-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T9w1p1hnDSqQo7kHrVSBcnZJyAWgsOOTMKr+S7f5gR5rucCe48iT1nfimYEL6SIX IhKBeBtta4ok3kjD+xqxvg== 0000909012-08-000667.txt : 20080521 0000909012-08-000667.hdr.sgml : 20080521 20080521154358 ACCESSION NUMBER: 0000909012-08-000667 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080331 FILED AS OF DATE: 20080521 DATE AS OF CHANGE: 20080521 EFFECTIVENESS DATE: 20080521 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIDGECREST INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001080134 IRS NUMBER: 134010784 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04503 FILM NUMBER: 08851874 BUSINESS ADDRESS: STREET 1: 600 THIRD AVE STREET 2: 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 2129846266 MAIL ADDRESS: STREET 1: 600 THIRD AVE STREET 2: 17TH FL CITY: NEW YORK STATE: NY ZIP: 10016 13F-HR 1 t304344.txt RIDGECREST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F-HR Form 13F COVER PAGE Report for the Calendar Year of Quarter Ended: March 31, 2008 ------------------- Check here if Amendment [ ]; Amendment Number: ------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ridgecrest Investment Management, LLC Address: 220 East 42nd Street, 29th Floor New York, NY 10017 Form 13F File Number: 28-04503 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Todd McElroy Title: Chief Financial Officer Phone: (212) 476-5517 Signature, Place, and Date of Signing: /s/ Todd McElroy New York, New York May 15, 2008 - ---------------- ------------------ ------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 65 --------------- Form 13F Information Table Value Total: $ 87,688.73 ------------- (thousands) List of Other Included Managers: None
MARKET SHARES/ SH/ TITLE VALUE PRN PRN PUT/ INVESTMENT NAME OF ISSUER OF CLASS CUSIP * 1000 AMOUNT AMT CALL DISCRETION MANAGERS SOLE SHARED NONE ABB Ltd ADR 000375204 1708.85 65000 SH SOLE 65000 Aecom Technology Corp COM 00766T100 1196.46 46000 SH SOLE 46000 Agrium Inc COM 008916108 745.32 12000 SH SOLE 12000 Alcoa Inc COM 13817101 1622.7 45000 SH SOLE 45000 American International Group Inc COM 026874107 865 20000 SH SOLE 20000 Anadarko Petroleum Corp COM 032511107 2206.05 35000 SH SOLE 35000 Annaly Capital Management Inc COM 035710409 536.2 35000 SH SOLE 35000 Applera Corp - Applied Biosystems Group COM AP BIO GRP 038020103 1314.4 40000 SH SOLE 40000 Arch Coal Inc COM 039380100 957 22000 SH SOLE 22000 Atlas Energy Resources LLC COM 049303100 1162.5 37500 SH SOLE 37500 Brookdale Senior Living Inc COM 112463104 717 30000 SH SOLE 30000 Cabot Oil & Gas Corp COM 127097103 2287.8 45000 SH SOLE 45000 Cano Petroleum Inc COM 137801106 655.2 140000 SH SOLE 140000 Continental Resources Inc/OK COM 212015101 1913.4 60000 SH SOLE 60000 Covanta Holding Corp COM 22282E102 2178 79200 SH SOLE 79200 CVS/Caremark Corp COM 126650100 2430.6 60000 SH SOLE 60000 Dolan Media Co COM 25659P402 100.55 5000 SH SOLE 5000 EMC Corp/Massachusetts COM 268648102 1147.2 80000 SH SOLE 