0001080366-17-000004.txt : 20171005
0001080366-17-000004.hdr.sgml : 20171005
20171005152952
ACCESSION NUMBER: 0001080366-17-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171005
DATE AS OF CHANGE: 20171005
EFFECTIVENESS DATE: 20171005
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATAWBA CAPITAL MANAGEMENT /VA
CENTRAL INDEX KEY: 0001080366
IRS NUMBER: 541611464
STATE OF INCORPORATION: VA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04999
FILM NUMBER: 171124419
BUSINESS ADDRESS:
STREET 1: PO BOX 1180
STREET 2: 10 SOUTH JEFFERSON STREET, SUITE 1210
CITY: ROANOKE
STATE: VA
ZIP: 24006
BUSINESS PHONE: 5403421212
MAIL ADDRESS:
STREET 1: PO BOX 1180
STREET 2: 10 SOUTH JEFFERSON STREET, SUITE 1210
CITY: ROANOKE
STATE: VA
ZIP: 24011
13F-HR
1
primary_doc.xml
13F-HR
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0001080366
XXXXXXXX
09-30-2017
09-30-2017
CATAWBA CAPITAL MANAGEMENT /VA
PO BOX 1180
10 SOUTH JEFFERSON STREET, SUITE 1210
ROANOKE
VA
24011
13F HOLDINGS REPORT
028-04999
N
Amanda Crowgey Wells
Investment Officer
5403421212
Amanda Crowgey Wells
Roanoke
VA
10-05-2017
0
221
442550
false
INFORMATION TABLE
2
form13f3q2017.xml
FORM 13F AS OF 9/30/2017
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COM
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4774
22744
SH
SOLE
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0
0
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COM
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1306
16042
SH
SOLE
16042
0
0
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COM
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3298
84193
SH
SOLE
84193
0
0
Abbott Laboratories
COM
002824100
2229
41771
SH
SOLE
41771
0
0
Abbvie Inc Com
COM
00287Y109
3644
41003
SH
SOLE
41003
0
0
Airbus SE ADR
COM
009279100
209
8805
SH
SOLE
8805
0
0
Allstate Corp
COM
020002101
3917
42614
SH
SOLE
42614
0
0
Alphabet Inc Class A
COM
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7242
7437
SH
SOLE
7437
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0
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COM
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272
284
SH
SOLE
284
0
0
Altria Group Inc
COM
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461
7267
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SOLE
7267
0
0
Amazon.Com Inc Com
COM
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341
355
SH
SOLE
355
0
0
American Elec Pwr Co
COM
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16655
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SOLE
16655
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Amgen Inc
COM
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828
4442
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4442
0
0
Analog Devices Inc Com
COM
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510
5917
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5917
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COM
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31210
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31210
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141938
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COM
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Baxter Intl Inc
COM
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Becton Dickinson Co
COM
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COM
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COM
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1155
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1155
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COM
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369
3970
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COM
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378
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COM
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21136
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COM
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CA Inc Com
COM
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11740
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CVS Health Corp
COM
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119263
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119263
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Cadence Design Systems Inc
COM
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453
11465
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SOLE
11465
0
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Camden Property Trust Sh Ben I
COM
133131102
788
8620
SH
SOLE
8620
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Caterpillar Inc
COM
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492
3945
SH
SOLE
3945
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Celgene Corp
COM
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338
2320
SH
SOLE
2320
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Central Fd CDA Ltd Cl A
COM
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397
31367
SH
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31367
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CenturyLink Inc
COM
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306
16204
SH
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16204
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Chevron Corp
COM
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4781
40686
SH
SOLE
40686
0
0
Chubb Limited
COM
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3406
23892
SH
SOLE
23892
0
0
Cinemark Holdings Inc Com
COM
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505
13935
SH
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13935
0
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Cisco Sys Inc
COM
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5680
168885
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Clorox Co Del
COM
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567
4302
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SOLE
4302
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Coca Cola Co
COM
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14631
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Comcast Corp Cl A
COM
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35042
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35042
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Comerica Inc
COM
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236
3090
SH
SOLE
3090
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Cone Midstream Partners LP
COM
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564
35580
SH
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ConocoPhillips
COM
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1814
36249
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Consolidated Edison Hldg Co In
COM
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Cracker Barrel Old Country Sto
COM
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Cypress Semiconductor Corp
COM
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SH
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31140
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Danaher Corp
COM
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10273
SH
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10273
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Darden Restaurants
COM
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SH
SOLE
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Devon Energy Corp
COM
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Diageo P L C Spon ADR New
COM
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Digital Realty Tr Inc Com
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COM
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COM
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COM
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EQT Corporation Com
COM
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EQT Midstream Partners LP
COM
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SH
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Eaton Corp Com
COM
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600
7815
SH
SOLE
7815
0
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Elbit Systems LTD ORD
COM
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223
1515
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Eli Lilly & Co Com NPV
COM
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12173
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Emerson Electric Co
COM
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COM
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COM
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Facebook Inc Cl A
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FedEx Corporation Com
COM
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Federal Realty Invt Trust
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First Solar Inc Com
COM
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Generac Hldgs Inc Com
COM
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290
6320
SH
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6320
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General Dynamics Corp
COM
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General Electric Co
COM
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COM
