-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WQOxX1ZnFvmnwOEkv0tWcgX9wu5GhrBMlomAa227wpkUgN7mU8IWm1l3RvrmpQOW /4T4pNsQlkyw2DwtU2Jl+Q== 0001080132-09-000007.txt : 20091112 0001080132-09-000007.hdr.sgml : 20091111 20091112091655 ACCESSION NUMBER: 0001080132-09-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091112 DATE AS OF CHANGE: 20091112 EFFECTIVENESS DATE: 20091112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ELLIOTT & ASSOCIATES CENTRAL INDEX KEY: 0001080132 IRS NUMBER: 351682166 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04845 FILM NUMBER: 091174505 BUSINESS ADDRESS: STREET 1: 101 W. KIRKWOOD STREET 2: SUITE 230 CITY: BLOOMINGTON STATE: IN ZIP: 47404 BUSINESS PHONE: 8123325259 MAIL ADDRESS: STREET 1: P.O. BOX 727 CITY: BLOOMINGTON STATE: IN ZIP: 47402 13F-HR 1 edgar13fpacket09q3.txt PERIOD ENDING SEPTEMBER 30, 2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one):[ ] is a restatement. [ ] adds new holdings entities. Institutional Investment Manager Filing this Report: Name: Elliott & Associates, Inc. Address: 101 W. Kirkwood Suite 230 Bloomington, IN 47404 13F File Number: 28-4845 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person singing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Matthew K. Bradley Title: Vice President Phone: 317-863-0311 Signature, Place, and Date of Signing: Matthew K. Bradley Indianapolis, IN November 12, 2009 Report Type (Check only one): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 75 Form 13F Information Table Value Total: $82,438,000 List of Other Included Managers: NONE TITLE VALUE SHARES/ SHRS/ INVS NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN PRN DSCR - ------------------------------------------------------------------------------------------------------- 3M Company COM 88579Y101 804 10900 SHRS SOLE Abbott Laboratories COM 002824100 886 17900 SHRS SOLE Aflac Inc COM 001055102 690 16150 SHRS SOLE Allergan Inc. COM 001849010 1646 29000 SHRS SOLE American Movil SA ADR 02364W105 756 17250 SHRS SOLE American Tower Corp COM 029912201 1820 50000 SHRS SOLE Apache Corp COM 037411105 698 7600 SHRS SOLE Apple Corp. COM 03783310 338 1825 SHRS SOLE Becton Dickinson & Co COM 075887109 795 11400 SHRS SOLE Burlington Northern Sante Fe COM 12189T104 878 11000 SHRS SOLE CenturyLink COM 156700106 601 17900 SHRS SOLE China Mobile LTD ADR 16941M10 796 16200 SHRS SOLE Cisco Systems Inc. COM 17275R102 2443 103800 SHRS SOLE Cognizant Tech Solutions COM 192466102 1009 26100 SHRS SOLE Colgate-Palmolive COM 194162103 1056 13850 SHRS SOLE Consol Energy Inc COM 20854P109 1541 34150 SHRS SOLE Copano Energy COM 217202100 191 10500 SHRS SOLE Covance Inc COM 222816100 2041 37700 SHRS SOLE CVS Corporation Delaware COM 126650100 1122 31400 SHRS SOLE Danaher Corporation COM 235851102 539 8000 SHRS SOLE Diageo PLC ADR ADR 386090302 1491 24250 SHRS SOLE Eaton Corporation COM 278058102 1021 18050 SHRS SOLE Ecolab Inc. COM 278865100 2580 55800 SHRS SOLE EMC Corporation COM 268648102 2675 157000 SHRS SOLE Emerson Electric Company COM 291011104 962 24000 SHRS SOLE Encana Corporation ADR 292505104 1005 17450 SHRS SOLE Express 1 Expidited Solution COM 815801105 28 29000 SHRS SOLE FedEx Corp COM 31428X106 888 11800 SHRS SOLE Fiserv Inc. Wisc. COM 337738108 1299 26950 SHRS SOLE Flowserve Corporation COM 34354P105 409 4150 SHRS SOLE Fluor Corp. COM 343861100 747 14700 SHRS SOLE Foster Wheeler New Ord COM G36535139 284 8900 SHRS SOLE Freeport McMoran Copper A COM 35671D857 1135 16550 SHRS SOLE Gamestop Corp Cl A COM 36467W109 582 22000 SHRS SOLE General Cable Corp COM 369300108 1178 30100 SHRS SOLE General Electric COM 369604103 393 23925 SHRS SOLE Genzyme Corp COM 372917104 448 7900 SHRS SOLE Hewlett-Packard Company COM 428236103 1872 39650 SHRS SOLE Honda Motor Co LTD ADR 438128308 627 20700 SHRS SOLE HSBC Holdings PLC ADR 404280406 317 5521 SHRS SOLE J.P. Morgan Chase & Co. COM 46625H100 638 14560 SHRS SOLE Johnson & Johnson COM 478160104 1504 24700 SHRS SOLE Lubrizol Corporation COM 549271104 979 13700 SHRS SOLE Marsh and McClennan Cos. COM 571748102 1014 41000 SHRS SOLE MasterCard COM 57636Q104 2011 9950 SHRS SOLE McDonalds COM 580135101 591 10350 SHRS SOLE Microsoft Corporation COM 594918104 1626 63200 SHRS SOLE Monsanto COM 61166W101 2329 30087 SHRS SOLE Nike Inc COM 654106103 1449 22400 SHRS SOLE Norfolk Southern Corp COM 655844108 901 20900 SHRS SOLE Novartis A G Spon ADR ADR 66987V109 1446 28700 SHRS SOLE NYSE Group Inc COM 62949W10 2095 72500 SHRS SOLE Occidental Petroleum COM 674599105 212 2700 SHRS SOLE Paincare Holdings Inc COM 69562E104 1 12050 SHRS SOLE PepsiCo Inc. COM 713448108 2088 35600 SHRS SOLE Petroleo Brasileiro ADR ADR 71654V408 445 9700 SHRS SOLE Procter & Gamble COM 742718109 1952 33700 SHRS SOLE Prudential Financial Inc COM 744320102 279 5600 SHRS SOLE Qualcomm Inc COM 747525103 306 6800 SHRS SOLE Research In Motion LTD ADR 760975102 737 10900 SHRS SOLE Roche Hldg LTD ADR 771195104 1141 28100 SHRS SOLE Schlumberger LTD COM 806857108 1719 28850 SHRS SOLE Schwab Charles Corp COM 808513105 2225 116200 SHRS SOLE Steel Dynamics, Inc. COM 858119100 466 30400 SHRS SOLE Stryker Corp COM 863667101 981 21600 SHRS SOLE Supreme Industries, Inc. COM 868607102 26 10812 SHRS SOLE Thermo Fisher Scientific COM 883556102 1956 44800 SHRS SOLE Transocean COM 893817106 641 7498 SHRS SOLE United Technologies Corp. COM 913017109 829 13600 SHRS SOLE Vale SA ADR 204412209 1494 64600 SHRS SOLE Verizon Communications COM 92343V104 2104 69500 SHRS SOLE VF Corporation COM 918204108 2828 39050 SHRS SOLE Waste Management Inc COM 94196L109 1580 53000 SHRS SOLE Wells Fargo & Co COM 949746101 504 17900 SHRS SOLE XTO Energy COM 98385X106 745 18025 SHRS SOLE
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