VP/Compliance

0001080381-14-000005.txt : 20140509 0001080381-14-000005.hdr.sgml : 20140509 20140509095819 ACCESSION NUMBER: 0001080381-14-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140509 DATE AS OF CHANGE: 20140509 EFFECTIVENESS DATE: 20140509 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CADENCE BANK NA CENTRAL INDEX KEY: 0001080381 IRS NUMBER: 640156695 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04487 FILM NUMBER: 14827248 BUSINESS ADDRESS: STREET 1: 2800 POST OAK BLVD STREET 2: STE 3400 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 7139145700 MAIL ADDRESS: STREET 1: 17 20TH STREET NORTH CITY: BIRMINGHAM STATE: AL ZIP: 35203 FORMER COMPANY: FORMER CONFORMED NAME: ENCORE BANK NA DATE OF NAME CHANGE: 20070718 FORMER COMPANY: FORMER CONFORMED NAME: ENCORE TRUST CO NA DATE OF NAME CHANGE: 20050908 FORMER COMPANY: FORMER CONFORMED NAME: NATIONAL FIDUCIARY SERVICES NA DATE OF NAME CHANGE: 20000210 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001080381 XXXXXXXX 03-31-2014 03-31-2014 CADENCE BANK NA

17 20TH STREET NORTH BIRMINGHAM AL 35203

13F HOLDINGS REPORT 028-04487 N James C. Aulbach VP/Compliance 713-871-4165 James C. Aulbach Houston TX 05-09-2014 0 132 167924 false INFORMATION TABLE 2 form13f033114ct.xml FORM 13F AS OF MARCH 31, 2014 AT & T Inc Com 00206R102 2080 59321 SH SOLE 0 59321 0 0 AT & T Inc Com 00206R102 439 12516 SH DFND 0 12516 0 0 Abbott Labs Com 002824100 379 9854 SH SOLE 0 8262 0 1592 Abbott Labs Com 002824100 75 1940 SH DFND 0 1940 0 0 Abbvie Inc Com 00287Y109 402 7823 SH SOLE 0 6427 0 1396 Abbvie Inc Com 00287Y109 64 1240 SH DFND 0 1240 0 0 Altria Group Inc Com 02209S103 1253 33466 SH SOLE 0 32721 0 745 Altria Group Inc Com 02209S103 120 3200 SH DFND 0 3200 0 0 American Electric Power Co Com 025537101 711 14025 SH SOLE 0 14025 0 0 American Electric Power Co Com 025537101 427 8436 SH DFND 0 8436 0 0 American Intl Group Inc Com 026874784 171 3416 SH SOLE 0 166 0 3250 American Intl Group Inc Com 026874784 115 2300 SH DFND 0 800 0 1500 Apache Corp Com 037411105 280 3378 SH SOLE 0 3378 0 0 Apache Corp Com 037411105 15 175 SH DFND 0 175 0 0 Apple Inc Com 037833100 363 677 SH SOLE 0 452 0 225 Apple Inc Com 037833100 104 194 SH DFND 0 194 0 0 Automatic Data Process Com 053015103 309 4005 SH SOLE 0 4005 0 0 Automatic Data Process Com 053015103 117 1515 SH DFND 0 1515 0 0 ADR Bhp Billiton Plc Sponsored Com 05545E209 0 4 SH SOLE 0 4 0 0 ADR Bhp Billiton Plc Sponsored Com 05545E209 224 3620 SH DFND 0 3620 0 0 Banco Bilbao Vizcaya Argentaria Com 05946K101 467 38900 SH SOLE 0 38900 0 0 Banco Bilbao Vizcaya Argentaria Com 05946K101 145 12110 SH DFND 0 12110 0 0 Beam Inc Com 073730103 102 1225 SH SOLE 0 1225 0 0 Beam Inc Com 073730103 127 1525 SH DFND 0 1525 0 0 