0001080171-13-000022.txt : 20130814 0001080171-13-000022.hdr.sgml : 20130814 20130814171948 ACCESSION NUMBER: 0001080171-13-000022 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130814 DATE AS OF CHANGE: 20130814 EFFECTIVENESS DATE: 20130814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARISTEIA CAPITAL LLC CENTRAL INDEX KEY: 0001080171 IRS NUMBER: 133953132 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07622 FILM NUMBER: 131037697 BUSINESS ADDRESS: STREET 1: 136 MADISON AVE STREET 2: 3RD FL CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-842-8900 MAIL ADDRESS: STREET 1: 136 MADISON AVE STREET 2: 3RD FL CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: ARISTEIA ADVISORS LLC DATE OF NAME CHANGE: 19990226 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001080171 XXXXXXXX 06-30-2013 06-30-2013 ARISTEIA CAPITAL LLC

136 MADISON AVE 3RD FL NEW YORK NY 10016

13F HOLDINGS REPORT 028-07622 N Andrew B. David (212) 842-8939 Andrew B. David NEW YORK NY 08-14-2013 0 54 1145967 false INFORMATION TABLE 2 13F_2013Q1_VA1.xml ACCURAY INC NOTE 3.500% 2/0 004397AC9 11033 8800000 PRN SOLE 8800000 0 0 ATLANTICUS HLDGS CORP COM 04914Y102 1790 500000 SH SOLE 500000 0 0 BANCO BRADESCO S A SP ADR PFD NEW 059460303 9458 727000 SH SOLE 727000 0 0 CEMEX SAB DE CV NOTE 3.250% 3/1 151290BB8 85306 70000000 PRN SOLE 70000000 0 0 CEMEX SAB DE CV NOTE 3.750% 3/1 151290BC6 32792 26500000 PRN SOLE 26500000 0 0 CENVEO CORP NOTE 7.000% 5/1 15671BAJ0 7305 8358000 PRN SOLE 8358000 0 0 COBALT INTL ENERGY INC COM 19075F106 1283 48300 SH SOLE 48300 0 0 DENDREON CORP NOTE 2.875% 1/1 24823QAC1 29547 39971000 PRN SOLE 39971000 0 0 DRYSHIPS INC. NOTE 5.000%12/0 262498AB4 6522 7300000 PRN SOLE 7300000 0 0 DYNEGY INC NEW DEL *W EXP 99/99/999 26817R116 1876 1013826 SH SOLE 1013826 0 0 ENCORE CAP GROUP INC NOTE 3.000%11/2 292554AC6 6195 5080000 PRN SOLE 5080000 0 0 ENDEAVOUR INTL CORP COM NEW 29259G200 10641 2771003 SH SOLE 2771003 0 0 ENDEAVOUR INTL CORP COM NEW 29259G200 275 71500 SH Call SOLE 71500 0 0 EXELIXIS INC NOTE 4.250% 8/1 30161QAC8 8099 8368000 PRN SOLE 8368000 0 0 FRONTLINE LTD SHS G3682E127 429 241086 SH SOLE 241086 0 0 GENERAL MTRS CO *W EXP 07/10/201 37045V126 46051 2816571 SH SOLE 2816571 0 0 GENERAL MTRS CO *W EXP 07/10/201 37045V118 90770 3782091 SH SOLE 3782091 0 0 GEVO INC NOTE 7.500% 7/0 374396AA7 2215 3250000 PRN SOLE 3250000 0 0 GLOBALSTAR INC NOTE 8.000% 4/0 378973AD3 12942 13139242 PRN SOLE 13139242 0 0 GT ADVANCED TECHNOLOGIES INC NOTE 3.000%10/0 36191UAA4 3120 3636000 PRN SOLE 3636000 0 0 HARTFORD FINL SVCS GROUP INC *W EXP 