-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CVSdZdxX5QLGVrOZDVW6pnH0LACTA/cMloqhhEPHm7Sl8ULrPK/7AYlZPaqdKl5d 2afU00GEqQMf29CYlM+1Gw== 0000909012-10-000142.txt : 20100216 0000909012-10-000142.hdr.sgml : 20100215 20100216114416 ACCESSION NUMBER: 0000909012-10-000142 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100216 DATE AS OF CHANGE: 20100216 EFFECTIVENESS DATE: 20100216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIDGECREST INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001080134 IRS NUMBER: 134010784 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04503 FILM NUMBER: 10603774 BUSINESS ADDRESS: STREET 1: 600 THIRD AVE STREET 2: 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 2129846266 MAIL ADDRESS: STREET 1: 600 THIRD AVE STREET 2: 17TH FL CITY: NEW YORK STATE: NY ZIP: 10016 13F-HR 1 t305811.txt RIDGECREST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F -HR Form 13F COVER PAGE Report for the Calendar Year of Quarter Ended: December 31, 2009 ------------------- Check here if Amendment [ ]; Amendment Number: ------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ridgecrest Investment Management, LLC Address: 767 Third Avenue, 20th Floor New York, NY 10017 Form 13F File Number: 28-04503 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Todd McElroy Title: Chief Financial Officer Phone: (646) 827-2698 Signature, Place, and Date of Signing: /s/ Todd McElroy New York, New York February 12, 2010 - ---------------- ------------------ ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 94 ------------- Form 13F Information Table Value Total: $66,394 ------------- (thousands) List of Other Included Managers: None
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 SHRS VALUE OR PRN SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) AMOUNT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ ABB Ltd ADR 000375204 573 30,000 SH SOLE 30,000 0 0 AGCO Corp Common Stock 001084102 485 15,000 SH SOLE 15,000 0 0 Addus HomeCare Corp Common Stock 006739106 506 55,000 SH SOLE 55,000 0 0 Alcoa Inc Common Stock 013817101 806 50,000 SH SOLE 50,000 0 0 AnnTaylor Stores Corp Common Stock 036115103 682 50,000 SH SOLE 50,000 0 0 Archer-Daniels-Midland Co Common Stock 039483102 1,096 35,000 SH SOLE 35,000 0 0 Ashland Inc Common Stock 044209104 1,189 30,000 SH SOLE 30,000 0 0 Atlas Energy Inc Common Stock 049298102 1,658 55,000 SH SOLE 55,000 0 0 Bank of America Corp Common Stock 060505104 979 65,000 SH SOLE 65,000 0 0 H&R Block Inc Common Stock 093671105 1,131 50,000 SH SOLE 50,000 0 0 Brink's Home Security Holdings Inc Common Stock 109699108 490 15,000 SH SOLE 15,000 0 0 Brocade Communications Systems Inc Common Stock 111621306 382 50,000 SH SOLE 50,000 0 0 Cabot Oil & Gas Corp Common Stock 127097103 872 20,000 SH SOLE 20,000 0 0 Calgon Carbon Corp Common Stock 129603106 695 50,000 SH SOLE 50,000 0 0 Chicago Bridge & Iron Co NV Common Stock 167250109 607 30,000 SH SOLE 30,000 