0001140361-11-051393.txt : 20111102 0001140361-11-051393.hdr.sgml : 20111102 20111102160849 ACCESSION NUMBER: 0001140361-11-051393 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111102 DATE AS OF CHANGE: 20111102 EFFECTIVENESS DATE: 20111102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HEITMAN REAL ESTATE SECURITIES LLC CENTRAL INDEX KEY: 0001080117 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04321 FILM NUMBER: 111174539 BUSINESS ADDRESS: STREET 1: 180 NORTH LASALLE STREET STREET 2: SUITE 3600 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 3128494153 FORMER COMPANY: FORMER CONFORMED NAME: HEITMAN PRA SECURITIES ADVISORS LLC DATE OF NAME CHANGE: 19990218 13F-HR 1 form13fhr.txt NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/2011 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Heitman Real Estate Securities LLC Address: 191 North Wacker Drive Suite 2500 Chicago, IL 60606 Form 13F File Number: 28-04321 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Persons Signing this Report on Behalf of Reporting Manager: Name: Katie Boysen Title: Public Securities Compliance Manager Phone: 312-251-5424 Signature, Place, and Date of Signing: /s/ Katie Boysen Chicago, IL 11/3/2011 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 4 Form 13F Information Table Entry Total: 85 Form 13F Information Table Value Total: $ 1,579,284 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 028-11931 Old Mutual (US) Holdings, Inc. ---- -------------------- ---------------------------------------------------- 2 028-11581 Old Mutual Capital, Inc. ---- -------------------- ---------------------------------------------------- 3 028-12002 Heitman LLC ---- -------------------- ---------------------------------------------------- 4 028-12003 KE I LLC ---- -------------------- ----------------------------------------------------
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------------- -------------- --------- -------- ----------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ------- Avalonbay Communities, Inc. COM 053484101 2188 19187 SH OTHER 1,2,3,4 19187 0 0 Avalonbay Communities, Inc. COM 053484101 57927 507910 SH DEFINED 1,3,4 265016 0 242894 Boston Properties, Inc. COM 101121101 2901 32560 SH OTHER 1,2,3,4 32560 0 0 Boston Properties, Inc. COM 101121101 79844 896118 SH DEFINED 1,3,4 465164 0 430954 Cousins Properties Inc. COM 222795106 312 53400 SH OTHER 1,2,3,4 53400 0 0 Cousins Properties Inc. COM 222795106 9318 1592765 SH DEFINED 1,3,4 805325 0 787440 DDR Corp. COM 23317H102 1474 135250 SH OTHER 1,2,3,4 135250 0 0 DDR Corp. COM 23317H102 45311 4156998 SH DEFINED 1,3,4 2061454 0 2095544 DiamondRock Hospitality Company COM 252784301 448 64100 SH OTHER 1,2,3,4 64100 0 0 DiamondRock Hospitality Company COM 252784301 11486 1643214 SH DEFINED 1,3,4 859939 0 783275 Digital Realty Trust Inc. COM 253868103 2336 42352 SH OTHER 1,2,3,4 42352 0 0 Digital Realty Trust Inc. COM 253868103 65553 1188413 SH DEFINED 1,3,4 614126 0 574287 Douglas Emmett, Inc. COM 