Chief Compliance Officer

0001811480-20-000012.txt : 20201013 0001811480-20-000012.hdr.sgml : 20201013 20201013150123 ACCESSION NUMBER: 0001811480-20-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201013 DATE AS OF CHANGE: 20201013 EFFECTIVENESS DATE: 20201013 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS LLC CENTRAL INDEX KEY: 0001079935 IRS NUMBER: 954603559 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15248 FILM NUMBER: 201236043 BUSINESS ADDRESS: STREET 1: 2121 AVENUE OF THE STARS STREET 2: SUITE 1600 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 8007235115 MAIL ADDRESS: STREET 1: 2121 AVENUE OF THE STARS STREET 2: SUITE 1600 CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS INC /ADV DATE OF NAME CHANGE: 20000717 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS LLC /ADV DATE OF NAME CHANGE: 19990217 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001079935 XXXXXXXX 09-30-2020 09-30-2020 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

2121 AVENUE OF THE STARS SUITE 1600 LOS ANGELES CA 90067

13F HOLDINGS REPORT 028-15248 N Eric Rosen Chief Compliance Officer 3107122363 Eric Rosen Los Angeles CA 10-13-2020 1 280 1611433 false 1 0001811480 028-20237 SIGNATURE INVESTMENT ADVISORS LLC INFORMATION TABLE 2 seia13fq320.xml AT&T INC COM 00206R102 350 12264 SH DFND 1 0 0 12264 AT&T INC COM 00206R102 88 3093 SH SOLE 0 0 3093 ABBOTT LABS COM 002824100 18 162 SH SOLE 0 0 162 ABBOTT LABS COM 002824100 229 2104 SH DFND 1 0 0 2104 ACTIVISION BLIZZARD INC COM 00507V109 21049 260029 SH DFND 1 0 0 260029 ACTIVISION BLIZZARD INC COM 00507V109 7520 92893 SH SOLE 0 0 92893 ADOBE SYSTEMS INCORPORATED COM 00724F101 450 917 SH DFND 1 0 0 917 ALPHABET INC CAP STK CL A 02079K305 309 211 SH DFND 1 0 0 211 ALPHABET INC CAP STK CL A 02079K305 186 127 SH SOLE 0 0 127 AMAZON COM INC COM 023135106 8061 2560 SH SOLE 0 0 2560 AMAZON COM INC COM 023135106 22054 7004 SH DFND 1 0 0 7004 AMERICAN CENTY ETF TR INTL EQT ETF 025072703 2160 43858 SH DFND 1 0 0 43858 AMERICAN CENTY ETF TR INTL EQT ETF 025072703 1425 28921 SH SOLE 0 0 28921 AMGEN INC COM 031162100 1091 4293 SH SOLE 0 0 4293 AMGEN INC COM 031162100 2 7 SH DFND 1 0 0 7 ANTHEM INC COM 036752103 458 1704 SH DFND 1 0 0 1704 ANTHEM INC COM 036752103 7 25 SH SOLE 0 0 25 APPLE INC COM 037833100 10365 89497 SH SOLE 0 0 89497 APPLE INC COM 037833100 26456 228443 SH DFND 1 0 0 228443 APPLE HOSPITALITY REIT INC COM NEW 03784Y200 216 22481 SH DFND 1 0 0 22481 APPLIED MATLS INC COM 038222105 19867 334183 SH DFND 1 0 0 334183 APPLIED MATLS INC COM 038222105 7171 120615 SH SOLE 0 0 120615 AVID BIOSERVICES INC COM 05368M106 97 12715 SH SOLE 0 0 12715 BAKER HUGHES COMPANY CL A 05722G100 373 28032 SH SOLE 0 0 28032 BAKER HUGHES COMPANY CL A 05722G100 778 58505 SH DFND 1 0 0 58505 BK OF AMERICA CORP COM 060505104 107 4423 SH DFND 1 0 0 4423 BK OF AMERICA CORP COM 060505104 99 4121 SH SOLE 0 0 4121 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 62 289 SH SOLE 0 0 289 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 503 2363 SH DFND 1 0 0 2363 BRISTOL-MYERS SQUIBB CO COM 110122108 