-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NuyKQirCc4HP/MplkFm2Xoqw+fPXwyZjaFNgOcwruQ3hYP8mLfSBpCwymeSbnYIJ 9WrVmCAXkQaDy5KS4exloA== 0000950123-09-033131.txt : 20090811 0000950123-09-033131.hdr.sgml : 20090811 20090810183911 ACCESSION NUMBER: 0000950123-09-033131 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090811 DATE AS OF CHANGE: 20090810 EFFECTIVENESS DATE: 20090811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0001080382 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05145 FILM NUMBER: 091001404 BUSINESS ADDRESS: STREET 1: 7777 WASHINGTON VILLAGE DR STREET 2: STE 210 CITY: DAYTON STATE: OH ZIP: 45459 MAIL ADDRESS: STREET 1: 7777 WASHINGTON VILLAGE DR STREET 2: STE 210 CITY: DAYTON STATE: OH ZIP: 45459 13F-HR 1 c89095e13fvhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 Check here if Amendment [ ]; Amendment Number: _______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Eubel Brady & Suttman Asset Management Inc. Address: 7777 Washington Village Drive, Ste. 210 Dayton, Ohio 45459 Form 13F File Number: 28-05145 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kenneth E. Leist Title: Director of Operations Phone: (937) 291-1223 Signature, Place, and Date of Signing: /s/ Kenneth E. Leist Dayton, Ohio August 10, 2009 - ------------------------------------- ------------- --------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 135 Form 13F Information Table Value Total: 474,462 (thousands) List of Other Included Managers: None EUBEL BRADY & SUTTMAN ASSET MANAGEMENT, INC. SEC FORM 13-F 06/30/09
ITEM #1 ITEM #2 ITEM #3 ITEM #4 ITEM #5 ITEM #6 ITEM #7 ITEM #8 - --------------------------- ---------- --------- --------- ----------------- --------------------- -------- ---------------------- MARKET INVESTMENT DESCRETION VOTING AUTHORITY VALUE --------------------- ---------------------- NAME OF ISSUER TITLE CUSIP (X$1,000) QUANTITY SH/PRN SOLE SHARED OTHER MANAGERS SOLE SHARED OTHER - --------------------------- ---------- --------- --------- --------- ------- -------- ------ ----- -------- --------- ------ ----- 3M Co Common 88579Y101 856 14,246 sh 14,246 N/A N/A N/A 14,246 N/A N/A Aetna Life & Casualty Co Common 00817Y108 2,368 94,548 sh 94,548 N/A N/A N/A 94,548 N/A N/A Alesco Financial Inc Common 014485106 12 14,970 sh 14,970 N/A N/A N/A 14,970 N/A N/A Allied Waste Ind - Putable at 100 Conv. Bond 019589AD2 818 850,000 prn 850,000 N/A N/A N/A 850,000 N/A N/A Alpha Natural Conv. Bond 02076XAA0 923 1,160,000 prn 1,160,000 N/A N/A N/A 1,160,000 N/A N/A Altria Group Inc Common 02209S103 2,629 160,396 sh 160,396 N/A N/A N/A 160,396 N/A N/A America Movil SAB de CV Common 02364W105 286 7,392 sh 7,392 N/A N/A N/A 7,392 N/A N/A American Eagle Outfitters Inc Common 02553E106 16,006 1,129,586 sh 1,129,586 N/A N/A N/A 1,129,586 N/A N/A Amerisafe Inc Common 03071H100 188 12,110 sh 12,110 N/A