-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UR/jZVcwfy2kGfZpD9b2shMNepzJlQtVD5vY7KYkzNcxoie8g8zTUWiLXdDDiYnh x2wy5Xvn3Sc1iCJB7vfnKw== 0000909012-09-001206.txt : 20090814 0000909012-09-001206.hdr.sgml : 20090814 20090814112304 ACCESSION NUMBER: 0000909012-09-001206 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090814 DATE AS OF CHANGE: 20090814 EFFECTIVENESS DATE: 20090814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIDGECREST INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001080134 IRS NUMBER: 134010784 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04503 FILM NUMBER: 091013298 BUSINESS ADDRESS: STREET 1: 600 THIRD AVE STREET 2: 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 2129846266 MAIL ADDRESS: STREET 1: 600 THIRD AVE STREET 2: 17TH FL CITY: NEW YORK STATE: NY ZIP: 10016 13F-HR 1 t305598.txt RIDGECREST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F-HR Form 13F COVER PAGE Report for the Calendar Year of Quarter Ended: June 30, 2009 --------------- Check here if Amendment [ ]; Amendment Number: ------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ridgecrest Investment Management, LLC Address: 767 Third Avenue, 20th Floor New York, NY 10017 Form 13F File Number: 28-04503 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Todd McElroy Title: Chief Financial Officer Phone: (646) 827-2698 Signature, Place, and Date of Signing: /s/ Todd McElroy New York, New York August 14, 2009 - ---------------- ------------------ --------------- [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 89 -------------- Form 13F Information Table Value Total: $63,129 --------------- (thousands) List of Other Included Managers: None
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 SHRS VALUE OR PRN SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) AMOUNT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Aecom Technology Corp COM 00766T100 800 25,000 SH SOLE 25,000 AGCO Corp COM 001084102 872 30,000 SH SOLE 30,000 Alcoa Inc COM 013817101 1,033 100,000 SH SOLE 100,000 American Eagle Outfitters Inc COM 02553E106 709 50,000 SH SOLE 50,000 American Italian Pasta Co CL A 027070101 729 25,000 SH SOLE 25,000 AnnTaylor Stores Corp COM 036115103 599 75,000 SH SOLE 75,000 ArvinMeritor Inc COM 043353101 461 105,000 SH SOLE 105,000 Ashland Inc COM 044209104 982 35,000 SH SOLE 35,000 Axis Capital Holdings Ltd SHS G0692U109 668 25,500 SH SOLE 25,500 Bank of America Corp COM 060505104 1,386 105,000 SH SOLE 105,000 Bankrate Inc COM 06646V108 505 20,000 SH SOLE 20,000 Biovail Corp COM 09067J109 698 51,900 SH SOLE 51,900 BPZ Resources Inc COM 055639108 147 30,000 SH SOLE 30,000 Brocade Communications Systems Inc COM 111621306 392 50,000 SH SOLE 50,000 Cabot Oil & Gas Corp COM 127097103 153 5,000 SH SOLE 5,000 Cameron International Corp COM 13342B105 566 20,000 SH SOLE 20,000 Celadon Group Inc COM 150838100 420 50,000 SH SOLE 50,000 Chicago Bridge & Iron Co NV N Y REGISTRY SH 167250109 744 60,000 SH SOLE 60,000 Clean Energy Fuels Corp COM 184499101 172 20,000 SH SOLE 20,000 Covanta Holding Corp COM 22282E102 678 40,000 SH SOLE 40,000 Covidien Plc SHS G2554F105 749 20,000 SH SOLE 20,000 CVS Caremark Corp COM 126650100 797 25,000 SH SOLE 25,000 DXP Enterprises Inc COM 233377407 172 15,000 SH SOLE 15,000 EMC Corp/Massachusetts COM 268648102 786 60,000 SH SOLE 60,000 Energy Transfer Partners LP UNIT LTD PARTN 29273R109 1,012 25,000 SH SOLE 25,000 Entegris Inc COM 29362U104 204 75,000 SH SOLE 75,000 Fifth Third Bancorp COM 316773100 284 40,000 SH SOLE 40,000 FMC Corp COM 302491303 946 20,000 SH SOLE 20,000 Fomento Economico Mexicano SAB de CV SPON ADR UNITS 344419106 484 15,000 SH SOLE 15,000 Ford Motor Co COM 345370860 304 50,000 