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COM
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Honeywell Intl Inc
COM
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Huntington Bancshares Inc Com
COM
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212
15170
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IBM
COM
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32657
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32657
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COM
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COM
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Intel Corp
COM
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International Paper Co
COM
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COM
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Johnson Controls International
COM
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Kimberly Clark Corp
COM
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Kinder Morgan Inc Com
COM
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SH
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Kraft Heinz Co Com
COM
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SH
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L3 Technologies Inc
COM
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Laboratory Corp of America Hld
COM
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SH
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Lear Corp Com New
COM
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248
1435
SH
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1435
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Leidos Holdings Inc
COM
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Lockheed Martin Corp
COM
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Lowes Cos Inc
COM
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SH
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Lyondellbasell Industries Cl A
COM
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4790
SH
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MPLX LP
COM
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Magellan Midstream Partners Co
COM
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SH
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Mastercard Inc Cl A
COM
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SH
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45754
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Maxim Integrated Prods Inc
COM
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SH
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Maxlinear Inc Com
COM
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11360
SH
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11360
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McCormick & Co Inc Non-Voting
COM
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1950
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1950
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COM
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COM
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Medtronic PLC
COM
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Merck & Co Inc New Com
COM
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59103
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Meridian Bioscience Inc
COM
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161
11265
SH
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11265
0
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Metlife Inc Com
COM
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273
5250
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5250
0
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Microchip Technology Inc Com
COM
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8595
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Microsoft Corp
COM
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Mid-America Apartment Comntys
COM
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1920
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1920
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National Bankshares Inc VA
COM
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5700
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National Oilwell Varco Inc
COM
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31586
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Netscout Systems Inc Com
COM
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Nike Inc Cl B
COM
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Norfolk Southern Corp
COM
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Novartis A G Sponsored ADR
COM
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31173
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31173
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Nucor Corp Com
COM
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Nustar Energy LP Unit Com
COM
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Nvidia Corp
COM
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2200
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2200
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Oneok Inc
COM
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Oracle Corp Com
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PNC Finl Svcs Group
COM
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COM
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Pentair PLC Shs
COM
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PepsiCo Inc
COM
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COM
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17501
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Pfizer Inc
COM
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Philip Morris Intl Inc Com
COM
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13397
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24170
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1616
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COM
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4493
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4493
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RGC Resources Inc Com
COM
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12033
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12033
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Raytheon Co Com New
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7491
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Realty Income Corp Com
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SPDR Gold Trust
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Southern Co
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Target Corp Com
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23258
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0
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Textron Inc Com
COM
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4610
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COM
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2602
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2602
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11220
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295
4648
SH
SOLE
4648
0
0
Ventas Inc
COM
92276f100
235
3614
SH
SOLE
3614
0
0
Verisign Inc
COM
92343e102
302
2841
SH
SOLE
2841
0
0
Verizon Communications
COM
92343V104
4718
95334
SH
SOLE
95334
0
0
Visa Inc Com Cl A
COM
92826c839
2135
20290
SH
SOLE
20290
0
0
Vulcan Materials Co
COM
929160109
813
6795
SH
SOLE
6795
0
0
Wal-Mart Stores Inc Com
COM
931142103
237
3037
SH
SOLE
3037
0
0
Walt Disney Co
COM
254687106
8276
83956
SH
SOLE
83956
0
0
Waste Management Inc
COM
94106l109
4016
51314
SH
SOLE
51314
0
0
Wells Fargo & Company Com
COM
949746101
5983
108483
SH
SOLE
108483
0
0
Welltower Inc
COM
95040q104
3219
45796
SH
SOLE
45796
0
0
Westar Energy Inc Com
COM
95709t100
337
6793
SH
SOLE
6793
0
0
Weyerhaeuser Co Com
COM
962166104
4907
144183
SH
SOLE
144183
0
0
Wheaton Precious Metal Com
COM
962879102
251
13160
SH
SOLE
13160
0
0
Williams Cos Inc
COM
969457100
210
6988
SH
SOLE
6988
0
0
Xilinx Inc
COM
983919101
239
3370
SH
SOLE
3370
0
0
Xylem Inc Com
COM
98419M100
2349
37508
SH
SOLE
37508
0
0
Zimmer Biomet Hldgs In Com
COM
98956P102
5098
43537
SH
SOLE
43537
0
0
iShares Silver Trust
COM
46428q109
454
28826
SH
SOLE
28826
0
0
Guggenheim S&P 500 Top 50 ETF
ETF
78355w205
451
2535
SH
SOLE
2535
0
0
PowerShares ETF Trust Div Achv
ETF
73935x732
285
11580
SH
SOLE
11580
0
0
S&P 500 Low Volatility Fund
ETF
73937b779
580
12658
SH
SOLE
12658
0
0
SPDR S&P 500 ETF Trust
ETF
78462F103
965
3842
SH
SOLE
3842
0
0
SPDR Series Trust S&P Biotech
ETF
78464a870
1267
14630
SH
SOLE
14630
0
0
Vanguard Index Fds REIT ETF
ETF
922908553
727
8745
SH
SOLE
8745
0
0
Vanguard Index Fds S&P 500 ETF
ETF
922908363
450
1949
SH
SOLE
1949
0
0
Vanguard Index Fds Stk Mrk ETF
ETF
922908769
1157
8933
SH
SOLE
8933
0
0
Vanguard Scottsdale Fd Vng Rus
ETF
92206c599
418
3610
SH
SOLE
3610
0
0
Vanguard Whitehall Fds High Di
ETF
921946406
211
2597
SH
SOLE
2597
0
0
iShares MSCI KLD 400 Social ET
ETF
464288570
296
3185
SH
SOLE
3185
0
0
iShares Select Dividend ETF
ETF
464287168
331
3535
SH
SOLE
3535
0
0
iShares TR Russell 2000 ETF
ETF
464287655
372
2511
SH
SOLE
2511
0
0
iShares TR Russell Midcap ETF
ETF
464287499
847
4295
SH
SOLE
4295
0
0
iShares Tr Russell 3000 ETF
ETF
464287689
1052
7049
SH
SOLE
7049
0
0