N/A N/A 12,110 N/A N/A Amtrust Financial Services Inc Common 032359309 1,178 103,355 sh 103,355 N/A N/A N/A 103,355 N/A N/A Anadarko Petroleum Corp Common 032511107 4,303 94,810 sh 94,810 N/A N/A N/A 94,810 N/A N/A Anixter International Inc Conv. Bond 035290AJ4 443 575,000 prn 575,000 N/A N/A N/A 575,000 N/A N/A Annaly Capital Management Inc Common 035710409 10,706 707,166 sh 707,166 N/A N/A N/A 707,166 N/A N/A Applied Materials Inc Common 038222105 138 12,575 sh 12,575 N/A N/A N/A 12,575 N/A N/A Arlington Asset Investment Corporation Common 041356106 90 236,548 sh 236,548 N/A N/A N/A 236,548 N/A N/A AVX Corp Common 002444107 232 23,350 sh 23,350 N/A N/A N/A 23,350 N/A N/A Bank of New York Mellon Common 064058100 296 10,100 sh 10,100 N/A N/A N/A 10,100 N/A N/A Berkshire Hathaway Inc Cl-B Common 084670207 14,609 5,045 sh 5,045 N/A N/A N/A 5,045 N/A N/A Boston Private Financial Holdings Inc Common 101119105 5,259 1,173,812 sh 1,173,812 N/A N/A N/A 1,173,812 N/A N/A Boston Prop LP - Putable at 100 Conv. Bond 10112RAK0 429 478,000 prn 478,000 N/A N/A N/A 478,000 N/A N/A BP Plc Common 055622104 440 9,218 sh 9,218 N/A N/A N/A 9,218 N/A N/A BRE Properties - Putable at 100 Conv. Bond 05564EBH8 760 840,000 prn 840,000 N/A N/A N/A 840,000 N/A N/A Bristol-Myers Squibb Co Common 110122108 261 12,831 sh 12,831 N/A N/A N/A 12,831 N/A N/A Brookfield Asset Mgmt VTG SHS Cl-A Common 112585104 184 10,752 sh 10,752 N/A N/A N/A 10,752 N/A N/A Burlington Northern Santa Fe Corp Common 12189T104 225 3,055 sh 3,055 N/A N/A N/A 3,055 N/A N/A CableVision Systems Corp Common 12686C109 14,282 735,781 sh 735,781 N/A N/A N/A 735,781 N/A N/A Calamos CVT and High Income Common 12811P108 133 13,000 sh 13,000 N/A N/A N/A 13,000 N/A N/A Cato Corp Common 149205106 178 10,205 sh 10,205 N/A N/A N/A 10,205 N/A N/A CenturyTel Inc Common 156700106 4,441 144,663 sh 144,663 N/A N/A N/A 144,663 N/A N/A Charles River Laboratories International Inc Conv. Bond 159864AB3 906 1,000,000 prn 1,000,000 N/A N/A N/A 1,000,000 N/A N/A Cincinnati Financial Corp Common 172062101 4,132 184,862 sh 184,862 N/A N/A N/A 184,862 N/A N/A Cintas Corp Common 172908105 13,114 574,166 sh 574,166 N/A N/A N/A 574,166 N/A N/A CIT Group Inc Cl-A Common 125581108 48 22,175 sh 22,175 N/A N/A N/A 22,175 N/A N/A Clorox Co Common 189054109 5,139 92,055 sh 92,055 N/A N/A N/A 92,055 N/A N/A Coleman Cable Inc Common 193459302 3,078 1,095,437 sh 1,095,437 N/A N/A N/A 1,095,437 N/A N/A Comcast Corp Common 20030n101 9,827 679,570 sh 679,570 N/A N/A N/A 679,570 N/A N/A