Berkshire Hathaway Inc Cl B Com 084670702 456 3650 SH SOLE 0 1967 0 1683 Berkshire Hathaway Inc Cl B Com 084670702 177 1418 SH DFND 0 500 0 918 Bristol-Myers Squibb CO Com 110122108 552 10616 SH SOLE 0 7787 0 2829 Bristol-Myers Squibb CO Com 110122108 203 3900 SH DFND 0 400 0 3500 CVS/Caremark Corp Com 126650100 568 7590 SH SOLE 0 6890 0 700 CVS/Caremark Corp Com 126650100 94 1250 SH DFND 0 1000 0 250 Canoe EIT Income Fd Com 13780R109 526 47774 SH SOLE 0 47774 0 0 Canoe EIT Income Fd Com 13780R109 82 7420 SH DFND 0 7420 0 0 Caterpillar Inc Com 149123101 224 2252 SH SOLE 0 2252 0 0 Caterpillar Inc Com 149123101 58 580 SH DFND 0 580 0 0 Celegene Com 151020104 201 1440 SH SOLE 0 465 0 975 Celegene Com 151020104 56 400 SH DFND 0 0 0 400 Centerpoint Energy Inc Com 15189T107 594 25088 SH SOLE 0 25088 0 0 Centerpoint Energy Inc Com 15189T107 71 2990 SH DFND 0 2990 0 0 ChevronTexaco Corp Com 166764100 1886 15858 SH SOLE 0 14749 0 1109 ChevronTexaco Corp Com 166764100 887 7460 SH DFND 0 7460 0 0 Chubb Corp Com 171232101 240 2687 SH SOLE 0 2687 0 0 Cisco Systems Com 17275R102 356 15863 SH SOLE 0 11675 0 4188 Cisco Systems Com 17275R102 88 3936 SH DFND 0 3090 0 846 Guggenheim BulletShares 2015 High Yield Corp Com 18383M423 291 10763 SH SOLE 0 10763 0 0 Guggenheim BulletShares 2015 High Yield Corp Com 18383M423 83 3082 SH DFND 0 3082 0 0 Guggenheim BulletShares 2014 High Yield Corp Com 18383M431 387 14590 SH SOLE 0 14590 0 0 Guggenheim BulletShares 2014 High Yield Corp Com 18383M431 47 1761 SH DFND 0 1761 0 0 Guggenheim Multi Asset Income Index ETF Com 18383M506 778 30977 SH SOLE 0 30977 0 0 Guggenheim Multi Asset Income Index ETF Com 18383M506 12 484 SH DFND 0 484 0 0 Guggenheim BulletShares 2020 Corporate Bd ETF Com 18383M514 348 16649 SH SOLE 0 16649 0 0 Guggenheim BulletShares 2020 Corporate Bd ETF Com 18383M514 27 1312 SH DFND 0 1312 0 0 Guggenheim BulletShares 2019 Corporate Bd ETF Com 18383M522 164 7835 SH SOLE 0 7835 0 0 Guggenheim BulletShares 2019 Corporate Bd ETF Com 18383M522 51 2457 SH DFND 0 2457 0 0 Guggenheim BulletShares 2017 Corporate Bd ETF Com 18383M548 371 16272 SH SOLE 0 16272 0 0 Guggenheim BulletShares 2017 Corporate Bd ETF Com 18383M548 64 2788 SH DFND 0 2788 0 0 Guggenheim BulletShares 2016 Corporate Bd ETF Com 18383M555 280 12510 SH SOLE 0 12510 0 0 Guggenheim BulletShares 2016 Corporate Bd ETF Com 18383M555 63 2835 SH DFND 0 2835 0 0 Guggenheim BulletShares 2015 Corporate Bd ETF Com 18383M563 199 9108 SH SOLE 0 9108 0 0 Guggenheim BulletShares 2015 Corporate Bd ETF Com 18383M563 115 5275 SH DFND 0 5275 0 0 Guggenheim BulletShares 2014 Corporate Bd ETF Com 18383M571 175 8288 SH SOLE 0 8288 0 0 Guggenheim BulletShares 2014 Corporate Bd ETF Com 18383M571 113 5339 SH DFND 0 5339 0 0 Coach Inc Com 