25960P109 880 51475 SH OTHER 1,2,3,4 51475 0 0 Douglas Emmett, Inc. COM 25960P109 25667 1501009 SH DEFINED 1,3,4 803984 0 697025 Duke Realty Corporation COM 264411505 794 75575 SH OTHER 1,2,3,4 75575 0 0 Duke Realty Corporation COM 264411505 20163 1920317 SH DEFINED 1,3,4 998767 0 921550 Essex Property Trust Inc. COM 297178105 1552 12925 SH OTHER 1,2,3,4 12925 0 0 Essex Property Trust Inc. COM 297178105 42193 351488 SH DEFINED 1,3,4 185160 0 166328 First Industrial Realty Trust Inc. COM 32054K103 976 122000 SH OTHER 1,2,3,4 122000 0 0 First Industrial Realty Trust Inc. COM 32054K103 7967 995825 SH DEFINED 1,3,4 507975 0 487850 General Growth Properties, Inc. COM 370023103 577 47650 SH OTHER 1,2,3,4 47650 0 0 General Growth Properties, Inc. COM 370023103 18772 1551424 SH DEFINED 1,3,4 840524 0 710900 HCP Inc. COM 40414L109 2537 72375 SH OTHER 1,2,3,4 72375 0 0 HCP Inc. COM 40414L109 71336 2034671 SH DEFINED 1,3,4 1057979 0 976692 Health Care REIT Inc. COM 42217K106 1985 42417 SH OTHER 1,2,3,4 42417 0 0 Health Care REIT Inc. COM 42217K106 58753 1255399 SH DEFINED 1,3,4 640548 0 614851 Healthcare Realty Trust Inc. COM 421946104 448 26600 SH OTHER 1,2,3,4 26600 0 0 Healthcare Realty Trust Inc. COM 421946104 17465 1036480 SH DEFINED 1,3,4 515030 0 521450 Highwoods Properties Inc. COM 431284108 6473 229050 SH DEFINED 1,3,4 90000 0 139050 Host Hotels & Resorts, Inc. COM 44107P104 1910 174614 SH OTHER 1,2,3,4 174614 0 0 Host Hotels & Resorts, Inc. COM 44107P104 50074 4577137 SH DEFINED 1,3,4 2481168 0 2095969 Kilroy Realty Corp. COM 49427F108 724 23125 SH OTHER 1,2,3,4 23125 0 0 Kilroy Realty Corp. COM 49427F108 12572 401667 SH DEFINED 1,3,4 227567 0 174100 Kimco Realty Corporation COM 49446R109 601 40000 SH OTHER 1,2,3,4 40000 0 0 Kimco Realty Corporation COM 49446R109 18251 1214292 SH DEFINED 1,3,4 603742 0 610550 Mack-Cali Realty Corporation COM 554489104 846 31620 SH OTHER 1,2,3,4 31620 0 0 Mack-Cali Realty Corporation COM 554489104 23276 870113 SH DEFINED 1,3,4 452847 0 417266 Medical Properties Trust Inc. COM 58463J304 1225 136900 SH DEFINED 1,3,4 0 0 136900 Plum Creek Timber Company Inc. COM 729251108 946 27250 SH DEFINED 1,3,4 27250 0 0 Public Storage, Inc. COM 74460D109 2516 22598 SH OTHER 1,2,3,4 22598 0 0 Public Storage, Inc. COM 74460D109 87983 790149 SH DEFINED 1,3,4 418517 0 371632 Rayonier Inc COM 754907103 1401 38075 SH DEFINED 1,3,4 38075 0 0 Regency Centers Corp. COM 758849103 1367 38700 SH OTHER 1,2,3,4 38700 0 0 Regency Centers Corp. COM 758849103 42091 1191374 SH DEFINED 1,3,4 605124 0 586250 RLJ Lodging Trust COM 74965L101 291 22800 SH OTHER 1,2,3,4 22800 0 0 RLJ Lodging Trust COM 74965L101 6711 525555 SH DEFINED 1,3,4 251555 0 274000 Sabra Health Care REIT Inc COM 78573L106 235 24625 SH OTHER 1,2,3,4 24625 0 0 Sabra Health Care REIT Inc COM 78573L106 7571 793571 SH DEFINED 1,3,4 220179 0 573392 Simon Property Group, Inc. COM 828806109 6980 63462 SH OTHER 1,2,3,4 63462 0 0 Simon Property Group, Inc. COM 828806109 168378 1530990 SH DEFINED 1,3,4 858476 0 672514 SL Green