0 0 Convergys Corp Common Stock 212485106 1,075 100,000 SH SOLE 100,000 0 0 Cytec Industries Inc Common Stock 232820100 364 10,000 SH SOLE 10,000 0 0 EMC Corp/Massachusetts Common Stock 268648102 1,048 60,000 SH SOLE 60,000 0 0 Emulex Corp Common Stock 292475209 436 40,000 SH SOLE 40,000 0 0 EnergySolutions Inc Common Stock 292756202 467 55,000 SH SOLE 55,000 0 0 FMC Corp Common Stock 302491303 1,673 30,000 SH SOLE 30,000 0 0 Federal Signal Corp Common Stock 313855108 421 70,000 SH SOLE 70,000 0 0 First Midwest Bancorp Inc/IL Common Stock 320867104 436 40,000 SH SOLE 40,000 0 0 Fomento Economico Mexicano SAB de CV ADR 344419106 599 12,500 SH SOLE 12,500 0 0 Goodyear Tire & Rubber Co/The Common Stock 382550101 987 70,000 SH SOLE 70,000 0 0 Great Lakes Dredge & Dock Corp Common Stock 390607109 201 31,000 SH SOLE 31,000 0 0 Halliburton Co Common Stock 406216101 1,204 40,000 SH SOLE 40,000 0 0 Jacobs Engineering Group Inc Common Stock 469814107 376 10,000 SH SOLE 10,000 0 0 Jarden Corp Common Stock 471109108 618 20,000 SH SOLE 20,000 0 0 Kennametal Inc Common Stock 489170100 972 37,500 SH SOLE 37,500 0 0 Koninklijke Philips Electronics NV ADR 500472303 736 25,000 SH SOLE 25,000 0 0 LSI Corp Common Stock 502161102 301 50,000 SH SOLE 50,000 0 0 Lincoln National Corp Common Stock 534187109 1,120 45,000 SH SOLE 45,000 0 0 MasTec Inc Common Stock 576323109 875 70,000 SH SOLE 70,000 0 0 Microsoft Corp Common Stock 594918104 1,524 50,000 SH SOLE 50,000 0 0 Mindspeed Technologies Inc Common Stock 602682205 235 50,000 SH SOLE 50,000 0 0 Mueller Water Products Inc Common Stock 624758108 520 100,000 SH SOLE 100,000 0 0 NCI Building Systems Inc Common Stock 628852105 106 58,500 SH SOLE 58,500 0 0 North American Energy Partners Inc Common Stock 656844107 617 85,000 SH SOLE 85,000 0 0 O'Reilly Automotive Inc Common Stock 686091109 953 25,000 SH SOLE 25,000 0 0 Owens-Illinois Inc Common Stock 690768403 1,147 34,900 SH SOLE 34,900 0 0 Pall Corp Common Stock 696429307 1,267 35,000 SH SOLE 35,000 0 0 Plains Exploration & Production Co Common Stock 726505100 553 20,000 SH SOLE 20,000 0 0 RINO International Corp Common Stock 766883102 760 27,500 SH SOLE 27,500 0 0 Rosetta Resources Inc Common Stock 777779307 598 30,000 SH SOLE 30,000 0 0 Schweitzer-Mauduit International Inc Common Stock 808541106 879 12,500 SH SOLE 12,500 0 0 Simmons First National Corp Common Stock 828730200 973 35,000 SH SOLE 35,000 0 0 Solutia Inc Common Stock 834376501 826 65,000 SH SOLE 65,000 0 0 Sterling Construction Co Inc Common Stock 859241101 479 25,000 SH SOLE 25,000 0 0 Terex Corp Common Stock 880779103 248 12,500 SH SOLE 12,500 0 0 Thomas & Betts Corp Common Stock 884315102 895 25,000 SH SOLE 25,000 0 0 UAL Corp Common Stock 902549807 387 30,000 SH SOLE 30,000 0 0 Washington Federal Inc Common Stock 938824109 580 30,000 SH SOLE 30,000 0 0 Watsco Inc Common Stock 942622200 490 10,000 SH SOLE 10,000 0 0 American Eagle Outfitters Inc Common Stock 02553E106 