2: STE 210 CITY: DAYTON STATE: OH ZIP: 45459 13F-HR 1 c12364e13fvhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment [ ]; Amendment Number: __________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Eubel Brady & Suttman Asset Management, Inc. Address: 7777 Washington Village Drive, Ste. 210 Dayton, Ohio 45459 Form 13F File Number: 28-05145 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kenneth E. Leist Title: Director of Operations Phone: (937) 291-1223 Signature, Place, and Date of Signing: /s/ Kenneth E. Leist Dayton, Ohio February 14, 2011 [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 133 Form 13F Information Table Value Total: 419,576 (thousands) List of Other Included Managers: None EUBEL BRADY & SUTTMAN ASSET MANAGEMENT, INC. SEC FORM 13-F 12/31/10
ITEM #4 ITEM #5 ITEM #6 ITEM #8 MARKET ------------- INVESTMENT DESCRETION VOTING AUTHORITY ITEM #1 ITEM #2 ITEM #3 VALUE SH/ ---------------------- ITEM #7 ---------------------- NAME OF ISSUER TITLE CUSIP (X$1,000) QUANTITY PRN SOLE SHARED OTHER MANAGERS SOLE SHARED OTHER - -------------------------------- --------- --------- --------- --------- --- --------- ------ ----- -------- --------- ------ ----- 3M Co Common 88579Y101 1,229 14,246 sh 14,246 N/A N/A N/A 14,246 N/A N/A Aetna Life & Casualty Co Common 00817Y108 385 12,628 sh 12,628 N/A N/A N/A 12,628 N/A N/A Altria Group Inc Common 02209S103 3,338 135,589 sh 135,589 N/A N/A N/A 135,589 N/A N/A America Movil SAB de CV Common 02364W105 424 7,392 sh 7,392 N/A N/A N/A 7,392 N/A N/A American Eagle Outfitters Inc Common 02553E106 8,968 612,986 sh 612,986 N/A N/A N/A 612,986 N/A N/A American Equity - Putable at 100 Conv Bond 025676AE7 1,055 985,000 prn 985,000 N/A N/A N/A 985,000 N/A N/A American River Bankshares Common 029326105 1,609 268,165 sh 268,165 N/A N/A N/A 268,165 N/A N/A Amtrust Financial Services Inc Common 032359309 1,293 73,872 sh 73,872 N/A N/A N/A 73,872 N/A N/A Anadarko Petroleum Corp Common 032511107 1,072 14,075 sh 14,075 N/A N/A N/A 14,075 N/A N/A Anixter International Inc Conv Bond 035290AJ4 643 575,000 prn 575,000 N/A N/A N/A 575,000 N/A N/A Annaly Capital Conv Bond 035710AA0 1,161 1,000,000 prn 1,000,000 N/A N/A N/A 1,000,000 N/A N/A Annaly Capital Management Inc Common 035710409 806 44,954 sh 44,954 N/A N/A N/A 44,954 N/A N/A Applied Materials Inc Common 038222105 172 12,275 sh 12,275 N/A N/A N/A 12,275 N/A N/A Bank of New York Mellon Common 064058100 391 12,951 sh 12,951 N/A N/A N/A 12,951 N/A N/A Berkshire Hathaway Inc Cl-B Common 084670702 16,472 205,620 sh 205,620 N/A N/A N/A 205,620 N/A N/A Boston Private Financial Holdings Inc Common 101119105 6,293 960,724 sh 960,724 N/A N/A N/A 960,724 N/A N/A BP Plc Common 055622104 487 11,018 sh 11,018 N/A N/A N/A 11,018 N/A N/A Bristol-Myers Squibb Co Common 110122108 448 16,934 sh 16,934 N/A N/A N/A 16,934 N/A N/A Bristow Group Inc Common 110394103 257 5,425 sh 5,425 N/A N/A N/A 5,425 N/A N/A Brookfield Asset Mgmt VTG SHS Cl-A Common 112585104 391 11,752 sh 11,752 N/A N/A N/A 11,752 N/A N/A CableVision Systems Corp Common 12686C109 12,115 358,007 sh 358,007 N/A N/A N/A 358,007 N/A N/A CenturyLink, Inc. Common 156700106 816 17,667 sh 17,667 N/A N/A N/A 17,667 N/A N/A Ceradyne Inc - Putable at 100 Conv Bond 156710AA3 