-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Opk3U9UfeUl7NvpNwWt1yhh53LivE3UAMxXukmVGDgyXt8nO3rWYpAdKACN6xcAp 6tUp29uIHovHKV0jWZJNSQ== 0001080132-10-000002.txt : 20100204 0001080132-10-000002.hdr.sgml : 20100204 20100204130003 ACCESSION NUMBER: 0001080132-10-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100204 DATE AS OF CHANGE: 20100204 EFFECTIVENESS DATE: 20100204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ELLIOTT & ASSOCIATES CENTRAL INDEX KEY: 0001080132 IRS NUMBER: 351682166 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04845 FILM NUMBER: 10573391 BUSINESS ADDRESS: STREET 1: 101 W. KIRKWOOD STREET 2: SUITE 230 CITY: BLOOMINGTON STATE: IN ZIP: 47404 BUSINESS PHONE: 8123325259 MAIL ADDRESS: STREET 1: P.O. BOX 727 CITY: BLOOMINGTON STATE: IN ZIP: 47402 13F-HR 1 edgar13fpacket09q4.txt PERIOD ENDING DECEMBER 31, 2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one):[ ] is a restatement. [ ] adds new holdings entities. Institutional Investment Manager Filing this Report: Name: Elliott & Associates, Inc. Address: 101 W. Kirkwood Suite 239 Bloomington, IN 47404 13F File Number: 28-4845 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person singing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Matthew K. Bradley Title: President Phone: 317-863-0311 Signature, Place, and Date of Signing: Matthew K. Bradley Indianapolis, IN February 4, 2010 Report Type (Check only one): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 76 Form 13F Information Table Value Total: $88,980,797 List of Other Included Managers: NONE TITLE VALUE SHARES/ SHRS/ INVS NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN PRN DSCR - ------------------------------------------------------ ------------- -------------- ---------------------------- 3M Company COM 88579Y101 10900 SHRS SOLE Abbott Laboratories COM 002824100 19600 SHRS SOLE Aflac Inc COM 001055102 14250 SHRS SOLE Allergan Inc. COM 018490102 29100 SHRS SOLE American Movil SA ADR 02364W105 15750 SHRS SOLE American Tower Corp COM 029912201 50700 SHRS SOLE Apache Corp COM 037411105 10550 SHRS SOLE Apple Corp. COM 037833100 2225 SHRS SOLE Banco Santander SA ADR 05964H105 93500 SHRS SOLE Becton Dickinson & Co COM 075887109 11750 SHRS SOLE Canadian Natl Railway ADR 136375102 11450 SHRS SOLE Cenovus Energy Inc ADR 15135u109 8550 SHRS SOLE CenturyLink COM 156700106 21900 SHRS SOLE Chevrontexaco Corp COM 166764100 2865 SHRS SOLE China Mobile LTD ADR 16941M109 14800 SHRS SOLE Cisco Systems Inc. COM 17275R102 102800 SHRS SOLE Cognizant Tech Solutions COM 192466102 25300 SHRS SOLE Colgate-Palmolive COM 194162103 11718 SHRS SOLE Consol Energy Inc COM 20854P109 35950 SHRS SOLE Copano Energy Llc COM 217202100 10500 SHRS SOLE Covance Inc COM 222816100 37100 SHRS SOLE CVS Corporation COM 126650100 29100 SHRS SOLE Danaher Corporation COM 235851102 7300 SHRS SOLE Diageo PLC ADR ADR 386090302 22450 SHRS SOLE Discovery Comm. Cl A COM 25470F104 14300 SHRS SOLE Eaton Corporation COM 278058102 18150 SHRS SOLE Ecolab Inc. COM 278865100 56000 SHRS SOLE EMC Corporation COM 268648102 157300 SHRS SOLE Emerson Electric Company COM 291011104 23600 SHRS SOLE Encana Corporation ADR 292505104 32000 SHRS SOLE Express 1 Expidited Solution COM 815801105 29000 SHRS SOLE Express Scripts Inc. COM 30217Q108 6700 SHRS SOLE Exxon Mobile Corp. COM 30231G102 3900 SHRS SOLE FedEx Corp COM 31428X106 11800 SHRS SOLE Fiserv Inc. Wisc. COM 337738108 28250 SHRS SOLE Flowserve Corporation COM 34354P105 4450 SHRS SOLE Fluor Corp. COM 343861100 13600 SHRS SOLE Freeport McMoran Copper A COM 35671D857 16650 SHRS SOLE General Cable Cp De New COM 369300108 28300 SHRS SOLE General Electric COM 369604103 23225 SHRS SOLE Genzyme Corp COM 372917104 8200 SHRS SOLE Hewlett-Packard Company COM 428236103 40350 SHRS SOLE Honda Motor Co Ltd Adr ADR 438128308 20300 SHRS SOLE J.P. Morgan Chase & Co. COM 46625H100 13100 SHRS SOLE Johnson & Johnson COM 478160104 23500 SHRS SOLE Lubrizol Corporation COM 549271104 17150 SHRS SOLE Marsh and McLennan Cos. COM 571748102 45800 SHRS SOLE MasterCard COM 57636Q104 9900 SHRS SOLE Maxim Integrated Products, I COM 57772K101 22600 SHRS SOLE McDonalds COM 580135101 11050 SHRS SOLE Microsoft Corporation COM 594918104 62500 SHRS SOLE Monsanto COM 61166W101 29600 SHRS SOLE Nike Inc COM 654106103 23550 SHRS SOLE Norfolk Southern Corp COM 655844108 29500 SHRS SOLE Novartis A G Spon ADR ADR 66987V109 28900 SHRS SOLE NYSE Group Inc COM 629491101 82500 SHRS SOLE Occidental Petroleum COM 674599105 2800 SHRS SOLE Paincare Holdings Inc. COM 69562E104 12050 SHRS SOLE PepsiCo Inc. COM 713448108 34800 SHRS SOLE Petroleo Brasileiro Adrf ADR 71654V408 9700 SHRS SOLE Procter & Gamble COM 742718109 29900 SHRS SOLE Qualcomm Inc COM 747525103 18200 SHRS SOLE Roche Hldg Ltd Spon Adrf ADR 771195104 25800 SHRS SOLE Schlumberger Ltd. COM 806857108 28650 SHRS SOLE Schwab Charles Corp COM 808513105 113200 SHRS SOLE Steel Dynamics, Inc. COM 858119100 34900 SHRS SOLE Stryker Corp COM 863667101 20800 SHRS SOLE Supreme Industries, Inc. COM 868607102 10812 SHRS SOLE Thermo Fisher Scientific COM 883556102 44800 SHRS SOLE Total S.A. ADR 286269105 11150 SHRS SOLE Transocean COM 893817106 7498 SHRS SOLE United Technologies Corp. COM 913017109 18800 SHRS SOLE Vale SA ADR 204412209 63800 SHRS SOLE Verizon Communications COM 92343V104 55200 SHRS SOLE VF Corporation COM 918204108 39450 SHRS SOLE Waste Management Inc. COM 94196L109 54400 SHRS SOLE
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