3750 62194 SH DFND 1 0 0 62194 BRISTOL-MYERS SQUIBB CO COM 110122108 1751 29046 SH SOLE 0 0 29046 BROADCOM INC COM 11135F101 8186 22470 SH SOLE 0 0 22470 BROADCOM INC COM 11135F101 22961 63025 SH DFND 1 0 0 63025 CDW CORP COM 12514G108 976 8167 SH DFND 1 0 0 8167 CDW CORP COM 12514G108 469 3924 SH SOLE 0 0 3924 CIGNA CORP NEW COM 125523100 1689 9970 SH SOLE 0 0 9970 CIGNA CORP NEW COM 125523100 3523 20793 SH DFND 1 0 0 20793 CHARLES RIV LABS INTL INC COM 159864107 1033 4562 SH DFND 1 0 0 4562 CHARLES RIV LABS INTL INC COM 159864107 475 2096 SH SOLE 0 0 2096 CHEVRON CORP NEW COM 166764100 6218 86361 SH SOLE 0 0 86361 CHEVRON CORP NEW COM 166764100 17244 239494 SH DFND 1 0 0 239494 COCA COLA CO COM 191216100 123 2487 SH DFND 1 0 0 2487 COCA COLA CO COM 191216100 83 1680 SH SOLE 0 0 1680 COMCAST CORP NEW CL A 20030N101 51 1103 SH SOLE 0 0 1103 COMCAST CORP NEW CL A 20030N101 304 6574 SH DFND 1 0 0 6574 COSTCO WHSL CORP NEW COM 22160K105 181 510 SH DFND 1 0 0 510 COSTCO WHSL CORP NEW COM 22160K105 41 116 SH SOLE 0 0 116 DISNEY WALT CO COM DISNEY 254687106 7398 59623 SH SOLE 0 0 59623 DISNEY WALT CO COM DISNEY 254687106 20447 164790 SH DFND 1 0 0 164790 DISCOVERY INC COM SER A 25470F104 882 40527 SH DFND 1 0 0 40527 DISCOVERY INC COM SER A 25470F104 412 18920 SH SOLE 0 0 18920 DOCUSIGN INC COM 256163106 455 2112 SH SOLE 0 0 2112 DOCUSIGN INC COM 256163106 982 4564 SH DFND 1 0 0 4564 EAST WEST BANCORP INC COM 27579R104 247 7534 SH SOLE 0 0 7534 EPAM SYS INC COM 29414B104 470 1454 SH SOLE 0 0 1454 EPAM SYS INC COM 29414B104 1031 3189 SH DFND 1 0 0 3189 EXXON MOBIL CORP COM 30231G102 302 8808 SH DFND 1 0 0 8808 EXXON MOBIL CORP COM 30231G102 31 907 SH SOLE 0 0 907 FACEBOOK INC CL A 30303M102 82 314 SH SOLE 0 0 314 FACEBOOK INC CL A 30303M102 318 1213 SH DFND 1 0 0 1213 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 1499 78213 SH DFND 1 0 0 78213 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 612 31919 SH SOLE 0 0 31919 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 122 2196 SH SOLE 0 0 2196 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 3901 70148 SH DFND 1 0 0 70148 FIRST TR EXCH TRADED FD III INSTL PFD SECS 33739P855 22008 1135583 SH DFND 1 0 0 1135583 FIRST TR EXCH TRADED FD III INSTL PFD SECS 33739P855 7448 384328 SH SOLE 0 0 384328 FISERV INC COM 337738108 7166 69542 SH SOLE 0 0 69542 FISERV INC COM 337738108 19962 193710 SH DFND 1 0 0 193710 FORD MTR CO DEL COM 345370860 246 36943 SH DFND 1 0 0 36943 FORD MTR CO DEL COM 345370860 1 100 SH SOLE 0 0 100 FORTUNE BRANDS HOME & SEC IN COM 34964C106 458 5299 SH SOLE 0 0 5299 FORTUNE BRANDS HOME & SEC IN COM 34964C106 983 11362 SH DFND 1 0 0 11362 FS KKR CAP CORP II COM 35952V303 641 43586 SH DFND 1 0 0 43586 GALLAGHER ARTHUR J & CO COM 363576109 24 225 SH DFND 1 0 0 225 GALLAGHER ARTHUR J & CO COM 363576109 187 1775 SH SOLE 0 0 1775 GENERAL MOLY INC COM 370373102 11 98000 SH DFND 1 0 0 98000 GENTEX CORP COM 371901109 911 35386 SH DFND 1 0 0 35386 GENTEX CORP COM 371901109 415 16128 SH SOLE 0 0 16128 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 56377 828469 SH SOLE 0 0 828469 