-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WM+g8sGS5MYphpPxbp9wUmZXfFgkVai2femJFZ9JBCbxaWL1A5WMGxarxA9c+3Lp MNAIJeUPgrlKbZr/wNwWcA== 0000909012-09-001358.txt : 20091112 0000909012-09-001358.hdr.sgml : 20091111 20091112142650 ACCESSION NUMBER: 0000909012-09-001358 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091112 DATE AS OF CHANGE: 20091112 EFFECTIVENESS DATE: 20091112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIDGECREST INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001080134 IRS NUMBER: 134010784 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04503 FILM NUMBER: 091176395 BUSINESS ADDRESS: STREET 1: 600 THIRD AVE STREET 2: 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 2129846266 MAIL ADDRESS: STREET 1: 600 THIRD AVE STREET 2: 17TH FL CITY: NEW YORK STATE: NY ZIP: 10016 13F-HR 1 t305679.txt RIDGECREST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F -HR Form 13F COVER PAGE Report for the Calendar Year of Quarter Ended: September 30, 2009 ------------------------ Check here if Amendment [ ]; Amendment Number: ------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ridgecrest Investment Management, LLC Address: 767 Third Avenue, 20th Floor New York, NY 10017 Form 13F File Number: 28-04503 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Todd McElroy Title: Chief Financial Officer Phone: (646) 827-2698 Signature, Place, and Date of Signing: /s/ Todd McElroy New York, New York November 12, 2009 - ---------------- ------------------ ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 88 ------------- Form 13F Information Table Value Total: $67,774 -------------- (thousands) List of Other Included Managers: None
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 SHRS VALUE OR PRN SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) AMOUNT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ AECOM TECHNOLOGY CORP DELAWA COM 00766T100 814 30,000 SH Sole 30,000 ALCATEL-LUCENT SPONSORED ADR 013904305 1,078 240,000 SH Sole 240,000 ALCOA INC COM 013817101 1,312 100,000 SH Sole 100,000 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 759 45,000 SH Sole 45,000 AMGEN INC COM 031162100 602 10,000 SH Sole 10,000 ANNTAYLOR STORES CORP COM 036115103 795 50,000 SH Sole 50,000 ASHLAND INC NEW COM 044209104 1,297 30,000 SH Sole 30,000 ATLAS AIR WORLDWIDE HLDGS INS COM NEW 049164205 879 27,500 SH Sole 27,500 AVAGO TECHNOLOGIES LTD COM Y0486S104 683 40,000 SH Sole 40,000 BANK OF AMERICA CORPORATION COM 060505104 1,777 105,000 SH Sole 105,000 BIOVAIL CORP COM 09067J109 801 51,900 SH Sole 51,900 BJS WHOLESALE CLUB INC COM 05548J106 1,087 30,000 SH Sole 30,000 BLOCK H & R INC COM 093671105 735 40,000 SH Sole 40,000 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 1,206 60,000 SH Sole 60,000 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 393 50,000 SH Sole 50,000 CALGON CARBON CORP COM 129603106 445 30,000 SH Sole 30,000 CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 934 50,000 SH Sole 50,000 CHINA NAT GAS INC COM NEW 168910206 485 40,050 SH Sole 40,050 CHINA-BIOTICS INC COM 16937B109 400 25,000 SH Sole 25,000 CITIZENS REPUBLIC BANCORP IN COM 174420109 152 200,000 SH Sole 200,000 CITRIX SYSTEMS INC COM 177376100 785 20,000 SH Sole 20,000 COMSCORE INC COM 20564W105 360 20,000 SH Sole 20,000 COVANTA HLDG CORP COM 22282E102 680 40,000 SH Sole 40,000 CVS CAREMARK CORPORATION COM 126650100 1,608 45,000 SH Sole 45,000 DIAMOND FOODS INC COM 252603105 1,110 35,000 SH Sole 35,000 DYCOM INDS INC COM 267475101 308 25,000 SH Sole 25,000 E M C CORP MASS COM 268648102 1,022 60,000 SH Sole 60,000 ENERGYSOLUTIONS INC COM 292756202 369 40,000 