Consol Energy Inc Common 20854P109 12,304 362,297 sh 362,297 N/A N/A N/A 362,297 N/A N/A Corning Inc Common 219350105 178 11,067 sh 11,067 N/A N/A N/A 11,067 N/A N/A Cubist Pharmaceutical Conv. Bond 229678AC1 723 850,000 prn 850,000 N/A N/A N/A 850,000 N/A N/A Danaher Corp Common 235851102 3,245 52,565 sh 52,565 N/A N/A N/A 52,565 N/A N/A Dun & Bradstreet Corp Common 26483E100 4,739 58,360 sh 58,360 N/A N/A N/A 58,360 N/A N/A Electronic for Imaging Inc Common 286082102 127 11,900 sh 11,900 N/A N/A N/A 11,900 N/A N/A Exxon Mobil Corp Common 30231G102 1,110 15,879 sh 15,879 N/A N/A N/A 15,879 N/A N/A FBR Capital Markets Corp Common 30247C301 2,001 425,727 sh 425,727 N/A N/A N/A 425,727 N/A N/A Fifth Third Bancorp Common 316773100 73 10,267 sh 10,267 N/A N/A N/A 10,267 N/A N/A Ford Motor Co Common 345370860 341 56,145 sh 56,145 N/A N/A N/A 56,145 N/A N/A General Cable Corp Conv. Bond 369300AK4 959 1,200,000 prn 1,200,000 N/A N/A N/A 1,200,000 N/A N/A General Communication Inc Cl-A Common 369385109 240 34,645 sh 34,645 N/A N/A N/A 34,645 N/A N/A General Electric Co Common 369604103 479 40,858 sh 40,858 N/A N/A N/A 40,858 N/A N/A Genworth Financial Inc Cl-A Common 37247d106 3,392 485,253 sh 485,253 N/A N/A N/A 485,253 N/A N/A Google Inc Common 38259P508 253 601 sh 601 N/A N/A N/A 601 N/A N/A Home Depot Inc Common 437076102 11,107 470,042 sh 470,042 N/A N/A N/A 470,042 N/A N/A Horsehead Holding Corp Common 440694305 6,579 883,061 sh 883,061 N/A N/A N/A 883,061 N/A N/A Illinois Tool Works Inc Common 452308109 12,300 329,418 sh 329,418 N/A N/A N/A 329,418 N/A N/A Informatica Corp - Putable at 100 Conv. Bond 45666QAB8 625 600,000 prn 600,000 N/A N/A N/A 600,000 N/A N/A Interpublic Group Conv. Bond 460690BA7 664 830,000 prn 830,000 N/A N/A N/A 830,000 N/A N/A iShares TST Russell 3000 Value Common 464287663 205 3,310 sh 3,310 N/A N/A N/A 3,310 N/A N/A Johnson & Johnson Common 478160104 9,191 161,817 sh 161,817 N/A N/A N/A 161,817 N/A N/A Jones Apparel Group Inc Common 480074103 2,633 245,371 sh 245,371 N/A N/A N/A 245,371 N/A N/A Journal Communications Inc Cl-A Common 481130102 13 12,570 sh 12,570 N/A N/A N/A 12,570 N/A N/A JPMorgan Chase & Co Common 46625H100 494 14,469 sh 14,469 N/A N/A N/A 14,469 N/A N/A Key Energy Services Inc Common 492914106 6,476 1,124,349 sh 1,124,349 N/A N/A N/A 1,124,349 N/A N/A Kohl's Corp Common 500255104 15,439 361,147 sh 361,147 N/A N/A N/A 361,147 N/A N/A Kraft Foods Inc Common 50075n104 3,240 127,863 sh 127,863 N/A N/A N/A 127,863 N/A N/A Lancaster Colony Corp Common 513847103 5,891 133,685 sh 133,685 N/A N/A N/A 133,685 N/A N/A Lawson Software Conv. Bond 52078PAA0 851 990,000 prn 990,000 N/A N/A N/A 990,000 N/A N/A Leucadia National Conv. Bond 527288AX2 1,097 975,000 prn 975,000 N/A N/A N/A 975,000 N/A N/A Leucadia National Corp Common 527288104 18,350 870,061 sh 870,061 N/A N/A N/A 870,061 N/A N/A Liberty Media Capital Corp Common 53071M302 183 13,510 sh 13,510 N/A N/A N/A 13,510 N/A N/A Liberty Media Entertainment Corp Common 53071M500 7,126 266,902 sh 266,902 N/A N/A N/A 266,902 N/A N/A Life Tech Corp - Putable at 100 Conv. Bond 46185RAM2 563 540,000 prn 540,000 N/A N/A N/A 540,000 N/A N/A Linear Tech - Putable at 100 Conv. Bond 535678AC0 