CHIEF COMPLIANCE OFFICER

0001811480-21-000007.txt : 20210415 0001811480-21-000007.hdr.sgml : 20210415 20210414173711 ACCESSION NUMBER: 0001811480-21-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210415 DATE AS OF CHANGE: 20210414 EFFECTIVENESS DATE: 20210415 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS LLC CENTRAL INDEX KEY: 0001079935 IRS NUMBER: 954603559 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15248 FILM NUMBER: 21826607 BUSINESS ADDRESS: STREET 1: 2121 AVENUE OF THE STARS STREET 2: SUITE 1600 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 8007235115 MAIL ADDRESS: STREET 1: 2121 AVENUE OF THE STARS STREET 2: SUITE 1600 CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS INC /ADV DATE OF NAME CHANGE: 20000717 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS LLC /ADV DATE OF NAME CHANGE: 19990217 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001079935 XXXXXXXX 03-31-2021 03-31-2021 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

2121 AVENUE OF THE STARS SUITE 1600 LOS ANGELES CA 90067

13F HOLDINGS REPORT 028-15248 N ERIC ROSEN CHIEF COMPLIANCE OFFICER 3107122323 ERIC ROSEN Los Angeles CA 04-14-2021 1 308 2054171 false 1 0001811480 028-20237 SIGNATURE INVESTMENT ADVISORS LLC INFORMATION TABLE 2 seia13fq121.xml AT&T INC COM 00206R102 981 32420 SH DFND 1 0 0 32420 AT&T INC COM 00206R102 96 3160 SH SOLE 0 0 3160 ARK ETF TR INNOVATION ETF 00214Q104 51 423 SH SOLE 0 0 423 ARK ETF TR INNOVATION ETF 00214Q104 1144 9536 SH DFND 1 0 0 9536 ABBOTT LABS COM 002824100 261 2178 SH DFND 1 0 0 2178 ABBOTT LABS COM 002824100 22 185 SH SOLE 0 0 185 ABBVIE INC COM 00287Y109 73 672 SH SOLE 0 0 672 ABBVIE INC COM 00287Y109 189 1747 SH DFND 1 0 0 1747 ACTIVISION BLIZZARD INC COM 00507V109 25824 277673 SH DFND 1 0 0 277673 ACTIVISION BLIZZARD INC COM 00507V109 9356 100602 SH SOLE 0 0 100602 ADOBE SYSTEMS INCORPORATED COM 00724F101 1 2 SH SOLE 0 0 2 ADOBE SYSTEMS INCORPORATED COM 00724F101 460 968 SH DFND 1 0 0 968 ALPHABET INC CAP STK CL A 02079K305 497 241 SH DFND 1 0 0 241 ALPHABET INC 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INC COM 437076102 29 94 SH SOLE 0 0 94 HONEYWELL INTL INC COM 438516106 9685 44616 SH SOLE 0 0 44616 HONEYWELL INTL INC COM 438516106 26598 122534 SH DFND 1 0 0 122534 INTEL CORP COM 458140100 89 1396 SH DFND 1 0 0 1396 INTEL CORP COM 458140100 137 2145 SH SOLE 0 0 2145 INTERCONTINENTAL EXCHANGE IN COM 45866F104 9317 83426 SH SOLE 0 0 83426 INTERCONTINENTAL EXCHANGE IN COM 45866F104 25464 228005 SH DFND 1 0 0 228005 INTERNATIONAL BUSINESS MACHS COM 459200101 238 1789 SH DFND 1 0 0 1789 INTERNATIONAL BUSINESS MACHS COM 459200101 10 75 SH SOLE 0 0 75 INVESCO QQQ TR UNIT SER 1 46090E103 509 1594 SH SOLE 0 0 1594 INVESCO QQQ TR UNIT SER 1 46090E103 1212 3799 SH DFND 1 0 0 3799 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 1258 7661 SH DFND 1 0 0 7661 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 1044 6357 SH SOLE 0 0 6357 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 5599 264987 SH SOLE 0 0 264987 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 19806 937353 SH 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23439 