SH Sole 40,000 ENTEGRIS INC COM 29362U104 693 140,000 SH Sole 140,000 ENTROPIC COMMUNICATIONS INC COM 29384R105 343 125,000 SH Sole 125,000 FAIRCHILD SEMICONDUCTOR INTL COM 303726103 614 60,000 SH Sole 60,000 FEDERAL SIGNAL CORP COM 313855108 360 50,000 SH Sole 50,000 FEDEX CORP COM 31428X106 1,128 15,000 SH Sole 15,000 FIFTH THIRD BANCORP COM 316773100 304 30,000 SH Sole 30,000 FLOTEK INDS INC DEL COM 343389102 82 40,000 SH Sole 40,000 F M C CORP COM NEW 302491303 1,688 30,000 SH Sole 30,000 GATX CORP COM 361448103 839 30,000 SH Sole 30,000 GENWORTH FINL INC COM CL A 37247D106 657 55,000 SH Sole 55,000 GOODYEAR TIRE & RUBR CO COM 382550101 1,277 75,000 SH Sole 75,000 GREAT LAKES DREDGE & DOCK CO COM 390607109 216 31,000 SH Sole 31,000 GREIF INC CL A 397624107 1,652 30,000 SH Sole 30,000 HARBIN ELECTRIC INC COM 41145W109 675 40,000 SH Sole 40,000 HEXCEL CORP NEW COM 428291108 286 25,000 SH Sole 25,000 INVESCO LTD COM G491BT108 910 40,000 SH Sole 40,000 JPMORGAN CHASE & CO COM 46625H100 1,753 40,000 SH Sole 40,000 KBW INC COM 482423100 644 20,000 SH Sole 20,000 LAMAR ADVERTISING CO COM 512815101 686 25,000 SH Sole 25,000 LINCOLN NATL CORP IND COM 534187109 907 35,000 SH Sole 35,000 LOWE'S COS INC COM 548661107 838 40,000 SH Sole 40,000 MASTEC INC COM 576323109 608 50,000 SH Sole 50,000 MATTEL INC COM 577081102 646 35,000 SH Sole 35,000 MAXWELL TECHNOLOGIES INC COM 577767106 466 25,300 SH Sole 25,300 MCDERMOTT INTL INC COM 580037109 1,011 40,000 SH Sole 40,000 MICROSOFT CORP COM 594918104 1,415 55,000 SH Sole 55,000 MOTOROLA INC COM 620076109 859 100,000 SH Sole 100,000 MUELLER WTR PRODS INC COM SER A 624758108 548 100,000 SH Sole 100,000 MYLAN INC COM 628530107 400 25,000 SH Sole 25,000 MYR GROUP INC DEL COM 55405W104 316 15,000 SH Sole 15,000 NATURAL GAS SERVICES GROUP COM 63886Q109 617 35,000 SH Sole 35,000 NAVIGANT CONSULTING INC COM 63935N107 540 40,000 SH Sole 40,000 NUSTAR GP HOLDINGS LLC UNIT RESTG LLC 67059L102 496 20,000 SH Sole 20,000 ORCHIDS PAPER PRODS CO DEL COM 68572N104 130 6,500 SH Sole 6,500 ORION MARINE GROUP INC COM 68628V308 1,370 66,695 SH Sole 66,695 OWENS ILL INC COM NEW 690768403 1,657 44,900 SH Sole 44,900 PETROHAWK ENERGY CORP COM 716495106 605 25,000 SH Sole 25,000 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 1,179 30,000 SH Sole 30,000 PLATO LEARNING INC COM 72764Y100 324 75,000 SH Sole 75,000 QUANEX BUILDING PRODUCTS COR COM 747619104 287 20,000 SH Sole 20,000 RINO INTERNATIONAL CORPORATI COM 766883102 423 20,000 SH Sole 20,000 ROSETTA RESOURCES INC COM 777779307 514 35,000 SH Sole 35,000 RPM INTL INC COM 749685103 555 30,000 SH Sole 30,000 SAKS INC COM 79377W108 341 50,000 SH Sole 50,000 SANMINA SCI CORP COM NEW 800907206 387 45,000 SH Sole 45,000 SCHERING PLOUGH CORP COM 806605101 1,695 60,000 SH Sole 60,000 SEMITOOL INC COM 816909105 507 60,000 SH Sole 60,000 SOLUTIA INC COM NEW 834376501 926 80,000 SH Sole 80,000 STERLING CONSTRUCTION CO INC COM 859241101 716 40,000 SH Sole 40,000 STONERIDGE INC COM 86183P102 354 50,000 SH Sole 50,000 TERADYNE INC COM 880770102 463 50,000 SH Sole 50,000 TERRA INDS INC COM 880915103 1,040 30,000 SH Sole 30,000 TITAN INTL INC ILL COM 88830M102 223 25,000 SH Sole 25,000 TRUEBLUE INC COM 89785X101 704 50,000 SH Sole 50,000 UAL CORP COM NEW 902549807 231 25,000 SH Sole 25,000 VENOCO INC COM 92275P307 691 60,000 SH Sole 60,000 VIRGIN MEDIA INC COM 92769L101 1,740 125,000 SH Sole 125,000 WASHINGTON FEDERAL INC COM 938824109 253 15,000 SH Sole 15,000 WEATHERFORD INTL LTD COM H27013103 518 25,000 SH Sole 25,000 ZHONGPIN INC COM 98952K107 442 30,000 SH Sole 30,000 67,774
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