-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PEVby6yVAkmMmBsfXrNwzY8p1JLiHqzA60au7RJpItdVztQJzEGMZBb6UDSgyJi1 eswwfuxfMqwvKZwSY7Z9mA== 0000909012-09-000817.txt : 20090506 0000909012-09-000817.hdr.sgml : 20090506 20090506114035 ACCESSION NUMBER: 0000909012-09-000817 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090506 DATE AS OF CHANGE: 20090506 EFFECTIVENESS DATE: 20090506 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIDGECREST INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001080134 IRS NUMBER: 134010784 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04503 FILM NUMBER: 09800252 BUSINESS ADDRESS: STREET 1: 600 THIRD AVE STREET 2: 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 2129846266 MAIL ADDRESS: STREET 1: 600 THIRD AVE STREET 2: 17TH FL CITY: NEW YORK STATE: NY ZIP: 10016 13F-HR 1 t305341.txt RIDGECREST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year of Quarter Ended: March 31, 2009 ------------------- Check here if Amendment [ ]; Amendment Number: ------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ridgecrest Investment Management, LLC Address: 767 Third Ave., 20th Floor New York, NY 10017 Form 13F File Number: 28-04503 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Todd McElroy Title: Chief Financial Officer Phone: (646) 827-2698 Signature, Place, and Date of Signing: /s/ Todd McElroy New York, New York May 6, 2009 - ---------------- ------------------ ----------- [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------- Form 13F Information Table Entry Total: 80 --------------- Form 13F Information Table Value Total: $59,765 --------------- (thousands) List of Other Included Managers: None Form 13F INFORMATION TABLE (3/31/09)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 SHRS VALUE OR PRN SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) AMOUNT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ AO Smith Corp Common Stock 831865209 252 10000 SH Sole 10000 ADC Telecommunications Inc Common Stock 000886309 220 50000 SH Sole 50000 Aecom Technology Corp Common Stock 00766T100 522 20000 SH Sole 20000 Aegean Marine Petroleum Network Inc Common Stock Y00175102 419 25000 SH Sole 25000 Aetna Inc Common Stock 00817Y108 584 24000 SH Sole 24000 Alcoa Inc Common Stock 013817101 551 75000 SH Sole 75000 American Eagle Outfitters Inc Common Stock 02553E106 1,102 90000 SH Sole 90000 Beacon Roofing Supply Inc Common Stock 073685109 670 50000 SH Sole 50000 Best Buy Co Inc Common Stock 086516101 949 25000 SH Sole 25000 BP PLC Common Stock 055622104 401 10000 SH Sole 10000 Brocade Communications Systems Inc Common Stock 111621306 86 25000 SH Sole 25000 Celanese Corp Common Stock 150870103 802 60000 SH Sole 60000 Corning Inc Common Stock 219350105 664 50000 SH Sole 50000 Covanta Holding Corp Common Stock 22282E102 524 40000 SH Sole 40000 Cray Inc Common Stock 225223304 210 60000 SH Sole 60000 CVS Caremark Corp Common Stock 126650100 962 35000 SH Sole 35000 Delta Air Lines Inc Common Stock 247361702 563 100000 SH Sole 100000 Domino's Pizza Inc Common Stock 25754A201 721 110000 SH Sole 110000 Dycom Industries Inc Common Stock 267475101 579 100000 SH Sole 100000 Eaton Vance Corp Common Stock 278265103 457 20000 SH Sole 20000 EMC Corp/Massachusetts Common Stock 268648102 570 50000 SH Sole 50000 Energy Transfer Partners LP Common Stock 29273R109 184 5000 SH Sole 5000 FMC Corp Common Stock 302491303 647 15000 SH Sole 15000 Freeport-McMoRan Copper & Gold Inc Common Stock 35671D857 572 15000 SH Sole 15000 FTI Consulting Inc Common Stock 302941109 1,484 30000 SH Sole 30000 Fuel Systems Solutions Inc Common Stock 35952W103 337 25000 SH Sole 