-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GB1yuDfFmlLvrmPn6tRYhUSP+f7mMFyw5dSFVHdKBpMM/c14RjK7H2NORfZlOqZl 4AzNq1RuF68/7IYVwunbKw== 0000909012-10-000531.txt : 20101112 0000909012-10-000531.hdr.sgml : 20101111 20101112160446 ACCESSION NUMBER: 0000909012-10-000531 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101112 DATE AS OF CHANGE: 20101112 EFFECTIVENESS DATE: 20101112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIDGECREST INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001080134 IRS NUMBER: 134010784 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04503 FILM NUMBER: 101186514 BUSINESS ADDRESS: STREET 1: 600 THIRD AVE STREET 2: 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 2129846266 MAIL ADDRESS: STREET 1: 600 THIRD AVE STREET 2: 17TH FL CITY: NEW YORK STATE: NY ZIP: 10016 13F-HR 1 t306107.txt RIDGECREST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F -HR Form 13F COVER PAGE Report for the Calendar Year of Quarter Ended: September 30, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ridgecrest Investment Management, LLC Address: 767 Third Avenue, 20th Floor New York, NY 10017 Form 13F File Number: 28-04503 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Todd McElroy Title: Chief Financial Officer Phone: (646) 827-2698 Signature, Place, and Date of Signing: /s/ Todd McElroy New York, New York November 11, 2010 - ----------------- ------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 91 --------------- Form 13F Information Table Value Total: $68,188 --------------- (thousands) List of Other Included Managers: None
MKT VALUE SHS/ SH/ PUT/ INVESTMENT VOTING AUTHORITY ISSUER TYPE CUSIP (1,000'S) PRN AMT PRN CALL DISCRETION SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Agrium Inc COM 008916108 1,875 25,000 SH SOLE 25,000 Air Transport Services Group Inc COM 00922R105 244 40,000 SH SOLE 40,000 Alcatel-Lucent/France ADR 013904305 423 125,000 SH SOLE 125,000 American Commercial Lines Inc COM PAR $0.01 025195405 767 27,500 SH SOLE 27,500 American Express Co COM 025816109 1,261 30,000 SH SOLE 30,000 Anadigics Inc COM 032515108 305 50,000 SH SOLE 50,000 Arch Coal Inc COM 039380100 801 30,000 SH SOLE 30,000 Arthrocare Corp COM 043136100 883 32,500 SH SOLE 32,500 ArvinMeritor Inc COM 043353101 777 50,000 SH SOLE 50,000 Ashland Inc COM 044209104 1,000 20,500 SH SOLE 20,500 Brigham Exploration Co COM 109178103 656 35,000 SH SOLE 35,000 Broadridge Financial Solutions Inc COM 11133T103 686 30,000 SH SOLE 30,000 Buckeye Technologies Inc COM 118255108 1,177 80,000 SH SOLE 80,000 Celadon Group Inc COM 150838100 345 25,000 SH SOLE 25,000 Celanese Corp COM 150870103 482 15,000 SH SOLE 15,000 Clearwater Paper Corp COM 18538R103 456 6,000 SH SOLE 6,000 Cooper Industries PLC COM 216648402 1,223 25,000 SH SOLE 25,000 Cott Corp COM 22163N106 353 45,000 SH SOLE 45,000 Dana Holding Corp COM 235825205 493 40,000 SH SOLE 40,000 Discover Financial Services COM 254709108 1,168 70,000 SH SOLE 70,000 Eastman Chemical Co COM 277432100 1,480 20,000 SH SOLE 20,000 Eaton Corp COM 278058102 1,237 15,000 SH SOLE 15,000 Enterprise Products Partners LP COM 293792107 1,190 30,000 SH SOLE 30,000 Entropic Communications Inc COM 29384R105 576 60,000 SH SOLE 60,000 Exact Sciences Corp COM 30063P105 434 60,000 SH SOLE 60,000 First California Financial Group Inc COM 319395109 466 190,000 SH SOLE 190,000 Flowserve Corp COM 34354P105 1,094 10,000 SH SOLE 10,000 FMC Corp COM 302491303 1,539 22,500 SH SOLE 22,500 Furmanite Corp COM 361086101 293 60,000 SH SOLE 60,000 General Electric Co COM 369604103 1,625 100,000 SH SOLE 100,000 Globe Specialty Metals Inc COM 37954N206 702 50,000 SH SOLE 