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 168070 2469802 SH DFND 1 0 0 2469802 HILL ROM HLDGS INC COM 431475102 810 9700 SH DFND 1 0 0 9700 HILL ROM HLDGS INC COM 431475102 389 4663 SH SOLE 0 0 4663 HOME DEPOT INC COM 437076102 26 94 SH SOLE 0 0 94 HOME DEPOT INC COM 437076102 512 1842 SH DFND 1 0 0 1842 HONEYWELL INTL INC COM 438516106 20904 126992 SH DFND 1 0 0 126992 HONEYWELL INTL INC COM 438516106 7506 45596 SH SOLE 0 0 45596 INTEL CORP COM 458140100 116 2240 SH SOLE 0 0 2240 INTEL CORP COM 458140100 149 2873 SH DFND 1 0 0 2873 INTERCONTINENTAL EXCHANGE IN COM 45866F104 21378 213671 SH DFND 1 0 0 213671 INTERCONTINENTAL EXCHANGE IN COM 45866F104 7712 77084 SH SOLE 0 0 77084 INTERNATIONAL BUSINESS MACHS COM 459200101 21 175 SH SOLE 0 0 175 INTERNATIONAL BUSINESS MACHS COM 459200101 347 2852 SH DFND 1 0 0 2852 INVESCO ACTIVELY MANAGED ETF ULTRA SHRT DUR 46090A887 319 6322 SH SOLE 0 0 6322 INVESCO QQQ TR UNIT SER 1 46090E103 432 1555 SH SOLE 0 0 1555 INVESCO QQQ TR UNIT SER 1 46090E103 967 3480 SH DFND 1 0 0 3480 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 1642 11596 SH DFND 1 0 0 11596 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 1333 9409 SH SOLE 0 0 9409 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 HY 46138J601 192 8205 SH SOLE 0 0 8205 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 HY 46138J601 183 7847 SH DFND 1 0 0 7847 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 24160 1133204 SH DFND 1 0 0 1133204 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 7548 354022 SH SOLE 0 0 354022 ISHARES GOLD TRUST ISHARES 464285105 279 15513 SH SOLE 0 0 15513 ISHARES GOLD TRUST ISHARES 464285105 12 688 SH DFND 1 0 0 688 ISHARES INC EM MKTS DIV ETF 464286319 6809 226150 SH DFND 1 0 0 226150 ISHARES INC EM MKTS DIV ETF 464286319 2288 75997 SH SOLE 0 0 75997 ISHARES TR CORE US AGGBD ET 464287226 15922 134862 SH SOLE 0 0 134862 ISHARES TR CORE US AGGBD ET 464287226 40846 345979 SH DFND 1 0 0 345979 ISHARES TR S&P 500 GRWT ETF 464287309 2631 11386 SH DFND 1 0 0 11386 ISHARES TR S&P 500 GRWT ETF 464287309 2131 9220 SH SOLE 0 0 9220 ISHARES TR 1 3 YR TREAS BD 464287457 276 3185 SH SOLE 0 0 3185 ISHARES TR EXPND TEC SC ETF 464287549 13632 44107 SH SOLE 0 0 44107 ISHARES TR EXPND TEC SC ETF 464287549 37445 121157 SH DFND 1 0 0 121157 ISHARES TR S&P MC 400GR ETF 464287606 711 2973 SH DFND 1 0 0 2973 ISHARES TR S&P MC 400GR ETF 464287606 1350 5642 SH SOLE 0 0 5642 ISHARES TR S&P MC 400VL ETF 464287705 1279 9483 SH SOLE 0 0 9483 ISHARES TR S&P MC 400VL ETF 464287705 710 5265 SH DFND 1 0 0 5265 ISHARES TR CORE S&P SCP ETF 464287804 2605 37097 SH DFND 1 0 0 37097 ISHARES TR CORE S&P SCP ETF 464287804 278 3951 SH SOLE 0 0 3951 ISHARES TR SP SMCP600VL ETF 464287879 627 5120 SH SOLE 0 0 5120 ISHARES TR SP SMCP600VL ETF 464287879 420 3434 SH DFND 1 0 0 3434 ISHARES TR S&P SML 600 GWT 464287887 466 2641 SH DFND 1 0 0 2641 ISHARES TR S&P SML 600 GWT 464287887 714 4049 SH SOLE 0 0 4049 ISHARES TR GL CLEAN ENE ETF 464288224 1113 60196 SH DFND 1 0 0 60196 ISHARES TR NATIONAL MUN ETF 464288414 4783 41257 SH DFND 1 0 0 41257 ISHARES