990 1,000,000 prn 1,000,000 N/A N/A N/A 1,000,000 N/A N/A CGX Energy Inc Common 125405100 27 25,000 sh 25,000 N/A N/A N/A 25,000 N/A N/A CH Robinson Worldwide Inc Common 12541W209 241 3,000 sh 3,000 N/A N/A N/A 3,000 N/A N/A Charles River Laboratories International Inc Conv Bond 159864AB3 1,000 1,000,000 prn 1,000,000 N/A N/A N/A 1,000,000 N/A N/A Cincinnati Financial Corp Common 172062101 803 25,355 sh 25,355 N/A N/A N/A 25,355 N/A N/A Cintas Corp Common 172908105 925 33,077 sh 33,077 N/A N/A N/A 33,077 N/A N/A Citigroup Inc Common 172967101 66 13,920 sh 13,920 N/A N/A N/A 13,920 N/A N/A Clorox Co Common 189054109 903 14,270 sh 14,270 N/A N/A N/A 14,270 N/A N/A Coleman Cable Inc Common 193459302 5,517 878,476 sh 878,476 N/A N/A N/A 878,476 N/A N/A Comcast Corp Common 20030n101 11,199 509,752 sh 509,752 N/A N/A N/A 509,752 N/A N/A Consol Energy Inc Common 20854P109 10,520 215,830 sh 215,830 N/A N/A N/A 215,830 N/A N/A Corning Inc Common 219350105 214 11,067 sh 11,067 N/A N/A N/A 11,067 N/A N/A Cubist Pharmaceutical Conv Bond 229678AC1 857 850,000 prn 850,000 N/A N/A N/A 850,000 N/A N/A Danaher Corp Common 235851102 1,070 22,680 sh 22,680 N/A N/A N/A 22,680 N/A N/A Dun & Bradstreet Corp Common 26483E100 668 8,135 sh 8,135 N/A N/A N/A 8,135 N/A N/A Electronic for Imaging Inc Common 286082102 209 14,575 sh 14,575 N/A N/A N/A 14,575 N/A N/A EMC Corp Common 268648102 216 9,415 sh 9,415 N/A N/A N/A 9,415 N/A N/A Exxon Mobil Corp Common 30231G102 1,238 16,935 sh 16,935 N/A N/A N/A 16,935 N/A N/A Fair Isaac & Co Common 303250104 958 41,000 sh 41,000 N/A N/A N/A 41,000 N/A N/A
Fairfax Financial Holdings Limited Common 303901102 8,094 19,762 sh 19,762 N/A N/A N/A 19,762 N/A N/A FBR Capital Markets Corp Common 30247C301 218 57,137 sh 57,137 N/A N/A N/A 57,137 N/A N/A Garmin Ltd Common H2906T109 249 8,033 sh 8,033 N/A N/A N/A 8,033 N/A N/A General Cable Corp Conv Bond 369300AL2 1,320 1,110,000 prn 1,110,000 N/A N/A N/A 1,110,000 N/A N/A General Communication Inc Cl-A Common 369385109 205 16,230 sh 16,230 N/A N/A N/A 16,230 N/A N/A General Electric Co Common 369604103 812 44,412 sh 44,412 N/A N/A N/A 44,412 N/A N/A Genworth Financial Inc Cl-A Common 37247d106 836 63,596 sh 63,596 N/A N/A N/A 63,596 N/A N/A Global Industries Ltd Conv Bond 379336AE0 750 1,000,000 prn 1,000,000 N/A N/A N/A 1,000,000 N/A N/A Global Industries, Ltd Common 379336100 71 10,290 sh 10,290 N/A N/A N/A 10,290 N/A N/A Goldman Sachs Group Inc Common 38141G104 10,165 60,447 sh 60,447 N/A N/A N/A 60,447 N/A N/A Google Inc Common 38259P508 357 601 sh 601 N/A N/A N/A 601 N/A N/A Home Depot Inc Common 437076102 13,113 374,002 sh 374,002 N/A N/A N/A 374,002 N/A N/A Hopfed Bancorp, Inc. Common 439734104 106 11,676 sh 11,676 N/A N/A N/A 11,676 N/A N/A Horsehead Holding Corp Common 440694305 8,291 635,802 sh 635,802 N/A N/A N/A 635,802 N/A N/A Illinois Tool Works Inc Common 452308109 10,809 202,419 sh 202,419 N/A N/A N/A 202,419 N/A N/A Interpublic Group Conv Bond 460690BA7 924 830,000 prn 830,000 N/A N/A N/A 830,000 N/A N/A Investment Technology Group Inc Common 46145F105 164 10,000 sh 10,000 N/A N/A N/A 10,000 N/A N/A Jefferies Group Conv Bond 472319AG7 1,049 1,000,000 prn 1,000,000 N/A N/A N/A 1,000,000 N/A N/A Johnson & Johnson Common 478160104 8,262 