50,000 WR Grace & Co COM 38388F108 978 35,000 SH SOLE 35,000 Greenbrier Cos Inc COM 393657101 702 45,000 SH SOLE 45,000 Halozyme Therapeutics Inc COM 40637H109 655 85,000 SH SOLE 85,000 Harbin Electric Inc COM 41145W109 537 30,000 SH SOLE 30,000 Healthsouth Corp COM 421924309 1,056 55,000 SH SOLE 55,000 International Coal Group Inc COM 45928H106 319 60,000 SH SOLE 60,000 Iron Mountain Inc COM 462846106 447 20,000 SH SOLE 20,000 JPMorgan Chase & Co COM 46625H100 1,541 40,500 SH SOLE 40,500 KBW Inc COM 482423100 512 20,000 SH SOLE 20,000 Koppers Holdings Inc COM 50060P106 537 20,000 SH SOLE 20,000 Lance Inc COM 514606102 639 30,000 SH SOLE 30,000 LDK Solar Co Ltd ADR 50183L107 617 60,000 SH SOLE 60,000 LECG Corp COM 523234102 63 57,400 SH SOLE 57,400 Liberty Media Corp - Capital COM 53071M302 1,041 20,000 SH SOLE 20,000 Limelight Networks Inc COM 53261M104 471 80,000 SH SOLE 80,000 Linn Energy LLC COM 536020100 1,438 45,000 SH SOLE 45,000 Lubrizol Corp COM 549271104 954 9,000 SH SOLE 9,000 Marvell Technology Group Ltd COM G5876H105 700 40,000 SH SOLE 40,000 MAXIMUS Inc COM 577933104 909 14,761 SH SOLE 14,761 MGM Resorts International COM 552953101 620 55,000 SH SOLE 55,000 Motorola Inc COM 620076109 640 75,000 SH SOLE 75,000 Murphy Oil Corp COM 626717102 1,548 25,000 SH SOLE 25,000 Nalco Holding Co COM 62985Q101 756 30,000 SH SOLE 30,000 National Oilwell Varco Inc COM 637071101 667 15,000 SH SOLE 15,000 Newell Rubbermaid Inc COM 651229106 1,336 75,000 SH SOLE 75,000 Noble Corp COM 5833N103v 169 5,000 SH SOLE 5,000 North American Energy Partners Inc COM 656844107 652 80,000 SH SOLE 80,000 Oracle Corp COM 68389X105 537 20,000 SH SOLE 20,000 Pall Corp COM 696429307 833 20,000 SH SOLE 20,000 Pioneer Drilling Co COM 723655106 319 50,000 SH SOLE 50,000 Potash Corp of Saskatchewan Inc COM 73755L107 2,161 15,000 SH SOLE 15,000 ProShares UltraShort MidCap400 COM 74347R859 234 15,000 SH SOLE 15,000 ProShares Ultra Russell2000 COM 74347R842 477 15,000 SH SOLE 15,000 Quality Distribution Inc COM 74756M102 446 70,000 SH SOLE 70,000 Ralcorp Holdings Inc COM 751028101 1,023 17,500 SH SOLE 17,500 Renesola Ltd ADR 75971T103 188 15,000 SH SOLE 15,000 RF Micro Devices Inc COM 749941100 768 125,000 SH SOLE 125,000 Rockwell Collins Inc COM 774341101 874 15,000 SH SOLE 15,000 Sauer-Danfoss Inc COM 804137107 532 25,000 SH SOLE 25,000 Scripps Networks Interactive Inc COM 811065101 1,190 25,000 SH SOLE 25,000 Sequenom Inc COM 817337405 280 40,000 SH SOLE 40,000 Solutia Inc COM 834376501 320 20,000 SH SOLE 20,000 Sonoco Products Co COM 835495102 1,170 35,000 SH SOLE 35,000 SPDR S&P 500 ETF Trust COM 78462F103 1,712 15,000 SH SOLE 15,000 Stillwater Mining Co COM 86074Q102 758 45,000 SH SOLE 45,000 SuccessFactors Inc COM 864596101 251 10,000 SH SOLE 10,000 Symantec Corp COM 871503108 378 25,000 SH SOLE 25,000 Target Corp COM 87612E106 935 17,500 SH SOLE 17,500 Titan Machinery Inc COM 88830R101 652 40,000 SH SOLE 40,000 Toreador Resources Corp COM 891050106 559 50,000 SH SOLE 50,000 TransAtlantic Petroleum Ltd COM G89982105 148 50,000 SH SOLE 50,000 Trinity Industries Inc COM 896522109 891 40,000 SH SOLE 40,000 ProShares UltraShort QQQ COM 74347R875 147 10,000 SH SOLE 10,000 ValueClick Inc COM 92046N102 458 35,000 SH SOLE 35,000 Varian Medical Systems Inc COM 92220P105 908 15,000 SH SOLE 15,000 Vodafone Group PLC ADR 92857W209 992 40,000 SH SOLE 40,000 Wabash National Corp COM 929566107 283 35,000 SH SOLE 35,000 WABCO Holdings Inc COM 92927K102 419 10,000 SH SOLE 10,000 Wonder Auto Technology Inc COM 978166106 617 72,500 SH SOLE 72,500 Yahoo! Inc COM 984332106 213 15,000 SH SOLE 15,000 68,188
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