General Counsel And Chief Compliance Officer

0001080171-14-000007.txt : 20140213 0001080171-14-000007.hdr.sgml : 20140213 20140213121440 ACCESSION NUMBER: 0001080171-14-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140213 DATE AS OF CHANGE: 20140213 EFFECTIVENESS DATE: 20140213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARISTEIA CAPITAL LLC CENTRAL INDEX KEY: 0001080171 IRS NUMBER: 133953132 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07622 FILM NUMBER: 14604226 BUSINESS ADDRESS: STREET 1: 136 MADISON AVE STREET 2: 3RD FL CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-842-8900 MAIL ADDRESS: STREET 1: 136 MADISON AVE STREET 2: 3RD FL CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: ARISTEIA ADVISORS LLC DATE OF NAME CHANGE: 19990226 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001080171 XXXXXXXX 12-31-2013 12-31-2013 ARISTEIA CAPITAL LLC

136 MADISON AVE 3RD FL NEW YORK NY 10016

13F HOLDINGS REPORT 028-07622 N Andrew B. David General Counsel And Chief Compliance Officer 212-842-8939 Andrew B. David New York NY 02-13-2014 0 71 1811817 false INFORMATION TABLE 2 13F_2013_Q4_v3.xml ACCURAY INC NOTE 3.500% 2/0 004397AC9 21303 12300000 PRN SOLE 0 12300000 0 0 ALBANY MOLECULAR RESH INC NOTE 2.250%11/1 012423AA7 8853 9500000 PRN SOLE 0 9500000 0 0 ALPHA NATURAL RESOURCES INC NOTE 4.875%12/1 02076XAF9 9160 8500000 PRN SOLE 0 8500000 0 0 AMERICAN RLTY CAP PPTYS INC NOTE 3.000% 8/0 02917TAA2 9031 9000000 PRN SOLE 0 9000000 0 0 AMERICAN RLTY CAP PPTYS INC NOTE 3.750%12/1 02917TAB0 3044 3000000 PRN SOLE 0 3000000 0 0 ATLANTICUS HLDGS CORP COM 04914Y102 1775 500000 SH SOLE 0 500000 0 0 BANCO BRADESCO S A SP ADR PFD NEW 059460303 38532 3075180 SH SOLE 0 3075180 0 0 CARDTRONICS INC COM 14161H108 3802 87510 SH SOLE 0 87510 0 0 CENVEO CORP NOTE 7.000% 5/1 15671BAJ0 16323 14608000 PRN SOLE 0 14608000 0 0 COBALT INTL ENERGY INC COM 19075F106 813 49400 SH SOLE 0 49400 0 0 COBALT INTL ENERGY INC NOTE 2.625%12/0 19075FAA4 15512 17500000 PRN SOLE 0 17500000 0 0 CORSICANTO LTD NOTE 3.500% 1/1 220480AC1 6365 8950000 PRN SOLE 0 8950000 0 0 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 948 19100 SH SOLE 0 19100 0 0 DENDREON CORP NOTE 2.875% 1/1 24823QAC1 39815 61848000 PRN SOLE 0 61848000 0 0 DYNEGY INC NEW DEL *W EXP 99/99/999 26817R116 66 48542 SH SOLE 0 48542 0 0 ENDEAVOUR INTL CORP COM NEW 29259G200 19316 3679288 SH SOLE 0 3679288 0 0 ENDOLOGIX INC NOTE 2.250%12/1 29266SAA4 3561 3500000 PRN SOLE 0 3500000 0 0 EXELIXIS INC NOTE 4.250% 8/1 30161QAC8 36454 29718000 PRN SOLE 0 29718000 0 0 FRONTLINE LTD SHS G3682E127 128 34271 SH SOLE 0 34271 0 0 GENCO SHIPPING & TRADING LTD NOTE 5.000% 8/1 36869MAA3 527 989000 PRN SOLE 0 989000 0 0 GENCO SHIPPING & TRADING LTD. SHS Y2685T107 127 50755 SH SOLE 0 50755 0 0 GENERAL MTRS CO *W EXP 07/10/201 37045V118 229381 7347244 SH SOLE 0 7347244 0 0 GENERAL MTRS CO *W EXP 07/10/201 37045V126 27031 1165371 SH SOLE 0 1165371 0 0 GEVO INC COM 374396109 118 82710 SH SOLE 0 82710 0 0 GEVO INC NOTE 7.500% 7/0 374396AA7 766 1010000 PRN SOLE 0 1010000 0 0 GT ADVANCED TECHNOLOGIES INC NOTE 3.000%10/0 36191UAA4 39946 29171000 PRN SOLE 0 29171000 0 0 GT ADVANCED TECHNOLOGIES INC NOTE 3.000%12/1 36191UAB2 5562 5500000 PRN SOLE 0 5500000 0 0 HARTFORD FINL SVCS GROUP INC *W EXP 06/26/201 416515120 