133,584 sh 133,584 N/A N/A N/A 133,584 N/A N/A Jones Apparel Group Inc Common 48020T101 414 26,655 sh 26,655 N/A N/A N/A 26,655 N/A N/A JPMorgan Chase & Co Common 46625H100 636 14,993 sh 14,993 N/A N/A N/A 14,993 N/A N/A Key Energy Services Inc Common 492914106 6,845 527,313 sh 527,313 N/A N/A N/A 527,313 N/A N/A KeyCorp Common 493267108 122 13,775 sh 13,775 N/A N/A N/A 13,775 N/A N/A Kohl's Corp Common 500255104 10,940 201,320 sh 201,320 N/A N/A N/A 201,320 N/A N/A Kraft Foods Inc Common 50075n104 3,418 108,479 sh 108,479 N/A N/A N/A 108,479 N/A N/A Kroger Co Common 501044101 7,586 339,259 sh 339,259 N/A N/A N/A 339,259 N/A N/A Lawson Software Conv Bond 52078PAA0 1,028 990,000 prn 990,000 N/A N/A N/A 990,000 N/A N/A Leucadia National Conv Bond 527288AX2 1,366 975,000 prn 975,000 N/A N/A N/A 975,000 N/A N/A Leucadia National Corp Common 527288104 16,016 548,867 sh 548,867 N/A N/A N/A 548,867 N/A N/A Liberty Starz Class A Common 53071M708 771 11,596 sh 11,596 N/A N/A N/A 11,596 N/A N/A Life Tech Corp - Putable at 100 Conv Bond 46185RAM2 643 540,000 prn 540,000 N/A N/A N/A 540,000 N/A N/A Life Technologies Corporation Common 53217V109 432 7,780 sh 7,780 N/A N/A N/A 7,780 N/A N/A Linear Tech - Putable at 100 Conv Bond 535678AC0 933 880,000 prn 880,000 N/A N/A N/A 880,000 N/A N/A Lowe's Companies Inc Common 548661107 335 13,375 sh 13,375 N/A N/A N/A 13,375 N/A N/A Madison Square Garden, Inc. Common 55826P100 1,507 58,449 sh 58,449 N/A N/A N/A 58,449 N/A N/A Manpower Inc Common 56418H100 628 10,009 sh 10,009 N/A N/A N/A 10,009 N/A N/A Massey Energy Co Conv Bond 576203AJ2 923 945,000 prn 945,000 N/A N/A N/A 945,000 N/A N/A Mednax Inc Common 58502B106 247 3,668 sh 3,668 N/A N/A N/A 3,668 N/A N/A Medtronic Inc Conv Bond 585055AM8 815 810,000 prn 810,000 N/A N/A N/A 810,000 N/A N/A Mercury General Corp Common 589400100 720 16,745 sh 16,745 N/A N/A N/A 16,745 N/A N/A MFA Financial, Inc Common 55272X102 197 24,128 sh 24,128 N/A N/A N/A 24,128 N/A N/A Microsoft Corp Common 594918104 7,890 282,710 sh 282,710 N/A N/A N/A 282,710 N/A N/A MYR Group Inc Common 55405W104 8,950 426,182 sh 426,182 N/A N/A N/A 426,182 N/A N/A Nasdaq Stock Market Conv Bond 631103AA6 990 1,000,000 prn 1,000,000 N/A N/A N/A 1,000,000 N/A N/A Northern Oil & Gas Inc Common 665531109 15,531 570,767 sh 570,767 N/A N/A N/A 570,767 N/A N/A NVR Inc Common 62944T105 13,760 19,912 sh 19,912 N/A N/A N/A 19,912 N/A N/A Oracle Corp Common 68389X105 257 8,220 sh 8,220 N/A N/A N/A 8,220 N/A N/A Orchids Paper Products Co Common 68572N104 5,268 430,450 sh 430,450 N/A N/A N/A 430,450 N/A N/A Orion Marine Group Inc Common 68628V308 6,682 576,030 sh 576,030 N/A N/A N/A 576,030 N/A N/A Park National Corp Common 700658107 1,659 22,823 sh 22,823 N/A N/A N/A 22,823 N/A N/A Paychex Inc Common 704326107 305 9,874 sh 9,874 N/A N/A N/A 9,874 N/A N/A Pfizer Inc Common 717081103 10,780 615,656 sh 615,656 N/A N/A N/A 615,656 N/A N/A Philip Morris International Inc Common 718172109 5,537 94,593 sh 94,593 N/A N/A N/A 94,593 N/A N/A