729 880,000 prn 880,000 N/A N/A N/A 880,000 N/A N/A Louisiana-Pacific Corp Common 546347105 112 32,850 sh 32,850 N/A N/A N/A 32,850 N/A N/A Lowe's Companies Inc Common 548661107 260 13,375 sh 13,375 N/A N/A N/A 13,375 N/A N/A M&T Bank Corp Common 55261F104 2,137 41,950 sh 41,950 N/A N/A N/A 41,950 N/A N/A Manpower Inc Common 56418H100 3,609 85,230 sh 85,230 N/A N/A N/A 85,230 N/A N/A Markel Corp Common 570535104 520 1,845 sh 1,845 N/A N/A N/A 1,845 N/A N/A Mediacom Communications Corp Common 58446k105 519 101,655 sh 101,655 N/A N/A N/A 101,655 N/A N/A Mednax Inc Common 58502B106 224 5,321 sh 5,321 N/A N/A N/A 5,321 N/A N/A
Medtronic Inc Conv. Bond 585055AM8 751 810,000 prn 810,000 N/A N/A N/A 810,000 N/A N/A Mercury General Corp Common 589400100 5,623 168,196 sh 168,196 N/A N/A N/A 168,196 N/A N/A Meruelo Maddux Properties Inc Common 590473104 4 12,840 sh 12,840 N/A N/A N/A 12,840 N/A N/A MFA Financial, Inc Common 55272X102 327 47,315 sh 47,315 N/A N/A N/A 47,315 N/A N/A Microsoft Corp Common 594918104 8,092 340,433 sh 340,433 N/A N/A N/A 340,433 N/A N/A Millipore Corp Conv. Bond 601073AD1 997 1,000,000 prn 1,000,000 N/A N/A N/A 1,000,000 N/A N/A MYR Group Inc Common 55405W104 10,058 497,408 sh 497,408 N/A N/A N/A 497,408 N/A N/A Nasdaq Stock Market Conv. Bond 631103AA6 820 1,000,000 prn 1,000,000 N/A N/A N/A 1,000,000 N/A N/A Northern Oil & Gas Inc Common 665531109 1,309 205,530 sh 205,530 N/A N/A N/A 205,530 N/A N/A Nucor Corp Common 670346105 232 5,230 sh 5,230 N/A N/A N/A 5,230 N/A N/A NVR Inc Common 62944T105 20,081 39,971 sh 39,971 N/A N/A N/A 39,971 N/A N/A Orchids Paper Products Co Common 68572N104 346 16,850 sh 16,850 N/A N/A N/A 16,850 N/A N/A Orion Marine Group Inc Common 68628V308 16,485 867,641 sh 867,641 N/A N/A N/A 867,641 N/A N/A Park National Corp Common 700658107 1,289 22,823 sh 22,823 N/A N/A N/A 22,823 N/A N/A Paychex Inc Common 704326107 242 9,588 sh 9,588 N/A N/A N/A 9,588 N/A N/A Pfizer Inc Common 717081103 10,657 710,434 sh 710,434 N/A N/A N/A 710,434 N/A N/A Pharm Resources Conv. Bond 717125AC2 766 800,000 prn 800,000 N/A N/A N/A 800,000 N/A N/A Philip Morris International Inc Common 718172109 6,079 139,372 sh 139,372 N/A N/A N/A 139,372 N/A N/A Pinnacle Gas Resources Inc Common 723464301 7 17,735 sh 17,735 N/A N/A N/A 17,735 N/A N/A Pioneer Natural Resources - Putable at 100 Conv. Bond 723787AH0 832 1,000,000 prn 1,000,000 N/A N/A N/A 1,000,000 N/A N/A Procter & Gamble Co Common 742718109 5,944 116,315 sh 116,315 N/A N/A N/A 116,315 N/A N/A Rayonier TRS Holdings Conv. Bond 75508AAB2 669 690,000 prn 690,000 N/A N/A N/A 690,000 N/A N/A Republic Services Inc Common 760759100 15,828 648,443 sh 648,443 N/A N/A N/A 648,443 N/A N/A RLI Corp Common 749607107 3,079 68,726 sh 68,726 N/A N/A N/A 68,726 N/A N/A Schlumberger Ltd Common 806857108 246 4,540 sh 4,540 N/A N/A N/A 4,540 N/A N/A SeaBright Insurance Holdings