-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MhbI3wvxQS5NPmz2nqTMxq8k48y3HWA6aj6HAcyVGh8VQo3f3Fj2TJMzQzhR5rtC ezAiSgvLKuo50XjTkq2K+Q== 0000950155-04-000020.txt : 20040211 0000950155-04-000020.hdr.sgml : 20040211 20040211160557 ACCESSION NUMBER: 0000950155-04-000020 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040211 GROUP MEMBERS: MARTIN H. PERETZ SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: THESTREET COM CENTRAL INDEX KEY: 0001080056 STANDARD INDUSTRIAL CLASSIFICATION: NEWSPAPERS: PUBLISHING OR PUBLISHING & PRINTING [2711] IRS NUMBER: 061515824 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-56341 FILM NUMBER: 04586440 BUSINESS ADDRESS: STREET 1: 14 WALL ST 14TH FL CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 2122714004 MAIL ADDRESS: STREET 1: 14 WALL ST 14TH FL CITY: NEW YORK STATE: NY ZIP: 10005 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PERETZ MARTIN H CENTRAL INDEX KEY: 0001105890 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O CLARK STATES INC STREET 2: 1 ROCKERFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10020 MAIL ADDRESS: STREET 1: C/O CLARK STATES INC STREET 2: 1 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10020 SC 13G/A 1 e819880sc13ga.txt SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 4)* THESTREET.COM, INC. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.01 par value per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 88368Q103 ------------------------------------- (CUSIP Number) December 31, 2003 ----------------------------------------------------- (Date of Event Which Requires Filing of this Statement Check the appropriate box to designate the rule pursuant to which this Schedule 13G is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [x] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosure provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "FILED" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes.) - ----------------------------- ----------------------------- CUSIP NO. 88368Q103 13G PAGE 2 OF 6 PAGES - ----------------------------- ----------------------------- - ---------- --------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only): Martin H. Peretz - ---------- --------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [x] - ---------- --------------------------------------------------------------------- 3 SEC USE ONLY - ---------- --------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION: United States - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 2,899,986 SHARES ------------------------------------------------------------------- 6 SHARED VOTING POWER BENEFICIALLY 438,138 OWNED BY ------------------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING 2,899,986 PERSON ------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER WITH 483,138 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 3,383,124 - ---------- --------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) N/A - ---------- --------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9: 14.1% - ---------- --------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- - ----------------------------- ----------------------------- CUSIP NO. 88368Q103 13G PAGE 3 OF 6 PAGES - ----------------------------- ----------------------------- ITEM 1. (a) Name of Issuer: TheStreet.com, Inc. (b) Address of Issuer's Principal Executive Offices: 14 Wall Street, 14th Floor, New York, New York 10005. ITEM 2. (a) Name of Person Filing: Martin H. Peretz (b) Address of Principal Business Office or, if none, Residence: c/o The Clark Estates, Inc., 1 Rockefeller Plaza, New York, New York 10020. (c) Citizenship: United States (d) Title of Class of Securities: Common Stock, $.01 par value per share (e) CUSIP Number: 88368Q103 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO ss.240.13d-1(b) OR 240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or Dealer registered under Section 15 of the Act (b) [ ] Bank as defined in section 3(a)(6) of the Act (c) [ ] Insurance Company as defined in section 3(a)(19) of the Act (d) [ ] Investment Company registered under section 8 of the Investment Company Act of 1940 (e) [ ] An investment adviser in accordance with ss.240.13d-1(b)(1)(ii)(E) (f) [ ] An employee benefit plan or endowment fund in accordance with ss.240.13d-1(b)(1)(ii)(F) (g) [ ] A parent holding company or control person in accordance with ss.240.13d-1(b)(1)(ii)(G) (h) [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (j) |_| Group, in accordance with ss.240.13d-1(b)(1)(ii)(J) - ----------------------------- ----------------------------- CUSIP NO. 88368Q103 13G PAGE 4 OF 6 PAGES - ----------------------------- ----------------------------- ITEM 4. OWNERSHIP (a) Amount Beneficially owned (as of December 31, 2003): 3,383,124 (b) Percent of Class: 13.9% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote 2,899,986 (ii) shared power to vote or to direct the vote 483,138 (iii) sole power to dispose or to direct the disposition of 2,899,986 (iv) shared power to dispose or to direct the disposition of 483,138 ITEM 5. OWNERSHIP FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. - --------------------- The filing of this Schedule 13G shall not be construed as an admission that Dr. Peretz is, for the purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended, the beneficial owner of the shares of common stock of the Issuer ("Shares") described in this Schedule 13G. Dr. Peretz has sole voting and dispositive power with respect to: a) 152,474 Shares held directly by Dr. Peretz, b) 2,430,508 Shares held directly by Peretz Partners L.L.C., by virtue of his position as manager of Peretz Partners L.L.C., c) 254,504 Shares held directly by Peretz Family Investments, L.P. ("PFI"), by virtue of his position as a General Partner of PFI and (d) 62,500 Shares underlying stock options currently exercisable by Dr. Peretz under TheStreet.com's 1998 Stock Incentive Plan. Dr. Peretz hereby expressly disclaims beneficial ownership of Shares held by Peretz Partners L.L.C. and PFI and the filing of this Schedule 13G shall not be construed as an admission that Dr. Peretz is, for the purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended, the beneficial owner of such Shares. Dr. Peretz has shared voting and dispositive power with respect to: a) 292,083 Shares held by the family of Dr. Peretz including his wife and children; b) 18,174 Shares held by each of Trust B and Trust C, and for each of which Dr. Peretz is a co-trustee; c) 73,618 Shares held by the Trust for Martin H. Peretz, for which Dr. Peretz is the beneficiary; d) 79,089 Shares held by the Trust for Anne L. Peretz and e) 1,000 Shares held by each of the Jesse Peretz Trust A and the Evgenia Peretz Trust A, for each of which Dr. Peretz is a co-trustee. The filing of this Schedule 13G shall not be construed as an admission that Dr. Peretz is, for the purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended, the beneficial owner of the Shares described in a) - e) of this note. - ----------------------------- ----------------------------- CUSIP NO. 88368Q103 13G PAGE 5 OF 6 PAGES - ----------------------------- ----------------------------- ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. N/A ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY N/A ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP N/A ITEM 9. NOTICE OF DISSOLUTION OF GROUP N/A ITEM 10. CERTIFICATION N/A - ----------------------------- ----------------------------- CUSIP NO. 88368Q103 13G PAGE 6 OF 6 PAGES - ----------------------------- ----------------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. FEBRUARY 9, 2004 --------------------------------------- Date /S/ RICHARD C. VANISON --------------------------------------- RICHARD C. VANISON** --------------------------------------- **Signing on behalf of Martin H. Peretz by power of attorney. -----END PRIVACY-ENHANCED MESSAGE-----