189754104 800 16100 SH DFND 0 16100 0 0 Coca-Cola Inc Com 191216100 4696 121480 SH SOLE 0 118580 0 2900 Coca-Cola Inc Com 191216100 390 10100 SH DFND 0 9700 0 400 ConocoPhillips Com 20825C104 1273 18092 SH SOLE 0 17189 0 903 ConocoPhillips Com 20825C104 275 3906 SH DFND 0 3906 0 0 Costco Wholesale Corp Com 22160K105 155 1386 SH SOLE 0 1386 0 0 Costco Wholesale Corp Com 22160K105 61 548 SH DFND 0 548 0 0 Walt Disney Co Com 254687106 592 7398 SH SOLE 0 6548 0 850 Dominion Resources Com 25746U109 32 456 SH SOLE 0 456 0 0 Dominion Resources Com 25746U109 209 2948 SH DFND 0 2948 0 0 Du Pont E I De Nemours & Co Com 263534109 776 11566 SH SOLE 0 10505 0 1061 Du Pont E I De Nemours & Co Com 263534109 212 3162 SH DFND 0 3162 0 0 Duke Energy Corp Com 26441C204 753 10577 SH SOLE 0 9689 0 888 Duke Energy Corp Com 26441C204 375 5272 SH DFND 0 5272 0 0 EMC Corp Com 268648102 211 7694 SH SOLE 0 7694 0 0 EMC Corp Com 268648102 41 1500 SH DFND 0 1500 0 0 Emerson Electric Co Com 291011104 310 4636 SH SOLE 0 3636 0 1000 Emerson Electric Co Com 291011104 444 6647 SH DFND 0 2147 0 4500 Entergy Corp Com 29364G103 167 2495 SH SOLE 0 2495 0 0 Entergy Corp Com 29364G103 47 700 SH DFND 0 700 0 0 Exelon Corp Com 30161N101 358 10665 SH SOLE 0 10665 0 0 Exelon Corp Com 30161N101 32 950 SH DFND 0 950 0 0 Exxon Mobil Corporation Com 30231G102 26751 273867 SH SOLE 0 260717 0 13150 Exxon Mobil Corporation Com 30231G102 11603 118787 SH DFND 0 94887 0 23900 Freeport McMoran C & G Cl B Com 35671D857 235 7110 SH SOLE 0 7110 0 0 Freeport McMoran C & G Cl B Com 35671D857 34 1040 SH DFND 0 1040 0 0 General Electric Co Com 369604103 2863 110578 SH SOLE 0 97589 0 12989 General Electric Co Com 369604103 2506 96784 SH DFND 0 84684 0 12100 General Growth Properties Inc Com 370023103 241 10961 SH DFND 0 10961 0 0 General Mills Inc Com 370334104 334 6451 SH SOLE 0 6451 0 0 Google Inc Com 38259P508 343 308 SH SOLE 0 173 0 135 Google Inc Com 38259P508 142 127 SH DFND 0 105 0 22 Hanesbrand Inc Com 410345102 147 1925 SH SOLE 0 0 0 1925 Hanesbrand Inc Com 410345102 94 1225 SH DFND 0 0 0 1225 Home Depot Inc Com 437076102 795 10047 SH SOLE 0 8422 0 1625 Home Depot Inc Com 437076102 155 1960 SH DFND 0 660 0 1300 Honeywell Intl Com 438516106 230 2478 SH SOLE 0 378 0 2100 Honeywell Intl Com 438516106 72 775 SH DFND 0 375 0 400 Intel Corp Com 458140100 847 32830 SH SOLE 0 30548 0 2282 Intel Corp Com 458140100 342 13242 SH DFND 0 11492 0 1750 International Business Machines Com 459200101 3153 16382 SH SOLE 0 16382 0 0 International Business Machines Com 459200101 693 3600 SH DFND 0 3600 0 0 Intuit Com 461202103 288 3700 SH SOLE 0 3700 0 0 iShares Select Dividend Com 464287168 1415 19294 SH SOLE 0 19294 0 0 iShares Select Dividend Com 464287168 69 944 SH DFND 0 944 0 0 iShares