SH SOLE 50,000 FTI Consulting Inc COM 302941109 761 15,000 SH SOLE 15,000 Goodyear Tire & Rubber Co/The COM 382550101 1,126 100,000 SH SOLE 100,000 GrafTech International Ltd COM 384313102 566 50,000 SH SOLE 50,000 Great Lakes Dredge & Dock Corp COM 390607109 335 70,000 SH SOLE 70,000 Greif Inc CL A 397624107 1,106 25,000 SH SOLE 25,000 Hertz Global Holdings Inc COM 42805T105 320 40,000 SH SOLE 40,000 Hologic Inc COM 436440101 428 30,000 SH SOLE 30,000 Huron Consulting Group Inc COM 447462102 1,156 25,000 SH SOLE 25,000 Iconix Brand Group Inc COM 451055107 1,384 90,000 SH SOLE 90,000 Ingersoll-Rand Plc CL A G4776G101 418 20,000 SH SOLE 20,000 Invesco Ltd SHS G491BT108 713 40,000 SH SOLE 40,000 JetBlue Airways Corp COM 477143101 427 100,000 SH SOLE 100,000 JPMorgan Chase & Co COM 46625H100 1,364 40,000 SH SOLE 40,000 Lexmark International Inc CL A 529771107 634 40,000 SH SOLE 40,000 Lincoln National Corp COM 534187109 688 40,000 SH SOLE 40,000 Maxwell Technologies Inc COM 577767106 488 35,300 SH SOLE 35,300 McDermott International Inc COM 580037109 609 30,000 SH SOLE 30,000 MetLife Inc COM 59156R108 1,200 40,000 SH SOLE 40,000 Microsoft Corp COM 594918104 2,139 90,000 SH SOLE 90,000 Monro Muffler Brake Inc COM 610236101 514 20,000 SH SOLE 20,000 Mylan Inc/PA COM 628530107 979 75,000 SH SOLE 75,000 MYR Group Inc/Delaware COM 55405W104 809 40,000 SH SOLE 40,000 Natural Gas Services Group Inc COM 63886Q109 732 55,000 SH SOLE 55,000 Nexen Inc COM 65334H102 43 2,000 SH SOLE 2,000 North American Energy Partners Inc COM 656844107 73 12,000 SH SOLE 12,000 Northwest Pipe Co COM 667746101 608 17,500 SH SOLE 17,500 NuStar GP Holdings LLC UNIT RESTG LLC 67059L102 1,040 45,000 SH SOLE 45,000 Nvidia Corp COM 67066G104 395 35,000 SH SOLE 35,000 O'Reilly Automotive Inc COM 686091109 762 20,000 SH SOLE 20,000 ON Semiconductor Corp COM 682189105 343 50,000 SH SOLE 50,000 OpenTable Inc COM 68372A104 30 1,000 SH SOLE 1,000 Orion Marine Group Inc COM 68628V308 998 52,500 SH SOLE 52,500 Owens-Illinois Inc COM 690768403 1,258 44,900 SH SOLE 44,900 Penske Auto Group Inc COM 70959W103 998 60,000 SH SOLE 60,000 PEP Boys-Manny Moe & Jack COM 713278109 659 65,000 SH SOLE 65,000 Petroleo Brasileiro SA SP ADR NON VTG 71654V101 1,334 40,000 SH SOLE 40,000 Plains All American Pipeline LP UNIT LTD PARTN 726503105 1,277 30,000 SH SOLE 30,000 Plains Exploration & Production Co COM 726505100 1,231 45,000 SH SOLE 45,000 PLATO Learning Inc COM 72764Y100 300 75,000 SH SOLE 75,000 Quanta Services Inc COM 74762E102 347 15,000 SH SOLE 15,000 Ralcorp Holdings Inc COM 751028101 1,523 25,000 SH SOLE 25,000 Raymond James Financial Inc COM 754730109 473 27,500 SH SOLE 27,500 S1 Corp COM 78463B101 692 100,000 SH SOLE 100,000 Schering-Plough Corp COM 806605101 1,507 60,000 SH SOLE 60,000 Solutia Inc COM 834376501 818 142,000 SH SOLE 142,000 Sterling Construction Co Inc COM 859241101 610 40,000 SH SOLE 40,000 Talbots Inc COM 874161102 405 75,000 SH SOLE 75,000 Target Corp COM 87612E106 789 20,000 SH SOLE 20,000 Terra Industries Inc COM 880915103 1,211 50,000 SH SOLE 50,000 Thompson Creek Metals Co Inc COM 884768102 409 40,000 SH SOLE 40,000 TNS Inc COM 872960109 375 20,000 SH SOLE 20,000 TradeStation Group Inc COM 89267P105 508 60,000 SH SOLE 60,000 Transatlantic Holdings Inc COM 893521104 1,083 25,000 SH SOLE 25,000 TrueBlue Inc COM 89785X101 546 65,000 SH SOLE 65,000 Universal Display Corp COM 91347P105 196 20,000 SH SOLE 20,000 Viasat Inc COM 92552V100 513 20,000 SH SOLE 20,000 Virgin Media Inc COM 92769L101 935 100,000 SH SOLE 100,000 Weatherford International Ltd REG H27013103 978 50,000 SH SOLE 50,000 Zhongpin Inc COM 98952K107 518 50,000 SH SOLE 50,000
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