0001080171-15-000004.txt : 20150213
0001080171-15-000004.hdr.sgml : 20150213
20150213093343
ACCESSION NUMBER: 0001080171-15-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150213
DATE AS OF CHANGE: 20150213
EFFECTIVENESS DATE: 20150213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ARISTEIA CAPITAL LLC
CENTRAL INDEX KEY: 0001080171
IRS NUMBER: 133953132
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-07622
FILM NUMBER: 15609397
BUSINESS ADDRESS:
STREET 1: 136 MADISON AVE
STREET 2: 3RD FL
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 212-842-8900
MAIL ADDRESS:
STREET 1: 136 MADISON AVE
STREET 2: 3RD FL
CITY: NEW YORK
STATE: NY
ZIP: 10016
FORMER COMPANY:
FORMER CONFORMED NAME: ARISTEIA ADVISORS LLC
DATE OF NAME CHANGE: 19990226
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001080171
XXXXXXXX
12-31-2014
12-31-2014
ARISTEIA CAPITAL LLC
136 MADISON AVE
3RD FL
NEW YORK
NY
10016
13F HOLDINGS REPORT
028-07622
N
Andrew B. David
General Counsel and Chief Compliance Officer
212-842-8939
Andrew B. David
New York
NY
02-13-2015
0
64
1853685
false
INFORMATION TABLE
2
13F_2014_Q4.xml
ACCURAY INC
DEBT 3.500% 2/0
004397AF2
14910
9800000
PRN
SOLE
0
9800000
0
0
ALLY FINL INC
COM
02005N100
138938
5882212
SH
SOLE
0
5882212
0
0
ATLANTICUS HLDGS CORP
COM
04914Y102
1178
500000
SH
SOLE
0
500000
0
0
AVID TECHNOLOGY INC
COM
05367P100
20316
1429709
SH
SOLE
0
1429709
0
0
B2GOLD CORP
NOTE 3.250%10/0
11777QAB6
13144
15000000
PRN
SOLE
0
15000000
0
0
CENVEO CORP
NOTE 7.000% 5/1
15671BAJ0
9786
10608000
PRN
SOLE
0
10608000
0
0
CITRIX SYS INC
COM
177376100
3209
50300
SH
SOLE
0
50300
0
0
COBALT INTL ENERGY INC
NOTE 2.625%12/0
19075FAA4
39462
63584000
PRN
SOLE
0
63584000
0
0
COBALT INTL ENERGY INC
NOTE 3.125% 5/1
19075FAB2
45417
67150000
PRN
SOLE
0
67150000
0
0
COMCAST CORP NEW
CL A
20030N101
208292
3590622
SH
SOLE
0
3590622
0
0
CORSICANTO LTD
NOTE 3.500% 1/1
220480AB3
15508
24378000
PRN
SOLE
0
24378000
0
0
CUBIST PHARMACEUTICALS INC
RIGHT 99/99/9999
229678123
174
4360334
SH
SOLE
0
4360334
0
0
DEVELOPERS DIVERSIFIED RLTY
NOTE 1.750%11/1
251591AX1
4953
4000000
PRN
SOLE
0
4000000
0
0
DHT HOLDINGS INC
SHS NEW
Y2065G121
37133
5079804
SH
SOLE
0
5079804
0
0
E M C CORP MASS
COM
268648102
209028
7028528
SH
SOLE
0
7028528
0
0
ENCORE CAP GROUP INC
NOTE 3.000%11/2
292554AD4
14919
10080000
PRN
SOLE
0
10080000
0
0
EXELIXIS INC
NOTE 4.250% 8/1
30161QAC8
28690
51018000
PRN
SOLE
0
51018000
0
0
FRONTLINE LTD
SHS
G3682E127
8952
3566426
SH
SOLE
0
3566426
0
0
HERBALIFE LTD
COM USD SHS
G4412G101
3046
80787
SH
SOLE
0
80787
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
205878
1721100
SH
Put
SOLE
0
1721100
0
0
LIBERTY BROADBAND CORP
COM SER A
530307107
31463
628135
SH
SOLE
0
628135
0
0
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
304
6292
SH
SOLE
0
6292
0
0
LIBERTY MEDIA CORP
DEB 3.750% 2/1
530715AL5
18236
28917000
PRN
SOLE
0
28917000
0
0
LIBERTY MEDIA CORP
DEB 4.000%11/1
530715AG6
21206
33134000
PRN
SOLE
0
33134000
0
0
LIBERTY MEDIA CORP DELAWARE
CL A