Procter & Gamble Co Common 742718109 6,622 102,940 sh 102,940 N/A N/A N/A 102,940 N/A N/A Prudential Financial Inc Common 744320102 372 6,330 sh 6,330 N/A N/A N/A 6,330 N/A N/A Republic Services Inc Common 760759100 10,236 342,788 sh 342,788 N/A N/A N/A 342,788 N/A N/A RLI Corp Common 749607107 2,716 51,664 sh 51,664 N/A N/A N/A 51,664 N/A N/A Royal Dutch Shell Plc Cl-A Common 780259206 214 3,198 sh 3,198 N/A N/A N/A 3,198 N/A N/A RTI Intl Metals Conv Bond 74973WAA5 1,036 1,000,000 prn 1,000,000 N/A N/A N/A 1,000,000 N/A N/A Safeway Inc Common 786514208 823 36,585 sh 36,585 N/A N/A N/A 36,585 N/A N/A Schlumberger Ltd Common 806857108 379 4,540 sh 4,540 N/A N/A N/A 4,540 N/A N/A SeaBright Holdings Inc Common 811656107 5,623 609,911 sh 609,911 N/A N/A N/A 609,911 N/A N/A Sears Holding Corp Common 812350106 527 7,148 sh 7,148 N/A N/A N/A 7,148 N/A N/A Sherwin-Williams Co Common 824348106 10,090 120,481 sh 120,481 N/A N/A N/A 120,481 N/A N/A Smith & Wesson Conv Bond 831756AB7 990 1,000,000 prn 1,000,000 N/A N/A N/A 1,000,000 N/A N/A Stryker Corp Common 863667101 8,790 163,687 sh 163,687 N/A N/A N/A 163,687 N/A N/A Synovus Financial Corp Common 87161C105 2,346 888,792 sh 888,792 N/A N/A N/A 888,792 N/A N/A Tech Data Corp - Putable at 100 Conv Bond 878237AE6 1,041 1,000,000 prn 1,000,000 N/A N/A N/A 1,000,000 N/A N/A Telephone & Data Systems Inc Common 879433100 3,721 101,812 sh 101,812 N/A N/A N/A 101,812 N/A N/A Tellabs Inc Common 879664100 214 31,493 sh 31,493 N/A N/A N/A 31,493 N/A N/A Thermo Fisher Scientific Inc Common 883556102 7,542 136,236 sh 136,236 N/A N/A N/A 136,236 N/A N/A Thomas Properties Group Inc Common 884453101 60 14,285 sh 14,285 N/A N/A N/A 14,285 N/A N/A Tower Group Inc Common 891777104 8,919 348,408 sh 348,408 N/A N/A N/A 348,408 N/A N/A Transocean Inc Ser. B - Putable at 100 Conv Bond 893830AV1 707 718,000 prn 718,000 N/A N/A N/A 718,000 N/A N/A Trinity Industries - Putable at 100 Conv Bond 896522AF6 683 720,000 prn 720,000 N/A N/A N/A 720,000 N/A N/A Tyco Electronics Ltd Common H8912P106 450 12,702 sh 12,702 N/A N/A N/A 12,702 N/A N/A Tyco International Ltd Common H89128104 5,150 124,285 sh 124,285 N/A N/A N/A 124,285 N/A N/A UBS AG Common H89231338 265 16,104 sh 16,104 N/A N/A N/A 16,104 N/A N/A United Parcel Service Inc Cl-B Common 911312106 3,629 50,000 sh 50,000 N/A N/A N/A 50,000 N/A N/A UniTek Global Services Common 91324T302 4,861 495,023 sh 495,023 N/A N/A N/A 495,023 N/A N/A URS Corp. Common 903236107 671 16,120 sh 16,120 N/A N/A N/A 16,120 N/A N/A US Bancorp Common 902973304 323 11,985 sh 11,985 N/A N/A N/A 11,985 N/A N/A US Bancorp - Putable at 100 Conv Bond 902973AQ9 633 640,000 prn 640,000 N/A N/A N/A 640,000 N/A N/A Vantage Drilling Company Common G93205113 41 20,000 sh 20,000 N/A N/A N/A 20,000 N/A N/A Walgreen Co Common 931422109 13,059 335,198 sh 335,198 N/A N/A N/A 335,198 N/A N/A Watson Pharmaceuticals Inc Common 942683103 880 17,040 sh 17,040 N/A N/A N/A 17,040 N/A N/A WellPoint Inc Common 94973V107 8,907 156,653 sh 156,653 N/A N/A N/A 156,653 N/A N/A Wells Fargo & Co Common 949746101 6,839 220,671 sh 220,671 N/A N/A N/A 220,671 N/A N/A Williams Controls Inc Common 969465608 834 78,663 sh 78,663 N/A N/A N/A 78,663 N/A N/A World Acceptance Conv Bond 981417AB4 1,001 985,000 prn 985,000 N/A N/A N/A 985,000 N/A N/A Yahoo! Inc Common 984332106 184 11,058 sh 11,058 N/A N/A N/A 11,058 N/A N/A Zions Bancorp Common 989701107 827 34,150 sh 34,150 N/A N/A N/A 34,150 N/A N/A
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