SH SOLE 0 0 23439 ISHARES TR RUS 1000 GRW ETF 464287614 119 488 SH SOLE 0 0 488 ISHARES TR RUS 1000 GRW ETF 464287614 244 1002 SH DFND 1 0 0 1002 ISHARES TR S&P MC 400VL ETF 464287705 845 8287 SH DFND 1 0 0 8287 ISHARES TR S&P MC 400VL ETF 464287705 1920 18834 SH SOLE 0 0 18834 ISHARES TR CORE S&P SCP ETF 464287804 398 3668 SH SOLE 0 0 3668 ISHARES TR CORE S&P SCP ETF 464287804 3314 30531 SH DFND 1 0 0 30531 ISHARES TR SP SMCP600VL ETF 464287879 448 4452 SH DFND 1 0 0 4452 ISHARES TR SP SMCP600VL ETF 464287879 796 7902 SH SOLE 0 0 7902 ISHARES TR S&P SML 600 GWT 464287887 823 6422 SH SOLE 0 0 6422 ISHARES TR S&P SML 600 GWT 464287887 486 3794 SH DFND 1 0 0 3794 ISHARES TR GL CLEAN ENE ETF 464288224 2157 88770 SH DFND 1 0 0 88770 ISHARES TR GL CLEAN ENE ETF 464288224 53 2180 SH SOLE 0 0 2180 ISHARES TR NATIONAL MUN ETF 464288414 4611 39732 SH SOLE 0 0 39732 ISHARES TR NATIONAL MUN ETF 464288414 10358 89255 SH DFND 1 0 0 89255 ISHARES TR INTL SEL DIV ETF 464288448 11869 377027 SH DFND 1 0 0 377027 ISHARES TR INTL SEL DIV ETF 464288448 3911 124232 SH SOLE 0 0 124232 ISHARES TR US AER DEF ETF 464288760 789 7576 SH DFND 1 0 0 7576 ISHARES TR U.S. MED DVC ETF 464288810 1081 3272 SH DFND 1 0 0 3272 ISHARES TR MSCI USA MIN VOL 46429B697 417 6031 SH DFND 1 0 0 6031 ISHARES TR MSCI USA MIN VOL 46429B697 362 5239 SH SOLE 0 0 5239 ISHARES TR MSCI USA QLT FCT 46432F339 107 881 SH SOLE 0 0 881 ISHARES TR MSCI USA QLT FCT 46432F339 115 943 SH DFND 1 0 0 943 ISHARES TR MSCI USA VALUE 46432F388 92333 901161 SH DFND 1 0 0 901161 ISHARES TR MSCI USA VALUE 46432F388 18398 179560 SH SOLE 0 0 179560 ISHARES TR MSCI USA MMENTM 46432F396 16981 105567 SH SOLE 0 0 105567 ISHARES TR MSCI USA MMENTM 46432F396 84801 527170 SH DFND 1 0 0 527170 ISHARES TR CORE MSCI EAFE 46432F842 302 4191 SH DFND 1 0 0 4191 ISHARES TR CORE MSCI EAFE 46432F842 30 417 SH SOLE 0 0 417 ISHARES TR MSCI USA SML CP 46434V290 373 7106 SH SOLE 0 0 7106 ISHARES TR MSCI USA SML CP 46434V290 754 14370 SH DFND 1 0 0 14370 ISHARES TR CORE DIV GRWTH 46434V621 200 4138 SH DFND 1 0 0 4138 ISHARES TR CORE DIV GRWTH 46434V621 56 1162 SH SOLE 0 0 1162 ISHARES TR CORE MSCI INTL 46435G326 326 5045 SH SOLE 0 0 5045 ISHARES TR CORE MSCI INTL 46435G326 500 7742 SH DFND 1 0 0 7742 ISHARES TR ESG AWR MSCI USA 46435G425 364 4007 SH DFND 1 0 0 4007 ISHARES TR ESG AWR MSCI USA 46435G425 463 5099 SH SOLE 0 0 5099 ISHARES TR ESG AW MSCI EAFE 46435G516 209 2755 SH SOLE 0 0 2755 ISHARES TR ESG AW MSCI EAFE 46435G516 162 2136 SH DFND 1 0 0 2136 ISHARES TR IBONDS DEC 25 46435U432 3224 115394 SH DFND 1 0 0 115394 ISHARES TR IBONDS DEC 25 46435U432 486 17414 SH SOLE 0 0 17414 ISHARES TR ESG AWARE MSCI 46435U663 129 3360 SH SOLE 0 0 3360 ISHARES TR ESG AWARE MSCI 46435U663 104 2706 SH DFND 1 0 0 2706 ISHARES TR IBONDS DEC 46435U697 2151 79672 SH DFND 1 0 0 79672 ISHARES TR IBONDS DEC 46435U697 347 12867 SH SOLE 0 0 12867 ISHARES TR ESG MSCI EM LDRS 46436E601 151 2399 SH SOLE 0 0 2399 ISHARES TR ESG MSCI EM LDRS 46436E601 127 2019 SH DFND 1 0 0 2019 JPMORGAN CHASE & CO COM 46625H100 6308 41437 SH DFND 1 0 0 41437 JPMORGAN CHASE & CO COM 46625H100 2603 17101 SH SOLE 0 