531229102
31647
897271
SH
SOLE
0
897271
0
0
MAGNUM HUNTER RES CORP DEL
COM
55973B102
38646
12307562
SH
SOLE
0
12307562
0
0
MAGNUM HUNTER RES CORP DEL
COM
55973B102
314
100000
SH
Call
SOLE
0
100000
0
0
MANNKIND CORP
COM
56400P201
4393
842300
SH
SOLE
0
842300
0
0
MANNKIND CORP
NOTE 5.750% 8/1
56400PAC6
4188
3930000
PRN
SOLE
0
3930000
0
0
MERRIMACK PHARMACEUTICALS IN
NOTE 4.500% 7/1
590328AA8
22592
11932000
PRN
SOLE
0
11932000
0
0
MICRON TECHNOLOGY INC
COM
595112103
8965
256062
SH
SOLE
0
256062
0
0
MICRON TECHNOLOGY INC
NOTE 2.375% 5/0
595112AW3
76870
21096000
PRN
SOLE
0
21096000
0
0
MICRON TECHNOLOGY INC
NOTE 3.125% 5/0
595112AX1
19115
5359000
PRN
SOLE
0
5359000
0
0
MIDSTATES PETE CO INC
COM
59804T100
7161
4742158
SH
SOLE
0
4742158
0
0
MOLYCORP INC DEL
COM
608753109
3742
4249009
SH
SOLE
0
4249009
0
0
MOLYCORP INC DEL
NOTE 5.500% 2/0
608753AH2
2127
7060000
PRN
SOLE
0
7060000
0
0
MOLYCORP INC DEL
NOTE 6.000% 9/0
608753AF6
2343
7818000
PRN
SOLE
0
7818000
0
0
NETSCOUT SYS INC
COM
64115T104
146160
4000000
SH
SOLE
0
4000000
0
0
PRETIUM RES INC
COM
74139C102
39830
6879023
SH
SOLE
0
6879023
0
0
PRICELINE GRP INC
COM NEW
741503403
5918
5190
SH
SOLE
0
5190
0
0
QUANTUM CORP
NOTE 4.500%11/1
747906AJ4
6852
5500000
PRN
SOLE
0
5500000
0
0
RAIT FINANCIAL TRUST
NOTE 4.000%10/0
749227AB0
8633
9625000
PRN
SOLE
0
9625000
0
0
RENEWABLE ENERGY GROUP INC
MTNF 2.750% 6/1
75972AAA1
5404
5600000
PRN
SOLE
0
5600000
0
0
SALESFORCE COM INC
COM
79466L302
1691
28504
SH
SOLE
0
28504
0
0
SANDISK CORP
NOTE 0.500%10/1
80004CAF8
18070
15000000
PRN
SOLE
0
15000000
0
0
SCORPIO BULKERS INC
SHS
Y7546A106
16773
8514000
SH
SOLE
0
8514000
0
0
SHIP FINANCE INTERNATIONAL L
NOTE 3.250% 2/0
G81075AE6
11525
12000000
PRN
SOLE
0
12000000
0
0
SHIP FINANCE INTERNATIONAL L
SHS
G81075106
141
10000
SH
SOLE
0
10000
0
0
SOLAZYME INC
NOTE 6.000% 2/0
83415TAB7
4815
8034000
PRN
SOLE
0
8034000
0
0
SPDR SERIES TRUST
S&P OILGAS EXP
78464A730
7658
160000
SH
Put
SOLE
0
160000
0
0
SPIRIT RLTY CAP INC NEW
NOTE 2.875% 5/1
84860WAA0
19016
19500000
PRN
SOLE
0
19500000
0
0
STARWOOD PPTY TR INC
NOTE 3.750%10/1
85571BAC9
14251
14000000
PRN
SOLE
0
14000000
0
0
STARWOOD PPTY TR INC
NOTE 4.000% 1/1
85571BAB1
10242
9250000
PRN
SOLE
0
9250000
0
0
SUNPOWER CORP
COM
867652406
3314
128285
SH
SOLE
0
128285
0
0
TEEKAY TANKERS LTD
SHS
Y8565N102
988
195180
SH
SOLE
0
195180
0
0
TESARO INC
NOTE 3.000%10/0
881569AA5
18810
15000000
PRN
SOLE
0
15000000
0
0
TESLA MTRS INC
NOTE 1.500% 6/0
88160RAA9
8340
4500000
PRN
SOLE
0
4500000
0
0
TRIBUNE MEDIA CO
CL A
896047503
27362
457795
SH
SOLE
0
457795
0
0
UNITED ONLINE INC
COM NEW
911268209
8728
599837
SH
SOLE
0
599837
0
0
UNITED STATES OIL FUND LP
UNITS
91232N108
41312
2029100
SH
Put
SOLE
0
2029100
0
0
VERSO PAPER CORP
COM
92531L108
5402
1574885
SH
SOLE
0
1574885
0
0
VISTEON CORP
COM NEW
92839U206
94323
882674
SH
SOLE
0
882674
0
0
WINTRUST FINL CORP
*W EXP 12/19/201
97650W157
3156
128805
SH
SOLE
0
128805
0
0
ZIONS BANCORPORATION
*W EXP 05/22/202
989701115
8726
2154594
SH
SOLE
0
2154594
0
0