0000909012-12-000099.txt : 20120210 0000909012-12-000099.hdr.sgml : 20120210 20120210155556 ACCESSION NUMBER: 0000909012-12-000099 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120210 DATE AS OF CHANGE: 20120210 EFFECTIVENESS DATE: 20120210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIDGECREST INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001080134 IRS NUMBER: 134010784 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04503 FILM NUMBER: 12592779 BUSINESS ADDRESS: STREET 1: 600 THIRD AVE STREET 2: 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 2129846266 MAIL ADDRESS: STREET 1: 600 THIRD AVE STREET 2: 17TH FL CITY: NEW YORK STATE: NY ZIP: 10016 13F-HR 1 t306691.txt RIDGE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F -HR Form 13F COVER PAGE Report for the Calendar Year of Quarter Ended: December 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ridgecrest Investment Management, LLC Address: 767 Third Avenue, 20th Floor New York, NY 10017 Form 13F File Number: 28-04503 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Sanford B. Prater Title: Managing Partner Phone: 646-827-2688 Signature, Place, and Date of Signing: /s/ Sanford B. Prater New York, New York February 9, 2012 [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 89 -------------- Form 13F Information Table Value Total: $63,255 --------------- (thousands) List of Other Included Managers: None
VOTING TITLE OF VALUE SHARE SHARE/ PUT/ INVESTMENT OTHER AUTHORITY NAME OF ISSUER CLASS CUSIP X 1000 AMOUNT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------------------------- ACME PACKET COMMON STOCK 004764106 309 10,000 SH SOLE 10,000 0 0 ------------------------------------------------- AFFYMAX INC COM COMMON STOCK 00826A109 66 10,000 SH SOLE 10,000 0 0 ------------------------------------------------- ALLEGHENY TECHNOLOGI ES INC CO COMMON STOCK 01741R102 478 10,000 SH SOLE 10,000 0 0 ------------------------------------------------- ALLOT COMMUNICATIONS LTD SHS COMMON STOCK M0854Q105 228 15,000 SH SOLE 15,000 0 0 ------------------------------------------------- ALLSCRIPTS HEALTHCARE SOLUTION COMMON STOCK 01988P108 947 50,000 SH SOLE 50,000 0 0 ------------------------------------------------- AMARIN CORPORATION P LC ADR ADRS STOCKS 023111206 375 50,000 SH SOLE 50,000 0 0 ------------------------------------------------- AMERICAN EAGLE OUTFI TTERS INC COMMON STOCK 02553E106 765 50,000 SH SOLE 50,000 0 0 ------------------------------------------------- ANADIGICS INC COM STK COMMON STOCK 032515108 110 50,000 SH SOLE 50,000 0 0 ------------------------------------------------- ARCH COAL INC COM STK COMMON STOCK 039380100 145 10,000 SH SOLE 10,000 0 0 ------------------------------------------------- ARTHROCARE CORP COM COMMON STOCK 043136100 475 15,000 SH SOLE 15,000 0 0 ------------------------------------------------- BODY CENTRAL CORP COMMON STOCK 09689U102 250 10,000 SH SOLE 10,000 0 0 ------------------------------------------------- C&J ENERGY SERVICES INC COMMON STOCK 12467B304 837 40,000 SH SOLE 40,000 0 0 ------------------------------------------------- CABOT CORP COM STK COMMON STOCK 127055101 482 15,000 SH SOLE 15,000 0 0 ------------------------------------------------- CELADON GROUP INC COM STK COMMON STOCK 150838100 295 25,000 SH SOLE 25,000 0 0 ------------------------------------------------- ------------------------------------------------- CF INDS HLDGS INC COM STK COMMON STOCK 125269100 1,450 10,000 SH SOLE 10,000 0 0 ------------------------------------------------- CHENIERE ENERGY INC COM STK COMMON STOCK 16411R208 720 82,840 SH SOLE 82,840 0 0 ------------------------------------------------- COLLECTIVE BRANDS INC COM STK COMMON STOCK 19421W100 647 45,000 SH SOLE 45,000 0 0 ------------------------------------------------- COMMERCIAL METALS CO COM STK COMMON STOCK 201723103 968 70,000 SH SOLE 70,000 0 0 ------------------------------------------------- CONSTELLATION BRANDS INC CL A COMMON STOCK 21036P108 413 20,000 SH SOLE 20,000 0 0 ------------------------------------------------- COOPER INDUSTRIES LT D COM STK COMMON STOCK G24140108 812 15,000 SH SOLE 15,000 0 0 ------------------------------------------------- CORN PRODS INTL INC COM STK COMMON STOCK 219023108 526 10,000 SH SOLE 10,000 0 0 ------------------------------------------------- CRANE CO COM STK COMMON STOCK 224399105 467 10,000 SH SOLE 10,000 0 0 ------------------------------------------------- CSX CORP COM COMMON STOCK 126408103 527 25,000 SH SOLE 25,000 0 0 ------------------------------------------------- DELPHI AUTOMOTIVE PLC COMMON STOCK G27823106 539 25,000 SH SOLE 25,000 0 0 ------------------------------------------------- EATON CORP COM STK COMMON STOCK 278058102 871 20,000 SH SOLE 20,000 0 0 ------------------------------------------------- EBAY INC COM STK COMMON STOCK 278642103 455 14,998 SH SOLE 14,998 0 0 ------------------------------------------------- EMC CORP MASS COM STK COMMON STOCK 268648102 1,077 50,000 SH SOLE 50,000 0 0 ------------------------------------------------- ENERGY XXI BERMUDA L TD COM ST COMMON STOCK G10082140 638 20,000 SH SOLE 20,000 0 0 ------------------------------------------------- ENSCO INTL INC ADR ADRS STOCKS 29358Q109 587 12,500 SH SOLE 12,500 0 0 ------------------------------------------------- ENTROPIC COMMUNICATI ONS INC C COMMON STOCK 29384R105 256 50,000 SH SOLE 50,000 0 0 ------------------------------------------------- FIRST SOLAR INC COMMON STOCK 336433107 253 7,500 SH SOLE 7,500 0 0 ------------------------------------------------- FORTUNE BRANDS HOME & SECURITY COMMON STOCK 34964C106 766 45,000 SH SOLE 45,000 0 0 ------------------------------------------------- FTI CONSULTING INC COM STK COMMON STOCK 302941109 1,061 25,000 SH SOLE 25,000 0 0 ------------------------------------------------- FUSHI COPPERWELD COM STK COMMON STOCK 36113E107 226 30,000 SH SOLE 30,000 0 0 ------------------------------------------------- GANNETT CO INC COM STK COMMON STOCK 364730101 535 40,000 SH SOLE 40,000 0 0 ------------------------------------------------- GENERAL ELECTRIC CO COM STK COMMON STOCK 369604103 1,254 70,000 SH SOLE 70,000 0 0 ------------------------------------------------- GENON ENERGY INC COM STK COMMON STOCK 37244E107 131 50,000 SH SOLE 50,000 0 0 ------------------------------------------------- GREAT LAKES DREDGE & DOCK CORP COMMON STOCK 390607109 334 60,000 SH SOLE 60,000 0 0 ------------------------------------------------- HOME DEPOT INC COM STK COMMON STOCK 437076102 1,051 25,000 SH SOLE 25,000 0 0 ------------------------------------------------- HUBBELL INC CL B COM STK COMMON STOCK 443510201 669 10,000 SH SOLE 10,000 0 0 ------------------------------------------------- INTERNATIONAL PAPER CO COM STK COMMON STOCK 460146103 1,480 50,000 SH SOLE 50,000 0 0 ------------------------------------------------- JACK IN THE BOX COM STK COMMON STOCK 466367109 523 25,000 SH SOLE 25,000 0 0 ------------------------------------------------- JOHNSON CTLS INC COM COMMON STOCK 478366107 313 10,000 SH SOLE 10,000 0 0 ------------------------------------------------- KBR INC COMMON STOCK 48242W106 975 35,000 SH SOLE 35,000 0 0 ------------------------------------------------- KEYCORP NY COM STK COMMON STOCK 493267108 96 12,500 SH SOLE 12,500 0 0 ------------------------------------------------- LOWES COS INC COM STK COMMON STOCK 548661107 1,269 50,000 SH SOLE 50,000 0 0 ------------------------------------------------- MANITOWOC INC COM STK COMMON STOCK 563571108 184 20,000 SH SOLE 20,000 0 0 ------------------------------------------------- MASTEC INC COM STK COMMON STOCK 576323109 1,129 65,000 SH SOLE 65,000 0 0 ------------------------------------------------- MERCK & CO COMMON STOCK 58933Y105 1,320 35,000 SH SOLE 35,000 0 0 ------------------------------------------------- METLIFE INC COM STK COMMON STOCK 59156R108 312 10,000 SH SOLE 10,000 0 0 ------------------------------------------------- MKS INSTRS INC COM STK COMMON STOCK 55306N104 417 15,000 SH SOLE 15,000 0 0 ------------------------------------------------- NETSPEND HOLDINGS IN C COMMON STOCK 64118V106 649 80,000 SH SOLE 80,000 0 0 ------------------------------------------------- NEWELL RUBBERMAID IN C MEDIUM COMMON STOCK 651229106 969 60,000 SH SOLE 60,000 0 0 ------------------------------------------------- NIKE INC CL B COM ST K COMMON STOCK 654106103 964 10,000 SH SOLE 10,000 0 0 ------------------------------------------------- NUANCE COMMUNICATION S INC COM COMMON STOCK 67020Y100 566 22,500 SH SOLE 22,500 0 0 ------------------------------------------------- OSHKOSH CORP COM STK