TIPS Bond Com 464287176 233 2080 SH SOLE 0 2080 0 0 iShares TIPS Bond Com 464287176 661 5900 SH DFND 0 5900 0 0 iShares Core S&P 500 Com 464287200 511 2716 SH SOLE 0 2716 0 0 iShares Core S&P 500 Com 464287200 86 456 SH DFND 0 456 0 0 iShares MSCI Emerging Markets Com 464287234 844 20578 SH SOLE 0 18578 0 2000 iShares MSCI EAFE Com 464287465 1072 15945 SH SOLE 0 10945 0 5000 iShares Core S&P Mid-Cap Com 464287507 1147 8340 SH SOLE 0 8340 0 0 iShares Core S&P Mid-Cap Com 464287507 77 559 SH DFND 0 559 0 0 iShares Russell 1000 Value Com 464287598 353 3659 SH SOLE 0 3659 0 0 iShares S&P Mid-Cap 400 Growth Com 464287606 749 4899 SH SOLE 0 4899 0 0 iShares Russell 1000 Growth Com 464287614 1241 14337 SH SOLE 0 14337 0 0 iShares Russell 1000 Com 464287622 312 2980 SH DFND 0 2980 0 0 iShares Russell 2000 Value Com 464287630 525 5208 SH SOLE 0 5208 0 0 iShares Russell 2000 Growth Com 464287648 596 4382 SH SOLE 0 4382 0 0 iShares S&P Mid-Cap 400 Value Com 464287705 815 6771 SH SOLE 0 6771 0 0 iShares US Preferred Stock Com 464288687 822 21071 SH SOLE 0 21071 0 0 iShares US Preferred Stock Com 464288687 62 1600 SH DFND 0 1600 0 0 iShares MSCI EAFE Value Com 464288877 281 4872 SH SOLE 0 4872 0 0 iShares MSCI EAFE Value Com 464288877 34 595 SH DFND 0 595 0 0 J P Morgan Chase & Co Com 46625H100 1393 22949 SH SOLE 0 19585 0 3364 J P Morgan Chase & Co Com 46625H100 326 5366 SH DFND 0 4666 0 700 Johnson & Johnson Com 478160104 3174 32317 SH SOLE 0 27914 0 4403 Johnson & Johnson Com 478160104 2162 22006 SH DFND 0 20956 0 1050 Kimberly-Clark Com 494368103 267 2426 SH SOLE 0 1674 0 752 Kimberly-Clark Com 494368103 165 1500 SH DFND 0 1500 0 0 Kohls Corp Com 500255104 271 4775 SH SOLE 0 4775 0 0 Kohls Corp Com 500255104 57 1000 SH DFND 0 1000 0 0 Kraft Foods Group Com 50076Q106 411 7320 SH SOLE 0 6330 0 990 Kraft Foods Group Com 50076Q106 78 1383 SH DFND 0 1383 0 0 Lilly Eli & Co Com 532457108 285 4835 SH SOLE 0 4835 0 0 Lilly Eli & Co Com 532457108 88 1500 SH DFND 0 1500 0 0 Lockheed Martin Com 539830109 283 1733 SH SOLE 0 1161 0 572 Lockheed Martin Com 539830109 329 2018 SH DFND 0 2018 0 0 Lowes Companies Com 548661107 372 7617 SH SOLE 0 7217 0 400 Lowes Companies Com 548661107 127 2600 SH DFND 0 1300 0 1300 MFS Multimarket Inc Tr Sbi Com 552737108 162 24852 SH SOLE 0 24852 0 0 Marathon Oil Corp Com 565849106 479 13478 SH SOLE 0 13478 0 0 Marathon Petroleum Corp Com 56585A102 462 5303 SH SOLE 0 5303 0 0 McDonald's Corp Com 580135101 666 6790 SH SOLE 0 6790 0 0 McDonald's Corp Com 580135101 434 4430 SH DFND 0 4430 0 0 Merck & Co Inc Com 58933Y105 1927 33938 SH SOLE 0 27779 0 6159 Merck & Co Inc Com 58933Y105 1616 28460 SH DFND 0 26576 0 1884 Metlife Com 59156R108 375 7095 SH SOLE 0 6231 0 864 Microsoft Corp Com 594918104 1111 