06/26/201 416515120 185841 8485900 SH SOLE 8485900 0 0 HEALTH CARE REIT INC NOTE 3.000%12/0 42217KAR7 15143 11494000 PRN SOLE 11494000 0 0 HOVNANIAN ENTERPRISES INC UNIT 99/99/9999 44248W208 3000 106700 SH SOLE 106700 0 0 INFINERA CORPORATION COM 45667G103 245 23000 SH SOLE 23000 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 10160 535600 SH Put SOLE 535600 0 0 LIBERTY MEDIA CORP DEB 4.000%11/1 530715AG6 10721 15650000 PRN SOLE 15650000 0 0 LINCOLN NATL CORP IND *W EXP 07/10/201 534187117 27672 1026790 SH SOLE 1026790 0 0 MAGNUM HUNTER RES CORP DEL COM 55973B102 15661 4290584 SH SOLE 4290584 0 0 MANNKIND CORP NOTE 5.750% 8/1 56400PAC6 21901 19500000 PRN SOLE 19500000 0 0 MICROCHIP TECHNOLOGY INC SDCV 2.125%12/1 595017AB0 1452 1000000 PRN SOLE 1000000 0 0 MOLYCORP INC DEL NOTE 6.000% 9/0 608753AF6 23948 30459000 PRN SOLE 30459000 0 0 MOLYCORP INC DEL NOTE 5.500% 2/0 608753AH2 11925 12000000 PRN SOLE 12000000 0 0 NAVISTAR INTL CORP NEW NOTE 3.000%10/1 63934EAL2 20423 21000000 PRN SOLE 21000000 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 8657 470488 SH SOLE 470488 0 0 OMNICARE INC NOTE 3.750%12/1 681904AN8 110813 59696000 PRN SOLE 59696000 0 0 PEABODY ENERGY CORP COM 704549104 1420 96982 SH SOLE 96982 0 0 RADIAN GROUP INC NOTE 2.250% 3/0 750236AN1 4860 3794000 PRN SOLE 3794000 0 0 RAIT FINANCIAL TRUST NOTE 7.000% 4/0 749227AA2 17073 13651000 PRN SOLE 13651000 0 0 SALESFORCE COM INC COM 79466L302 4757 124600 SH SOLE 124600 0 0 SANOFI RIGHT 12/31/2020 80105N113 13099 6894128 SH SOLE 6894128 0 0 SHIP FINANCE INTERNATIONAL L NOTE 3.250% 2/0 G81075AE6 20147 21000000 PRN SOLE 21000000 0 0 SOLARFUN POWER HOLDINGS CO L NOTE 3.500% 1/1 83415UAB4 6398 7500000 PRN SOLE 7500000 0 0 SUNTRUST BKS INC *W EXP 11/14/201 867914111 479 149600 SH SOLE 149600 0 0 TELEPHONE & DATA SYS INC COM NEW 879433829 16619 674199 SH SOLE 674199 0 0 TESLA MTRS INC NOTE 1.500% 6/0 88160RAA9 21935 19500000 PRN SOLE 19500000 0 0 TRINITY INDS INC COM 896522109 3171 82500 SH SOLE 82500 0 0 USEC INC NOTE 3.000%10/0 90333EAC2 2494 11875000 PRN SOLE 11875000 0 0 VERSO PAPER CORP COM 92531L108 2467 2145511 SH SOLE 2145511 0 0 VISTEON CORP COM NEW 92839U206 33492 530607 SH SOLE 530607 0 0 VITESSE SEMICONDUCTOR CORP DBCV 8.000% 6/1 928497AE6 5241 4961000 PRN SOLE 4961000 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 21875 761000 SH SOLE 761000 0 0 WINTRUST FINANCIAL CORP *W EXP 12/19/201 97650W157 2340 128805 SH SOLE 128805 0 0 ZIONS BANCORPORATION *W EXP 05/22/202 989701115 13585 2322303 SH SOLE 2322303 0 0 ZOETIS INC CL A 98978V103 119304 3862212 SH SOLE 3862212 0 0