Inc Common 811656107 6,226 614,587 sh 614,587 N/A N/A N/A 614,587 N/A N/A Sears Holding Corp Common 812350106 3,859 58,013 sh 58,013 N/A N/A N/A 58,013 N/A N/A Sepracor Inc - Putable at 100 Conv. Bond 817315AW4 458 465,000 prn 465,000 N/A N/A N/A 465,000 N/A N/A Sherwin-Williams Co Common 824348106 13,235 246,225 sh 246,225 N/A N/A N/A 246,225 N/A N/A Specialty Underwriters' Alliance Inc Common 84751T309 90 14,255 sh 14,255 N/A N/A N/A 14,255 N/A N/A Stryker Corp Common 863667101 10,558 265,670 sh 265,670 N/A N/A N/A 265,670 N/A N/A Sycamore Networks Inc Common 871206108 70 22,300 sh 22,300 N/A N/A N/A 22,300 N/A N/A Synovus Financial Corp Common 87161C105 3,927 1,313,280 sh 1,313,280 N/A N/A N/A 1,313,280 N/A N/A Tech Data Corp - Call 12/20/11 Conv. Bond 878237AE6 925 1,000,000 prn 1,000,000 N/A N/A N/A 1,000,000 N/A N/A Telephone & Data Systems Inc Common 879433100 6,153 217,408 sh 217,408 N/A N/A N/A 217,408 N/A N/A Tellabs Inc Common 879664100 195 34,068 sh 34,068 N/A N/A N/A 34,068 N/A N/A Thermo Fisher Scientific Inc Common 883556102 8,938 219,220 sh 219,220 N/A N/A N/A 219,220 N/A N/A Thomas Properties Group Inc Common 884453101 39 24,740 sh 24,740 N/A N/A N/A 24,740 N/A N/A Tower Group Inc Common 891777104 9,306 375,549 sh 375,549 N/A N/A N/A 375,549 N/A N/A Transocean Inc Ser. B - Putable at 100 Conv. Bond 893830AV1 660 718,000 prn 718,000 N/A N/A N/A 718,000 N/A N/A Trinity Industries - Putable at 100 Conv. Bond 896522AF6 391 720,000 prn 720,000 N/A N/A N/A 720,000 N/A N/A Tyco Electronics Ltd Common H8912P106 745 40,097 sh 40,097 N/A N/A N/A 40,097 N/A N/A Tyco International Ltd Common H89128104 4,191 161,329 sh 161,329 N/A N/A N/A 161,329 N/A N/A UBS AG Common H89231338 197 16,104 sh 16,104 N/A N/A N/A 16,104 N/A N/A
United Parcel Service Inc Cl-B Common 911312106 2,500 50,000 sh 50,000 N/A N/A N/A 50,000 N/A N/A URS Corp. Common 903236107 4,394 88,740 sh 88,740 N/A N/A N/A 88,740 N/A N/A US Bancorp Common 902973304 279 15,563 sh 15,563 N/A N/A N/A 15,563 N/A N/A US Bancorp - Putable at 100 Conv. Bond 902973AQ9 590 650,000 prn 650,000 N/A N/A N/A 650,000 N/A N/A Walgreen Co Common 931422109 7,922 269,457 sh 269,457 N/A N/A N/A 269,457 N/A N/A Washington REIT - Putable at 100 Conv. Bond 939653AK7 469 500,000 prn 500,000 N/A N/A N/A 500,000 N/A N/A Watson Pharmaceuticals Inc - Putable at 100 Conv. Bond 942683AC7 616 625,000 prn 625,000 N/A N/A N/A 625,000 N/A N/A WellPoint Inc Common 94973V107 9,404 184,799 sh 184,799 N/A N/A N/A 184,799 N/A N/A Wells Fargo & Co Common 949746101 5,884 242,554 sh 242,554 N/A N/A N/A 242,554 N/A N/A Williams Controls Inc Common 969465608 705 112,586 sh 112,586 N/A N/A N/A 112,586 N/A N/A Wyeth Common 983024100 384 8,452 sh 8,452 N/A N/A N/A 8,452 N/A N/A Yahoo! Inc Common 984332106 173 11,058 sh 11,058 N/A N/A N/A 11,058 N/A N/A
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