Realty Corp COM 78440X101 1118 19225 SH OTHER 1,2,3,4 19225 0 0 SL Green Realty Corp COM 78440X101 31247 537348 SH DEFINED 1,3,4 271000 0 266348 Stag Industrial Inc COM 85254J102 1616 158400 SH DEFINED 1,3,4 0 0 158400 Taubman Centers, Inc. COM 876664103 1070 21275 SH OTHER 1,2,3,4 21275 0 0 Taubman Centers, Inc. COM 876664103 45448 903358 SH DEFINED 1,3,4 418500 0 484858 UDR, Inc. COM 902653104 1289 58225 SH OTHER 1,2,3,4 58225 0 0 UDR, Inc. COM 902653104 34888 1575808 SH DEFINED 1,3,4 804313 0 771495 Ventas Inc. COM 92276F100 2196 44450 SH OTHER 1,2,3,4 44450 0 0 Ventas Inc. COM 92276F100 62335 1261833 SH DEFINED 1,3,4 634608 0 627225 Weyerhaeuser Co COM 962166104 2864 184200 SH DEFINED 1,3,4 184200 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------------- -------------- --------- -------- ----------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ------- BRE Properties, Inc. COM CL A 05564E106 860 20300 SH OTHER 1,2,3,4 20300 0 0 BRE Properties, Inc. COM CL A 05564E106 23199 547924 SH DEFINED 1,3,4 275474 0 272450 Forest City Enterprise CL A COM CL A 345550107 154 14400 SH OTHER 1,2,3,4 14400 0 0 Forest City Enterprise CL A COM CL A 345550107 853 80045 SH DEFINED 1,3,4 71820 0 8225 Colonial Properties Trust COM SH BEN INT 195872106 512 28200 SH OTHER 1,2,3,4 28200 0 0 Colonial Properties Trust COM SH BEN INT 195872106 12313 678022 SH DEFINED 1,3,4 334000 0 344022 Commonwealth REIT COM SH BEN INT 203233101 1529 80600 SH DEFINED 1,3,4 0 0 80600 Entertainment Properties Trust COM SH BEN INT 29380T105 25568 655917 SH DEFINED 1,3,4 261142 0 394775 LaSalle Hotel Properties COM SH BEN INT 517942108 746 38859 SH OTHER 1,2,3,4 38859 0 0 LaSalle Hotel Properties COM SH BEN INT 517942108 18255 950800 SH DEFINED 1,3,4 500352 0 450448 Commonwealth REIT PFD Series E 7.25% PFD 203233606 1711 70000 SH DEFINED 1,3,4 0 0 70000 Sunstone Hotel Investors PFD SER D PFD 867892507 1708 80000 SH DEFINED 1,3,4 0 0 80000 8.00% Camden Property Trust SH BEN INT 133131102 332 6000 SH OTHER 1,2,3,4 6000 0 0 Camden Property Trust SH BEN INT 133131102 8373 151522 SH DEFINED 1,3,4 78172 0 73350 Equity Residential SH BEN INT 29476L107 3544 68332 SH OTHER 1,2,3,4 68332 0 0 Equity Residential SH BEN INT 29476L107 98736 1903531 SH DEFINED 1,3,4 993729 0 909802 Glimcher Realty Trust SH BEN INT 379302102 829 117025 SH OTHER 1,2,3,4 117025 0 0 Glimcher Realty Trust SH BEN INT 379302102 23254 3284467 SH DEFINED 1,3,4 1687967 0 1596500 Liberty Property Trust SH BEN INT 531172104 263 9025 SH OTHER 1,2,3,4 9025 0 0 Liberty Property Trust SH BEN INT 531172104 6540 224650 SH DEFINED 1,3,4 116785 0 107865 Prologis Inc. SH BEN INT 74340W103 2435 100397 SH OTHER 1,2,3,4 100397 0 0 Prologis Inc. SH BEN INT 74340W103 91410 3769469 SH DEFINED 1,3,4 1943978 0 1825491 The Macerich Company SH BEN INT 554382101 12960 304000 SH DEFINED 1,3,4 103800 0 200200 Vornado Realty Trust SH BEN INT 929042109 2339 31351 SH OTHER 1,2,3,4 31351 0 0 Vornado Realty Trust SH BEN INT 929042109 63205 847019 SH DEFINED 1,3,4 436947 0 410072