27097 SH SOLE 0 27017 0 80 Microsoft Corp Com 594918104 325 7924 SH DFND 0 7924 0 0 Midnight Hldgs Group Inc Com 597880103 0 15000 SH SOLE 0 15000 0 0 Mondelez Intl Inc Com 609207105 799 23127 SH SOLE 0 21238 0 1889 Mondelez Intl Inc Com 609207105 149 4320 SH DFND 0 4320 0 0 National Fuel Gas Company Com 636180101 700 10000 SH SOLE 0 10000 0 0 National Fuel Gas Company Com 636180101 42 602 SH DFND 0 602 0 0 National Oilwell Varco Com 637071101 310 3982 SH SOLE 0 3182 0 800 National Oilwell Varco Com 637071101 171 2190 SH DFND 0 940 0 1250 ADR Nestle SA Sponsored Repstg Reg Sh Com 641069406 266 3525 SH SOLE 0 2175 0 1350 ADR Nestle SA Sponsored Repstg Reg Sh Com 641069406 143 1900 SH DFND 0 1900 0 0 Nextera Energy Com 65339F101 133 1389 SH SOLE 0 1389 0 0 Nextera Energy Com 65339F101 191 2000 SH DFND 0 2000 0 0 ADR Novartis AG Sponsored Com 66987V109 177 2086 SH SOLE 0 1195 0 891 ADR Novartis AG Sponsored Com 66987V109 85 1000 SH DFND 0 1000 0 0 Oracle Corp Com 68389X105 401 9804 SH SOLE 0 9804 0 0 Pepsico Inc Com 713448108 715 8563 SH SOLE 0 7864 0 699 Pepsico Inc Com 713448108 49 585 SH DFND 0 585 0 0 Pfizer Inc Com 717081103 1352 42083 SH SOLE 0 38091 0 3992 Pfizer Inc Com 717081103 498 15490 SH DFND 0 8748 0 6742 Philip Morris Intl Inc Com 718172109 2143 26174 SH SOLE 0 25057 0 1117 Philip Morris Intl Inc Com 718172109 273 3338 SH DFND 0 3338 0 0 Praxair Inc Com 74005P104 138 1050 SH SOLE 0 1050 0 0 Praxair Inc Com 74005P104 78 596 SH DFND 0 596 0 0 Procter & Gamble Com 742718109 3265 40504 SH SOLE 0 38554 0 1950 Procter & Gamble Com 742718109 12577 156043 SH DFND 0 154851 0 1192 Qualcomm Inc Com 747525103 260 3302 SH SOLE 0 1677 0 1625 Qualcomm Inc Com 747525103 127 1609 SH DFND 0 659 0 950 Raytheon Co Com 755111507 156 1577 SH SOLE 0 1577 0 0 Raytheon Co Com 755111507 158 1600 SH DFND 0 1600 0 0 ADR Royal Dutch Shell PLC Spon B Com 780259107 18 233 SH SOLE 0 233 0 0 ADR Royal Dutch Shell PLC Spon B Com 780259107 193 2477 SH DFND 0 2477 0 0 SPDR S&P 500 Com 78462F103 1016 5433 SH SOLE 0 3933 0 1500 SPDR S&P 500 Com 78462F103 112 600 SH DFND 0 600 0 0 SPDR S&P MidCap 400 Com 78467Y107 148 591 SH SOLE 0 591 0 0 SPDR S&P MidCap 400 Com 78467Y107 475 1894 SH DFND 0 1894 0 0 Schlumberger Ltd Com 806857108 4779 49012 SH SOLE 0 1562 0 47450 Schlumberger Ltd Com 806857108 839 8600 SH DFND 0 8600 0 0 ADR Siemens AG Com 826197501 1 5 SH SOLE 0 5 0 0 ADR Siemens AG Com 826197501 200 1480 SH DFND 0 1480 0 0 Southern Co Com 842587107 220 4998 SH SOLE 0 4998 0 0 Southern Co Com 842587107 130 2950 SH DFND 0 2950 0 0 Starz Inc Com 85571Q102 160 4950 SH SOLE 0 0 0 4950 Starz Inc Com 85571Q102 81 2500 SH DFND 0 0 0 2500 ADR Sumitomo Mitsui Finl Group Inc Com 86562M209 75 8650 SH SOLE 0 50 0 8600 ADR Sumitomo Mitsui Finl Group