25000 GATX Corp Common Stock 361448103 202 10000 SH Sole 10000 Gilead Sciences Inc Common Stock 375558103 1,158 25000 SH Sole 25000 Goodrich Corp Common Stock 382388106 1,326 35000 SH Sole 35000 Google Inc Common Stock 38259P508 1,392 4000 SH Sole 4000 Great Lakes Dredge & Dock Corp Common Stock 390607109 90 30000 SH Sole 30000 Heckmann Corp Common Stock 422680108 313 65000 SH Sole 65000 JB Hunt Transport Services Inc Common Stock 445658107 844 35000 SH Sole 35000 Huron Consulting Group Inc Common Stock 447462102 849 20000 SH Sole 20000 Itron Inc Common Stock 465741106 349 7379 SH Sole 7379 JM Smucker Co/The Common Stock 832696405 559 15000 SH Sole 15000 JPMorgan Chase & Co Common Stock 46625H100 1,063 40000 SH Sole 40000 KB Home Common Stock 48666K109 264 20000 SH Sole 20000 Liquidity Services Inc Common Stock 53635B107 454 65000 SH Sole 65000 Macrovision Solutions Corp Common Stock 55611C108 890 50000 SH Sole 50000 MedAssets Inc Common Stock 584045108 356 25000 SH Sole 25000 MetLife Inc Common Stock 59156R108 569 25000 SH Sole 25000 Microsoft Corp Common Stock 594918104 1,194 65000 SH Sole 65000 Morgan Stanley Common Stock 617446448 342 15000 SH Sole 15000 Mylan Inc/PA Common Stock 628530107 1,341 100000 SH Sole 100000 MYR Group Inc/Delaware Common Stock 55405W104 915 60000 SH Sole 60000 Natural Gas Services Group Inc Common Stock 63886Q109 409 45400 SH Sole 45400 Nokia OYJ Common Stock 654902204 292 25000 SH Sole 25000 NuStar Energy LP Common Stock 67058H102 461 10000 SH Sole 10000 NuStar GP Holdings LLC Common Stock 67059L102 721 35000 SH Sole 35000 NuVasive Inc Common Stock 670704105 471 15000 SH Sole 15000 O'Reilly Automotive Inc Common Stock 686091109 700 20000 SH Sole 20000 Omniture Inc Common Stock 68212S109 462 35000 SH Sole 35000 Orion Marine Group Inc Common Stock 68628V308 1,965 150000 SH Sole 150000 Owens-Illinois Inc Common Stock 690768403 650 45000 SH Sole 45000 Pactiv Corp Common Stock 695257105 730 50000 SH Sole 50000 Petroleo Brasileiro SA Common Stock 71654V101 1,225 50000 SH Sole 50000 Pioneer Natural Resources Co Common Stock 723787107 828 50300 SH Sole 50300 Plains All American Pipeline LP Common Stock 726503105 1,415 38500 SH Sole 38500 PNC Financial Services Group Inc Common Stock 693475105 3 100 SH Sole 100 Ralcorp Holdings Inc Common Stock 751028101 1,616 30000 SH Sole 30000 Regal Entertainment Group Common Stock 758766109 738 55000 SH Sole 55000 Rockwood Holdings Inc Common Stock 774415103 238 30000 SH Sole 30000 SanDisk Corp Common Stock 80004C101 443 35000 SH Sole 35000 Schering-Plough Corp Common Stock 806605101 1,178 50000 SH Sole 50000 Smart Balance Inc Common Stock 83169Y108 544 90000 SH Sole 90000 Sterling Construction Co Inc Common Stock 859241101 535 30000 SH Sole 30000 Symantec Corp Common Stock 871503108 448 30000 SH Sole 30000 Target Corp Common Stock 87612E106 860 25000 SH Sole 25000 Terra Industries Inc Common Stock 880915103 281 10000 SH Sole 10000 Trina Solar Ltd Common Stock 89628E104 156 15000 SH Sole 15000 TrueBlue Inc Common Stock 89785X101 495 60000 SH Sole 60000 Tyco International Ltd Common Stock G9144P105 782 40000 SH Sole 40000 United Rentals Inc Common Stock 911363109 168 40000 SH Sole 40000 Volvo AB Common Stock 928856400 106 20000 SH Sole 20000 WABCO Holdings Inc Common Stock 92927K102 308 25000 SH Sole 25000 Walter Industries Inc Common Stock 93317Q105 457 20000 SH Sole 20000 Whiting Petroleum Corp Common Stock 966387102 905 35000 SH Sole 35000 Yingli Green Energy Holding Co Ltd Common Stock 98584B103 602 100000 SH Sole 100000 Zygo Corp Common Stock 989855101 74 16200 SH Sole 16200 50,765
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