0 17101 JACOBS ENGR GROUP INC COM 469814107 642 4970 SH SOLE 0 0 4970 JACOBS ENGR GROUP INC COM 469814107 1417 10958 SH DFND 1 0 0 10958 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47804J206 789 16052 SH DFND 1 0 0 16052 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47804J206 547 11127 SH SOLE 0 0 11127 JOHNSON & JOHNSON COM 478160104 90 547 SH SOLE 0 0 547 JOHNSON & JOHNSON COM 478160104 771 4690 SH DFND 1 0 0 4690 KANSAS CITY SOUTHERN COM NEW 485170302 282 1070 SH DFND 1 0 0 1070 LOWES COS INC COM 548661107 27335 143732 SH DFND 1 0 0 143732 LOWES COS INC COM 548661107 9874 51922 SH SOLE 0 0 51922 MARKETAXESS HLDGS INC COM 57060D108 502 1009 SH SOLE 0 0 1009 MARKETAXESS HLDGS INC COM 57060D108 1040 2088 SH DFND 1 0 0 2088 MASTERCARD INCORPORATED CL A 57636Q104 26120 73361 SH DFND 1 0 0 73361 MASTERCARD INCORPORATED CL A 57636Q104 9346 26250 SH SOLE 0 0 26250 MCKESSON CORP COM 58155Q103 9923 50876 SH SOLE 0 0 50876 MCKESSON CORP COM 58155Q103 27113 139010 SH DFND 1 0 0 139010 MICROSOFT CORP COM 594918104 8053 34155 SH DFND 1 0 0 34155 MICROSOFT CORP COM 594918104 3346 14193 SH SOLE 0 0 14193 NEXTERA ENERGY INC COM 65339F101 2272 30045 SH SOLE 0 0 30045 NEXTERA ENERGY INC COM 65339F101 5205 68840 SH DFND 1 0 0 68840 NORFOLK SOUTHN CORP COM 655844108 285 1061 SH DFND 1 0 0 1061 NVIDIA CORPORATION COM 67066G104 373 698 SH DFND 1 0 0 698 NVIDIA CORPORATION COM 67066G104 61 114 SH SOLE 0 0 114 PEPSICO INC COM 713448108 215 1518 SH DFND 1 0 0 1518 PERKINELMER INC COM 714046109 497 3876 SH DFND 1 0 0 3876 PFIZER INC COM 717081103 290 8015 SH DFND 1 0 0 8015 PFIZER INC COM 717081103 18 498 SH SOLE 0 0 498 PIMCO ETF TR ENHNCD LW DUR AC 72201R718 289 2834 SH SOLE 0 0 2834 PIMCO ETF TR ENHNCD LW DUR AC 72201R718 5 50 SH DFND 1 0 0 50 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 115 1124 SH DFND 1 0 0 1124 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 1047 10278 SH SOLE 0 0 10278 PIMCO ETF TR INTER MUN BD ACT 72201R866 223 3963 SH DFND 1 0 0 3963 PIMCO DYNAMIC CR INCOME FD COM SHS 72202D106 561 25199 SH DFND 1 0 0 25199 PROLOGIS INC. COM 74340W103 25513 240689 SH DFND 1 0 0 240689 PROLOGIS INC. COM 74340W103 9282 87568 SH SOLE 0 0 87568 PROOFPOINT INC COM 743424103 550 4373 SH SOLE 0 0 4373 PROOFPOINT INC COM 743424103 1171 9310 SH DFND 1 0 0 9310 RAYTHEON TECHNOLOGIES CORP COM 75513E101 95 1229 SH DFND 1 0 0 1229 RAYTHEON TECHNOLOGIES CORP COM 75513E101 123 1587 SH SOLE 0 0 1587 SPDR S&P 500 ETF TR TR UNIT 78462F103 84 211 SH SOLE 0 0 211 SPDR S&P 500 ETF TR TR UNIT 78462F103 2808 7085 SH DFND 1 0 0 7085 SPDR GOLD TR GOLD SHS 78463V107 231 1445 SH DFND 1 0 0 1445 SPDR GOLD TR GOLD SHS 78463V107 112 702 SH SOLE 0 0 702 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 6137 140168 SH SOLE 0 0 140168 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 3425 78229 SH DFND 1 0 0 78229 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 106451 3010486 SH DFND 1 0 0 3010486 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 30006 848588 SH SOLE 0 0 848588 SPDR SER TR S&P 600 SMCP GRW 78464A201 7966 92786 SH SOLE 0 0 92786 SPDR SER TR S&P 600 SMCP GRW 78464A201 26978 314250 SH