0001612203-14-000005.txt : 20140711 0001612203-14-000005.hdr.sgml : 20140711 20140711172446 ACCESSION NUMBER: 0001612203-14-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140327 FILED AS OF DATE: 20140711 DATE AS OF CHANGE: 20140711 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: THESTREET, INC. CENTRAL INDEX KEY: 0001080056 STANDARD INDUSTRIAL CLASSIFICATION: NEWSPAPERS: PUBLISHING OR PUBLISHING & PRINTING [2711] IRS NUMBER: 061515824 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14 WALL STREET, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212 321 5000 MAIL ADDRESS: STREET 1: 14 WALL STREET, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: THESTREET COM DATE OF NAME CHANGE: 19990218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TCV VI Management, L.L.C. CENTRAL INDEX KEY: 0001612203 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25779 FILM NUMBER: 14972399 BUSINESS ADDRESS: STREET 1: TECHNOLOGY CROSSOVER VENTURES STREET 2: 528 RAMONA STREET CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-614-8200 MAIL ADDRESS: STREET 1: TECHNOLOGY CROSSOVER VENTURES STREET 2: 528 RAMONA STREET CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trudeau Robert CENTRAL INDEX KEY: 0001343722 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25779 FILM NUMBER: 14972400 MAIL ADDRESS: STREET 1: 528 RAMONA STREET CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REYNOLDS JON Q JR CENTRAL INDEX KEY: 0001188444 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25779 FILM NUMBER: 14972401 MAIL ADDRESS: STREET 1: 528 RAMONA STREET CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DREW JOHN CENTRAL INDEX KEY: 0001188456 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25779 FILM NUMBER: 14972402 MAIL ADDRESS: STREET 1: 528 RAMONA STREET CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KIMBALL RICK CENTRAL INDEX KEY: 0001197937 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25779 FILM NUMBER: 14972403 MAIL ADDRESS: STREET 1: 528 RAMONA STREET CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOAG JAY C CENTRAL INDEX KEY: 0001082906 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25779 FILM NUMBER: 14972404 MAIL ADDRESS: STREET 1: 528 RAMONA STREET CITY: PALO ALTO STATE: CA ZIP: 94301 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-03-27 0001080056 THESTREET, INC. TST 0001612203 TCV VI Management, L.L.C. C/O TECHNOLOGY CROSSOVER VENTURES 528 RAMONA STREET PALO ALTO CA 94301 0 0 0 1 May be part of a 13(d) group 0001082906 HOAG JAY C C/O TECHNOLOGY CROSSOVER VENTURES 528 RAMONA STREET PALO ALTO CA 94301 0 0 1 1 May be part of a 13(d) group 0001197937 KIMBALL RICK C/O TECHNOLOGY CROSSOVER VENTURES 528 RAMONA STREET PALO ALTO CA 94301 0 0 1 1 May be part of a 13(d) group 0001188456 DREW JOHN C/O TECHNOLOGY CROSSOVER VENTURES 528 RAMONA STREET PALO ALTO CA 94301 0 0 1 1 May be part of a 13(d) group 0001188444 REYNOLDS JON Q JR C/O TECHNOLOGY CROSSOVER VENTURES 528 RAMONA STREET PALO ALTO CA 94301 0 0 1 1 May be part of a 13(d) group 0001343722 Trudeau Robert C/O TECHNOLOGY CROSSOVER VENTURES 528 RAMONA STREET PALO ALTO CA 94301 0 0 1 1 May be part of a 13(d) group Common Stock 2014-03-27 4 M 0 5000 1.69 A 5000 I Christopher P. Marshall Common Stock 2014-03-27 4 J 0 5000 0 D 0 I Christopher P. Marshall Common Stock 2014-03-27 4 J 0 5000 0 A 5000 D Common Stock 2014-04-08 4 S 0 5000 2.4874 D 0 D Stock Option (right to buy) 1.69 2014-03-27 4 M 0 5000 0 D 2014-01-02 2014-04-02 Common stock, par value $.01 per share 5000 5000 I Christopher P. Marshall These options were acquired by Christopher P. Marshall in his former capacity as a director of the issuer. Mr. Marshall was the nominal holder of the options while he served as a director, but at no time had a pecuniary interest in, or voting and dispositive power over, the options and the shares of stock underlying them. TCV VI Management, L.L.C. ("Management VI") held 100% of the pecuniary interest therein. Richard H. Kimball, John L. Drew, Jon Q. Reynolds, Jr. and Robert W. Trudeau (collectively, the "Members") are members of Management VI, but each disclaims having had beneficial ownership of the options or the shares acquired upon exercise of the options except to the extent of their respective pecuniary interests therein. Upon the exercise of the options held by Christopher P. Marshall, the exercised shares were transferred to Management VI. Following the exercise of the options by Christopher P. Marshall and the transfer of the underlying shares, these shares were directly held by Management VI. Each of the Members are members of Management VI but disclaim having had beneficial ownership of such shares expect to the extent of their respective pecuniary interests therein. Frederic D. Fenton, Authorized signatory for TCV VI Management, L.L.C. 2014-07-11 Frederic D. Fenton, Authorized signatory for Jay C. Hoag 2014-07-11 Frederic D. Fenton, Authorized signatory for Richard H. Kimball 2014-07-11 Frederic D. Fenton, Authorized signatory for John L. Drew 2014-07-11 Frederic D. Fenton, Authorized signatory for Jon Q. Reynolds Jr. 2014-07-11 Frederic D. Fenton, Authorized signatory for Robert W. Trudeau 2014-07-11