849 50,000 SH SOLE 50,000 0 0 Complete Production Services Inc Common Stock 20453E109 390 30,000 SH SOLE 30,000 0 0 Bank of America Corp Preferred 060505419 149 10,000 SH SOLE 10,000 0 0 Aecom Technology Corp Common Stock 00766T100 825 30,000 SH SOLE 30,000 0 0 Biovail Corp Common Stock 09067J109 725 51,900 SH SOLE 51,900 0 0 Boise Inc Common Stock 09746Y105 239 45,000 SH SOLE 45,000 0 0 Broadridge Financial Solutions Inc Common Stock 11133T103 1,579 70,000 SH SOLE 70,000 0 0 CVR Energy Inc Common Stock 12662P108 274 40,000 SH SOLE 40,000 0 0 China Sunergy Co Ltd ADR 16942X104 185 40,000 SH SOLE 40,000 0 0 Dell Inc Common Stock 24702R101 718 50,000 SH SOLE 50,000 0 0 Direxion Daily Small Cap Bear 3X Shares Common Stock 25459W839 247 25,000 SH SOLE 25,000 0 0 Endologix Inc Common Stock 29266S106 422 80,000 SH SOLE 80,000 0 0 Entropic Communications Inc Common Stock 29384R105 614 200,000 SH SOLE 200,000 0 0 First Niagara Financial Group Inc Common Stock 33582V108 348 25,000 SH SOLE 25,000 0 0 1st United Bancorp Inc/Boca Raton Common Stock 33740N105 321 45,000 SH SOLE 45,000 0 0 Fuel Systems Solutions Inc Common Stock 35952W103 412 10,000 SH SOLE 10,000 0 0 Genworth Financial Inc Common Stock 37247D106 397 35,000 SH SOLE 35,000 0 0 Harbin Electric Inc Common Stock 41145W109 411 20,000 SH SOLE 20,000 0 0 JPMorgan Chase & Co Common Stock 46625H100 1,667 40,000 SH SOLE 40,000 0 0 KapStone Paper and Packaging Corp Common Stock 48562P103 590 60,000 SH SOLE 60,000 0 0 Koppers Holdings Inc Common Stock 50060P106 761 25,000 SH SOLE 25,000 0 0 Merck & Co Inc Common Stock 58933Y105 1,465 40,099 SH SOLE 40,099 0 0 Mistras Group Inc Common Stock 60649T107 678 45,000 SH SOLE 45,000 0 0 Nara Bancorp Inc Common Stock 63080P105 397 35,000 SH SOLE 35,000 0 0 Natural Gas Services Group Inc Common Stock 63886Q109 377 20,000 SH SOLE 20,000 0 0 Navigant Consulting Inc Common Stock 63935N107 743 50,000 SH SOLE 50,000 0 0 NuStar GP Holdings LLC Common Stock 67059L102 538 20,000 SH SOLE 20,000 0 0 Olympic Steel Inc Common Stock 68162K106 733 22,500 SH SOLE 22,500 0 0 Orion Marine Group Inc Common Stock 68628V308 1,369 65,000 SH SOLE 65,000 0 0 Petroleo Brasileiro SA ADR 71654V101 1,272 30,000 SH SOLE 30,000 0 0 QKL Stores Inc Common Stock 74732Y105 503 75,000 SH SOLE 75,000 0 0 Saks Inc Common Stock 79377W108 492 75,000 SH SOLE 75,000 0 0 Stoneridge Inc Common Stock 86183P102 541 60,000 SH SOLE 60,000 0 0 3M Co Common Stock 88579Y101 413 5,000 SH SOLE 5,000 0 0 TrueBlue Inc Common Stock 89785X101 889 60,000 SH SOLE 60,000 0 0 Viasat Inc Common Stock 92552V100 636 20,000 SH SOLE 20,000 0 0 Virgin Media Inc Common Stock 92769L101 1,178 70,000 SH SOLE 70,000 0 0 Vodafone Group PLC Common Stock 92857W209 577 25,000 SH SOLE 25,000 0 0 WABCO Holdings Inc Common Stock 92927K102 774 30,000 SH SOLE 30,000 0 0 Wyndham Worldwide Corp Common Stock 98310W108 605 30,000 SH SOLE 30,000 0 0 66,394
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