Inc Com 86562M209 117 13490 SH DFND 0 13490 0 0 Target Corp Com 87612E106 638 10539 SH SOLE 0 8404 0 2135 Target Corp Com 87612E106 168 2770 SH DFND 0 1790 0 980 Texas Instruments Com 882508104 147 3111 SH SOLE 0 3111 0 0 Texas Instruments Com 882508104 171 3635 SH DFND 0 3635 0 0 3M Company Com 88579Y101 887 6536 SH SOLE 0 5773 0 763 3M Company Com 88579Y101 1361 10030 SH DFND 0 9817 0 213 Tortoise MLP Fund Inc Com 89148B101 1426 53383 SH SOLE 0 53383 0 0 Tortoise MLP Fund Inc Com 89148B101 228 8520 SH DFND 0 8520 0 0 Union Pacific Corp Com 907818108 458 2439 SH SOLE 0 2439 0 0 Union Pacific Corp Com 907818108 144 770 SH DFND 0 770 0 0 United Parcel Svc Inc Com 911312106 510 5239 SH SOLE 0 4550 0 689 United Parcel Svc Inc Com 911312106 18 181 SH DFND 0 181 0 0 United Technologies Corp Com 913017109 606 5189 SH SOLE 0 5189 0 0 United Technologies Corp Com 913017109 83 711 SH DFND 0 711 0 0 UnitedHealth Group Inc Com 91324P102 208 2532 SH SOLE 0 2532 0 0 UnitedHealth Group Inc Com 91324P102 51 625 SH DFND 0 625 0 0 Vanguard FTSE Developed Markets Com 921943858 266 6456 SH SOLE 0 6456 0 0 Vanguard FTSE Developed Markets Com 921943858 35 858 SH DFND 0 858 0 0 Vanguard REIT Com 922908553 252 3572 SH SOLE 0 3572 0 0 Vanguard REIT Com 922908553 34 488 SH DFND 0 488 0 0 Vanguard US Total Stock Market Shares Index Com 922908769 11 109 SH SOLE 0 109 0 0 Vanguard US Total Stock Market Shares Index Com 922908769 961 9858 SH DFND 0 9858 0 0 Verizon Communications Com 92343V104 1591 33437 SH SOLE 0 31160 0 2277 Verizon Communications Com 92343V104 379 7966 SH DFND 0 7578 0 388 Vulcan Materials Co Com 929160109 359 5396 SH SOLE 0 5396 0 0 Wal-Mart Stores Com 931142103 5307 69439 SH SOLE 0 68439 0 1000 Wal-Mart Stores Com 931142103 478 6260 SH DFND 0 6260 0 0 Walgreen Co Com 931422109 313 4740 SH SOLE 0 4740 0 0 Walgreen Co Com 931422109 137 2075 SH DFND 0 2075 0 0 Wells Fargo & Company Com 949746101 368 7396 SH SOLE 0 6196 0 1200 Wells Fargo & Company Com 949746101 135 2712 SH DFND 0 1712 0 1000 The Williams Companies Inc Com 969457100 346 8516 SH SOLE 0 3113 0 5403 The Williams Companies Inc Com 969457100 257 6335 SH DFND 0 6335 0 0 WisdomTree Equity Income Com 97717W208 415 7334 SH SOLE 0 7334 0 0 WisdomTree Equity Income Com 97717W208 72 1269 SH DFND 0 1269 0 0 WisdomTree Mid Cap Dividend Com 97717W505 604 7839 SH SOLE 0 7839 0 0 WisdomTree Mid Cap Dividend Com 97717W505 65 842 SH DFND 0 842 0 0 WisdomTree Small Cap Dividend Com 97717W604 235 3446 SH SOLE 0 3446 0 0 Zweig Total Return Fd Inc Com 989837208 181 12906 SH SOLE 0 12906 0 0 Daimler Chrysler AG Ord Com D1668R123 224 2360 SH DFND 0 2360 0 0 Marubeni Corp Npv Com J39788138 71 10000 SH DFND 0 10000 0 0 Core Laboratories NV Com N22717107 1104 5565 SH SOLE 0 5565 0 0