80000 Emcore Corp COM 290846104 86.4 15000 SH SOLE 15000 EnPro Industries Inc COM 29355X107 3429.3 115000 SH SOLE 115000 Exide Technologies COM NEW 302051206 1441 110000 SH SOLE 110000 FMC Corp COM NEW 302491303 1664.7 30000 SH SOLE 30000 Gen-Probe Inc COM 36866T103 602.5 12500 SH SOLE 12500 Genworth Financial Inc COM CL A 37247D106 679.2 30000 SH SOLE 30000 GMX Resources Inc COM 38011M108 523.95 15000 SH SOLE 15000 Goodyear Tire & Rubber Co/The COM 382550101 928.8 36000 SH SOLE 36000 Great Lakes Dredge & Dock Corp COM 390607109 108.57 21000 SH SOLE 21000 Ingersoll-Rand Co Ltd CL A G4776G101 2006.1 45000 SH SOLE 45000 Joy Global Inc COM 481165108 2476.08 38000 SH SOLE 38000 JPMorgan Chase & Co COM 46625H100 859 20000 SH SOLE 20000 Kennametal Inc COM 489170100 1618.65 55000 SH SOLE 55000 KHD Humboldt Wedag International Ltd COM 482462108 1364.16 56000 SH SOLE 56000 Lennox International Inc COM 526107107 1258.95 35000 SH SOLE 35000 McDermott International Inc COM 580037109 1918.7 35000 SH SOLE 35000 McKesson Corp COM 58155Q103 1309.25 25000 SH SOLE 25000 MSC Industrial Direct Co CL A 553530106 422.5 10000 SH SOLE 10000 Orion Energy Systems Inc COM 686275108 381.6 40000 SH SOLE 40000 Mylan Inc/PA COM 628530107 580 50000 SH SOLE 50000 Nalco Holding Co COM 62985Q101 1522.8 72000 SH SOLE 72000 NASDAQ Omx Group Inc COM 631103108 380.8 10000 SH SOLE 10000 Nuance Communications Inc COM 67020Y100 870.5 50000 SH SOLE 50000 Orion Marine Group Inc COM 68628V308 1028.895 86100 SH SOLE 86100 Pactiv Corp COM 695257105 1441.55 55000 SH SOLE 55000 Par Pharmaceutical Cos Inc COM 69888P106 521.7 30000 SH SOLE 30000 Qiagen N V ORD N72482107 520 25000 SH SOLE 25000 Quanta Svcs Inc COM 74762E102 1436.54 62000 SH SOLE 62000 RBC Bearings COM 75524B104 1522.33 41000 SH SOLE 41000 Renesola Ltd SPONS ADS 75971T103 113.6 10000 SH SOLE 10000 Service Corporation International COM 817565104 760.5 75000 SH SOLE 75000 Slm Corp COM 78442P106 460.5 30000 SH SOLE 30000 Smart Balance Inc COM 83169Y108 513.5 65000 SH SOLE 65000 Sterling Construction Co Inc COM 859241101 72.88 4000 SH SOLE 4000 Sunpower Corp COM CL A 867652109 745.1 10000 SH SOLE 10000 Switch & Data Facilities Com COM 871043105 357.35 35000 SH SOLE 35000 Thermo Fisher Scientific, Inc. COM 883556102 1733.62 30500 SH SOLE 30500 Titanium Metals Corp COM NEW 888339207 624.575 41500 SH SOLE 41500 Trinity Industries, Inc COM 896522109 1798.875 67500 SH SOLE 67500 Ultrapetrol Bahamas Ltd COM P94398107 624.64 61000 SH SOLE 61000 Varian Medical Systems Inc COM 92220P105 1288.1 27500 SH SOLE 27500 WABCO Holdings Inc COM 92927K102 1665.13 36500 SH SOLE 36500 Walter Industries Inc COM 93317Q105 1096.025 17500 SH SOLE 17500 WR Grace & Co COM 38388F108 912.8 40000 SH SOLE 40000 Yingli Green Energy Holding Co Ltd ADR 98584B103 17100 1000000 SH SOLE 1000000 Zep Inc COM 98944B108 551.48 34000 SH SOLE 34000 Watsco Inc CL B 942622200 621.3 15000 SH SOLE 15000 87688.73 Number of Other 0
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