COMMON STOCK 688239201 428 20,000 SH SOLE 20,000 0 0 ------------------------------------------------- OWENS CORNING INC COMMON STOCK 690742101 790 27,500 SH SOLE 27,500 0 0 ------------------------------------------------- PACIFIC DRILLING COMMON STOCK L7257P106 279 30,000 SH SOLE 30,000 0 0 ------------------------------------------------- PFIZER INC COM COMMON STOCK 717081103 1,407 65,000 SH SOLE 65,000 0 0 ------------------------------------------------- PHOENIX COMPANIES IN C COM STK COMMON STOCK 71902E109 168 100,000 SH SOLE 100,000 0 0 ------------------------------------------------- PIONEER NATURAL RESO URCES COM COMMON STOCK 723787107 895 10,000 SH SOLE 10,000 0 0 ------------------------------------------------- PLAINS EXPLORATION & PRODUCTI COMMON STOCK 726505100 918 25,000 SH SOLE 25,000 0 0 ------------------------------------------------- PROSHARES QQQ ULTRAS HORT US ETF'S - US TR 74347X237 451 10,000 SH SOLE 10,000 0 0 ------------------------------------------------- PROSHARES TR ULTRASH TSP500 US ETF'S - US TR 74347R883 677 35,100 SH SOLE 35,100 0 0 ------------------------------------------------- PROSHARES ULTRASHORT BASIC M US ETF'S - US TR 74347X617 373 20,000 SH SOLE 20,000 0 0 ------------------------------------------------- PS ULTRSHRT EURO US ETF'S - US TR 74347W882 916 45,000 SH SOLE 45,000 0 0 ------------------------------------------------- QUALCOMM INC COM STK COMMON STOCK 747525103 547 10,000 SH SOLE 10,000 0 0 ------------------------------------------------- QUALITY DISTRIB COMMON STOCK 74756M102 759 67,500 SH SOLE 67,500 0 0 ------------------------------------------------- REGAL-BELOIT CORP COM STK COMMON STOCK 758750103 255 5,000 SH SOLE 5,000 0 0 ------------------------------------------------- RSC HOLDINGS INC COMMON STOCK 74972L102 740 40,000 SH SOLE 40,000 0 0 ------------------------------------------------- RYDER SYSTEM INC COM STK COMMON STOCK 783549108 1,461 27,500 SH SOLE 27,500 0 0 ------------------------------------------------- SALESFORCE COM INC COM STK COMMON STOCK 79466L302 203 2,000 SH SOLE 2,000 0 0 ------------------------------------------------- SANDISK CORP COM STK COMMON STOCK 80004C101 984 20,000 SH SOLE 20,000 0 0 ------------------------------------------------- SEQUENOM INC COMMON STOCK 817337405 134 30,000 SH SOLE 30,000 0 0 ------------------------------------------------- SIRIUS XM RADIO INC COM STK COMMON STOCK 82967N108 364 200,000 SH SOLE 200,000 0 0 ------------------------------------------------- SM ENERGY CO COMMON STOCK 78454L100 1,097 15,000 SH SOLE 15,000 0 0 ------------------------------------------------- SPDR S&P 500 ETF TRUST US ETF'S - US TR 78462F103 6,275 50,000 SH SOLE 50,000 0 0 ------------------------------------------------- SPIRIT AEROSYSTEMS HLDGS INC C COMMON STOCK 848574109 1,039 50,000 SH SOLE 50,000 0 0 ------------------------------------------------- STEEL DYNAMICS INC COM STK COMMON STOCK 858119100 592 45,000 SH SOLE 45,000 0 0 ------------------------------------------------- SYMANTEC CORP COM STK COMMON STOCK 871503108 626 40,000 SH SOLE 40,000 0 0 ------------------------------------------------- SYNCHRONOSS TECHNOLO GIES INC COMMON STOCK 87157B103 604 20,000 SH SOLE 20,000 0 0 ------------------------------------------------- TARGET CORP COM STK COMMON STOCK 87612E106 1,281 25,000 SH SOLE 25,000 0 0 ------------------------------------------------- TE CONNECTIVITY LTD. SCHAFFH COMMON STOCK H84989104 308 10,000 SH SOLE 10,000 0 0 ------------------------------------------------- TIMKEN CO COM STK COMMON STOCK 887389104 581 15,000 SH SOLE 15,000 0 0 ------------------------------------------------- TYCO INTERNATIONAL LTD COMMON STOCK H89128104 934 20,000 SH SOLE 20,000 0 0 ------------------------------------------------- ULTRAPETROL REGS SR UNS EUROBO CONVRT BONDS P94398AC1 179 250,000 SH SOLE 250,000 0 0 ------------------------------------------------- UNITED RENTALS INC COM STK COMMON STOCK 911363109 1,182 40,000 SH SOLE 40,000 0 0 ------------------------------------------------- VODAFONE GROUP PLC SP ADR ADRS STOCKS 92857W209 981 35,000 SH SOLE 35,000 0 0 ------------------------------------------------- WESTPORT INNOVATIONS INC COM COMMON STOCK 960908309 666 20,050 SH SOLE 20,050 0 0 ------------------------------------------------- $63,255