DFND 1 0 0 314250 SPDR SER TR WELLS FG PFD ETF 78464A292 2449 56393 SH DFND 1 0 0 56393 SPDR SER TR WELLS FG PFD ETF 78464A292 340 7819 SH SOLE 0 0 7819 SPDR SER TR S&P 600 SMCP VAL 78464A300 3349 40846 SH SOLE 0 0 40846 SPDR SER TR S&P 600 SMCP VAL 78464A300 2434 29681 SH DFND 1 0 0 29681 SPDR SER TR PORTFOLIO AGRGTE 78464A649 3231 108959 SH DFND 1 0 0 108959 SPDR SER TR PORTFOLIO AGRGTE 78464A649 408 13745 SH SOLE 0 0 13745 SPDR SER TR S&P 400 MDCP GRW 78464A821 2383 31723 SH SOLE 0 0 31723 SPDR SER TR S&P 400 MDCP GRW 78464A821 1722 22924 SH DFND 1 0 0 22924 SPDR SER TR S&P 400 MDCP VAL 78464A839 2074 31703 SH DFND 1 0 0 31703 SPDR SER TR S&P 400 MDCP VAL 78464A839 2599 39717 SH SOLE 0 0 39717 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 859 17820 SH SOLE 0 0 17820 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 6752 140055 SH DFND 1 0 0 140055 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 217 2261 SH DFND 1 0 0 2261 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 54 563 SH SOLE 0 0 563 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 380 7500 SH SOLE 0 0 7500 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 805 15891 SH DFND 1 0 0 15891 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 45550 390188 SH DFND 1 0 0 390188 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 16463 141020 SH SOLE 0 0 141020 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 16472 483747 SH SOLE 0 0 483747 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 45702 1342215 SH DFND 1 0 0 1342215 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 48387 491485 SH DFND 1 0 0 491485 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 17416 176898 SH SOLE 0 0 176898 SHOPIFY INC CL A 82509L107 1 1 SH SOLE 0 0 1 SHOPIFY INC CL A 82509L107 238 215 SH DFND 1 0 0 215 SQUARE INC CL A 852234103 25496 112291 SH DFND 1 0 0 112291 SQUARE INC CL A 852234103 9320 41048 SH SOLE 0 0 41048 TESLA INC COM 88160R101 550 823 SH SOLE 0 0 823 TESLA INC COM 88160R101 524 784 SH DFND 1 0 0 784 THERMO FISHER SCIENTIFIC INC COM 883556102 24252 53140 SH DFND 1 0 0 53140 THERMO FISHER SCIENTIFIC INC COM 883556102 8841 19373 SH SOLE 0 0 19373 3M CO COM 88579Y101 6 31 SH SOLE 0 0 31 3M CO COM 88579Y101 198 1030 SH DFND 1 0 0 1030 TOWNEBANK PORTSMOUTH VA COM 89214P109 246 8097 SH DFND 1 0 0 8097 TRUIST FINL CORP COM 89832Q109 432 7407 SH DFND 1 0 0 7407 UNITEDHEALTH GROUP INC COM 91324P102 480 1290 SH DFND 1 0 0 1290 UNITEDHEALTH GROUP INC COM 91324P102 73 196 SH SOLE 0 0 196 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 137 929 SH SOLE 0 0 929 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 626 4254 SH DFND 1 0 0 4254 VANGUARD WORLD FD MEGA GRWTH IND 921910816 1005 4855 SH DFND 1 0 0 4855 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 792 9639 SH SOLE 0 0 9639 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 61 722 SH SOLE 0 0 722 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 239 2819 SH DFND 1 0 0 2819 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 9459 192600 SH DFND 1 0 0 192600 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 7117 144924 SH SOLE 0 0 