223002 8100325 SH SOLE 0 8100325 0 0 HEALTH MGMT ASSOC INC NEW CL A 421933102 3288 251000 SH Put SOLE 0 251000 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 10021 535600 SH Put SOLE 0 535600 0 0 LAM RESEARCH CORP COM 512807108 6376 117100 SH SOLE 0 117100 0 0 LIBERTY MEDIA CORP DEB 3.750% 2/1 530715AL5 12225 20417000 PRN SOLE 0 20417000 0 0 LIBERTY MEDIA CORP DEB 4.000%11/1 530715AG6 12790 20650000 PRN SOLE 0 20650000 0 0 LINCOLN NATL CORP IND *W EXP 07/10/201 534187117 43392 1026790 SH SOLE 0 1026790 0 0 MAGNUM HUNTER RES CORP DEL COM 55973B102 87855 12018499 SH SOLE 0 12018499 0 0 MAGNUM HUNTER RES CORP DEL COM 55973B102 731 100000 SH Call SOLE 0 100000 0 0 MANNKIND CORP COM 56400P201 1287 247563 SH SOLE 0 247563 0 0 MANNKIND CORP NOTE 5.750% 8/1 56400PAC6 12986 12550000 PRN SOLE 0 12550000 0 0 MERRIMACK PHARMACEUTICALS IN COM 590328100 263 49400 SH Call SOLE 0 49400 0 0 MERRIMACK PHARMACEUTICALS IN NOTE 4.500% 7/1 590328AA8 15987 15250000 PRN SOLE 0 15250000 0 0 MICRON TECHNOLOGY INC COM 595112103 15055 692200 SH SOLE 0 692200 0 0 MICRON TECHNOLOGY INC NOTE 2.375% 5/0 595112AW3 206749 88996000 PRN SOLE 0 88996000 0 0 MICRON TECHNOLOGY INC NOTE 3.125% 5/0 595112AX1 69532 30359000 PRN SOLE 0 30359000 0 0 MIDSTATES PETE CO INC COM 59804T100 26390 3986348 SH SOLE 0 3986348 0 0 MOLYCORP INC DEL COM 608753109 597 106243 SH SOLE 0 106243 0 0 MOLYCORP INC DEL NOTE 5.500% 2/0 608753AH2 17371 18060000 PRN SOLE 0 18060000 0 0 MOLYCORP INC DEL NOTE 6.000% 9/0 608753AF6 29654 36709000 PRN SOLE 0 36709000 0 0 NAVISTAR INTL CORP NEW NOTE 3.000%10/1 63934EAL2 4115 4000000 PRN SOLE 0 4000000 0 0 NORTHSTAR RLTY FIN CORP COM 66704R100 12729 946357 SH SOLE 0 946357 0 0 NVIDIA CORP COM 67066G104 7151 446360 SH SOLE 0 446360 0 0 OMNICARE INC NOTE 3.500% 2/1 681904AQ1 61224 60360000 PRN SOLE 0 60360000 0 0 PEABODY ENERGY CORP COM 704549104 1611 82482 SH SOLE 0 82482 0 0 PRETIUM RES INC COM 74139C102 18680 3620119 SH SOLE 0 3620119 0 0 QUANTUM CORP NOTE 4.500%11/1 747906AJ4 3079 3000000 PRN SOLE 0 3000000 0 0 RAIT FINANCIAL TRUST NOTE 4.000%10/0 749227AB0 14588 14625000 PRN SOLE 0 14625000 0 0 SALESFORCE COM INC COM 79466L302 6661 120700 SH SOLE 0 120700 0 0 SANDISK CORP COM 80004C101 6398 90700 SH SOLE 0 90700 0 0 SCORPIO BULKERS INC SHS Y7546A106 32706 3254296 SH SOLE 0 3254296 0 0 SHIP FINANCE INTERNATIONAL L NOTE 3.250% 2/0 G81075AE6 26695 25500000 PRN SOLE 0 25500000 0 0 SINA CORP ORD G81477AA2 1196 14200 SH SOLE 0 14200 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 34265 500000 SH Put SOLE 0 500000 0 0 TELEPHONE & DATA SYS INC COM NEW 879433829 9103 353099 SH SOLE 0 353099 0 0 USEC INC NOTE 3.000%10/0 90333EAC2 4648 13875000 PRN SOLE 0 13875000 0 0 VERSO PAPER CORP COM 92531L108 1524 2436401 SH SOLE 0 2436401 0 0 VISTEON CORP COM NEW 92839U206 73358 895814 SH SOLE 0 895814 0 0 VITESSE SEMICONDUCTOR CORP DBCV 8.000% 6/1 928497AE6 5267 4961000 PRN SOLE 0 4961000 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 92332 2348805 SH SOLE 0 2348805 0 0 WINTRUST FINL CORP *W EXP 12/19/201 97650W157 3149 128805 SH SOLE 0 128805 0 0 YAHOO INC COM 984332106 9273 229300 SH SOLE 0 229300 0 0 YRC WORLDWIDE INC DEBT 6.000% 2/1 984249AA0 34182 34747000 PRN SOLE 0 34747000 0 0 ZIONS BANCORPORATION *W EXP 05/22/202 989701115 14071 2237039 SH SOLE 0 2237039 0 0