0001080201-11-000006.txt : 20111028 0001080201-11-000006.hdr.sgml : 20111028 20111028154140 ACCESSION NUMBER: 0001080201-11-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111028 DATE AS OF CHANGE: 20111028 EFFECTIVENESS DATE: 20111028 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VALICENTI ADVISORY SERVICES INC CENTRAL INDEX KEY: 0001080201 IRS NUMBER: 161268242 STATE OF INCORPORATION: NY FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05289 FILM NUMBER: 111165179 BUSINESS ADDRESS: STREET 1: 400 EAST WATER STREET CITY: ELMIRA STATE: NY ZIP: 14901 BUSINESS PHONE: 6077342665 MAIL ADDRESS: STREET 1: 400 EAST WATER STREET CITY: ELMIRA STATE: NY ZIP: 14901 3411 13F-HR 1 cover13f093011.txt 13-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: ___ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Valicenti Advisory Services, Inc. Address: 400 East Water Street Elmira, New York 14901 13F File Number: 28-7606 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jeffrey S. Naylor Title: Vice President Phone: 607-734-2665 Signature, Place, and Date of Signing: Elmira, NY --------------------------- ---------------- ----------------- Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 36 Form 13F Information Table Value Total: $91,610 (x$1000) FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AKAMAI TECHNOLOGIES INC COM 00971T101 1854 93250 SH SOLE 93250 ALTRIA GROUP INC COM 02209S103 1723 64270 SH SOLE 64270 AMAZON COM INC COM 023135106 5412 25030 SH SOLE 25030 APPLE INC COM 037833100 8667 22728 SH SOLE 22728 CATERPILLAR INC DEL COM 149123101 4658 63089 SH SOLE 63089 CHEVRON CORP COM 166764100 4318 46632 SH SOLE 46632 COCA-COLA CO COM 191216100 888 13141 SH SOLE 13141 CORNING INC COM 219350105 5664 458216 SH SOLE 458216 ELMIRA SAVINGS BANK COM 289660102 2532 162407 SH SOLE 162407 EMC CORP COM 268648102 3630 172950 SH SOLE 172950 EQUINIX INC COM 29444U502 1041 11720 SH SOLE 11720 EXXON MOBIL CORP COM 30231G102 1258 17326 SH SOLE 17326 GENERAL ELECTRIC CO COM 369604103 4371 287160 SH SOLE 287160 GOLDMAN SACHS GROUP INC COM 38141G104 2838 30020 SH SOLE 30020 INTEL CORP COM 458140100 1236 57928 SH SOLE 57928 INTL BUSINESS MACHINES COM 459200101 3889 22240 SH SOLE 22240 INTUITIVE SURGICAL COM 46120E602 6017 16517 SH SOLE 16517 JOHNSON & JOHNSON COM 478160104 217 3400 SH SOLE 3400 KRAFT FOODS INC COM 50075N104 598 17812 SH SOLE 17812 MCDERMOTT INTL INC COM 580037109 2789 259215 SH SOLE 259215 MEDTRONIC INC COM 585055106 2332 70151 SH SOLE 70151 MICRON TECHNOLOGY INC COM 595112103 1121 222350 SH SOLE 222350 PEPSICO INC COM 713448108 1042 16831 SH SOLE 16831 PHILIP MORRIS INTERNATIONAL IN COM 718172109 1707 27369 SH SOLE 27369 QUALCOMM INC COM 747525103 1038 21350 SH SOLE 21350 ROYAL DUTCH SHELL B ADR COM 780259107 742 11964 SH SOLE 11964 SCHLUMBERGER LTD COM 806857108 2702 45240 SH SOLE 45240 TARGET CORP COM 87612E106 337 6875 SH SOLE 6875 UNION PACIFIC CORP COM 907818108 1843 22567 SH SOLE 22567 UNITED TECHNOLOGIES COM 913017109 1686 23969 SH SOLE 23969 VALERO ENERGY CORP COM 91913Y100 1747 98236 SH SOLE 98236 VERIZON COMMUNICATIONS COM 92343V104 4353 118287 SH SOLE 118287 ISHARES MSCI AUSTRALIA INDEX F 464286103 1199 59750 SH SOLE 59750 ISHARES MSCI BRAZIL INDEX FUND 464286400 637 12255 SH SOLE 12255 ISHARES NASDAQ BIOTECH INDX 464287556 4708 50435 SH SOLE 50435 ISHARES TR COMEX GOLD 464285105 815 51475 SH SOLE 51475