144924 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 788 7793 SH SOLE 0 0 7793 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 4614 45639 SH DFND 1 0 0 45639 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3308 63555 SH DFND 1 0 0 63555 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3792 72852 SH SOLE 0 0 72852 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1433 6263 SH DFND 1 0 0 6263 VANGUARD WORLD FDS INF TECH ETF 92204A702 1672 4665 SH DFND 1 0 0 4665 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 845 6268 SH DFND 1 0 0 6268 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 775 5744 SH SOLE 0 0 5744 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 806 3757 SH SOLE 0 0 3757 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1144 5330 SH DFND 1 0 0 5330 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 210 2291 SH DFND 1 0 0 2291 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 7 73 SH SOLE 0 0 73 VANGUARD INDEX FDS SML CP GRW ETF 922908595 561 2044 SH SOLE 0 0 2044 VANGUARD INDEX FDS SML CP GRW ETF 922908595 627 2282 SH DFND 1 0 0 2282 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 307 1734 SH DFND 1 0 0 1734 VANGUARD INDEX FDS GROWTH ETF 922908736 9036 35153 SH DFND 1 0 0 35153 VANGUARD INDEX FDS GROWTH ETF 922908736 12744 49579 SH SOLE 0 0 49579 VANGUARD INDEX FDS VALUE ETF 922908744 15542 118228 SH SOLE 0 0 118228 VANGUARD INDEX FDS VALUE ETF 922908744 12071 91826 SH DFND 1 0 0 91826 VANGUARD INDEX FDS SMALL CP ETF 922908751 713 3330 SH DFND 1 0 0 3330 VANGUARD INDEX FDS SMALL CP ETF 922908751 108 502 SH SOLE 0 0 502 VANGUARD INDEX FDS TOTAL STK MKT 922908769 69 332 SH SOLE 0 0 332 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2715 13138 SH DFND 1 0 0 13138 VERIZON COMMUNICATIONS INC COM 92343V104 475 8170 SH DFND 1 0 0 8170 VERIZON COMMUNICATIONS INC COM 92343V104 74 1275 SH SOLE 0 0 1275 VISA INC COM CL A 92826C839 25 120 SH SOLE 0 0 120 VISA INC COM CL A 92826C839 425 2007 SH DFND 1 0 0 2007 WALMART INC COM 931142103 23989 176609 SH DFND 1 0 0 176609 WALMART INC COM 931142103 8777 64618 SH SOLE 0 0 64618 WASTE CONNECTIONS INC COM 94106B101 562 5206 SH SOLE 0 0 5206 WASTE CONNECTIONS INC COM 94106B101 1204 11155 SH DFND 1 0 0 11155 WISDOMTREE TR US MIDCAP DIVID 97717W505 5132 126961 SH DFND 1 0 0 126961 WISDOMTREE TR US MIDCAP DIVID 97717W505 1523 37681 SH SOLE 0 0 37681 WISDOMTREE TR US SMALLCAP DIVD 97717W604 1051 33737 SH SOLE 0 0 33737 WISDOMTREE TR US SMALLCAP DIVD 97717W604 3179 102047 SH DFND 1 0 0 102047 WISDOMTREE TR INTL EQUITY FD 97717W703 23837 453313 SH DFND 1 0 0 453313 WISDOMTREE TR INTL EQUITY FD 97717W703 20148 383142 SH SOLE 0 0 383142 WISDOMTREE TR FLOATNG RAT TREA 97717X628 167 6649 SH SOLE 0 0 6649 WISDOMTREE TR FLOATNG RAT TREA 97717X628 162 6437 SH DFND 1 0 0 6437 ZOETIS INC CL A 98978V103 208 1323 SH DFND 1 0 0 1323 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 191 594 SH DFND 1 0 0 594 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 86 268 SH SOLE 0 0 268 TRANE TECHNOLOGIES PLC SHS G8994E103 2552 15413 SH SOLE 0 0 15413 TRANE TECHNOLOGIES PLC SHS G8994E103 5584 33726 SH DFND 1 0 0 33726