TR NATIONAL MUN ETF 464288414 2261 19499 SH SOLE 0 0 19499 ISHARES TR INTL SEL DIV ETF 464288448 3491 140030 SH SOLE 0 0 140030 ISHARES TR INTL SEL DIV ETF 464288448 10523 422110 SH DFND 1 0 0 422110 ISHARES TR US AER DEF ETF 464288760 427 2694 SH DFND 1 0 0 2694 ISHARES TR U.S. MED DVC ETF 464288810 764 2550 SH DFND 1 0 0 2550 ISHARES TR MSCI USA MIN VOL 46429B697 36091 566310 SH DFND 1 0 0 566310 ISHARES TR MSCI USA MIN VOL 46429B697 13039 204596 SH SOLE 0 0 204596 ISHARES TR MSCI USA QLT FCT 46432F339 13097 126245 SH SOLE 0 0 126245 ISHARES TR MSCI USA QLT FCT 46432F339 36353 350421 SH DFND 1 0 0 350421 ISHARES TR MSCI USA VALUE 46432F388 67676 917274 SH DFND 1 0 0 917274 ISHARES TR MSCI USA VALUE 46432F388 13077 177237 SH SOLE 0 0 177237 ISHARES TR MSCI USA MMENTM 46432F396 13658 92660 SH SOLE 0 0 92660 ISHARES TR MSCI USA MMENTM 46432F396 70674 479473 SH DFND 1 0 0 479473 ISHARES TR CORE MSCI EAFE 46432F842 297 4929 SH DFND 1 0 0 4929 ISHARES TR CORE MSCI EAFE 46432F842 20 338 SH SOLE 0 0 338 ISHARES TR MSCI USA SML CP 46434V290 268 7182 SH SOLE 0 0 7182 ISHARES TR MSCI USA SML CP 46434V290 510 13697 SH DFND 1 0 0 13697 ISHARES TR CORE DIV GRWTH 46434V621 283 7121 SH DFND 1 0 0 7121 ISHARES TR CORE DIV GRWTH 46434V621 76 1919 SH SOLE 0 0 1919 ISHARES TR CORE MSCI INTL 46435G326 290 5379 SH SOLE 0 0 5379 ISHARES TR CORE MSCI INTL 46435G326 449 8327 SH DFND 1 0 0 8327 ISHARES TR ESG AWR MSCI USA 46435G425 174 2281 SH DFND 1 0 0 2281 ISHARES TR ESG AWR MSCI USA 46435G425 266 3487 SH SOLE 0 0 3487 ISHARES TR IBONDS DEC 25 46435U432 662 23575 SH SOLE 0 0 23575 ISHARES TR IBONDS DEC 25 46435U432 3461 123161 SH DFND 1 0 0 123161 ISHARES TR IBONDS DEC 46435U697 2426 89531 SH DFND 1 0 0 89531 ISHARES TR IBONDS DEC 46435U697 628 23177 SH SOLE 0 0 23177 JPMORGAN CHASE & CO COM 46625H100 1801 18711 SH SOLE 0 0 18711 JPMORGAN CHASE & CO COM 46625H100 4158 43191 SH DFND 1 0 0 43191 JACOBS ENGR GROUP INC COM 469814107 1007 10854 SH DFND 1 0 0 10854 JACOBS ENGR GROUP INC COM 469814107 467 5038 SH SOLE 0 0 5038 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47804J206 439 11666 SH SOLE 0 0 11666 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47804J206 660 17533 SH DFND 1 0 0 17533 JOHNSON & JOHNSON COM 478160104 522 3506 SH DFND 1 0 0 3506 JOHNSON & JOHNSON COM 478160104 43 291 SH SOLE 0 0 291 KAYNE ANDERSON ENERGY INFRST COM 486606106 33 8265 SH SOLE 0 0 8265 KAYNE ANDERSON ENERGY INFRST COM 486606106 19 4791 SH DFND 1 0 0 4791 LOWES COS INC COM 548661107 22901 138076 SH DFND 1 0 0 138076 LOWES COS INC COM 548661107 8172 49272 SH SOLE 0 0 49272 MARKETAXESS HLDGS INC COM 57060D108 408 848 SH SOLE 0 0 848 MARKETAXESS HLDGS INC COM 57060D108 836 1736 SH DFND 1 0 0 1736 MASTERCARD INCORPORATED CL A 57636Q104 22421 66300 SH DFND 1 0 0 66300 MASTERCARD INCORPORATED CL A 57636Q104 7912 23395 SH SOLE 0 0 23395 MCDONALDS CORP COM 580135101 123 561 SH SOLE 0 0 561 MCDONALDS CORP COM 580135101 230 1046 SH DFND 1 0 0 1046 MCKESSON CORP COM 58155Q103 19545 131233 SH DFND 1 0 0 131233 MCKESSON CORP COM 58155Q103 7012 47085 SH SOLE 0 0 47085 MERCK & CO. INC COM 58933Y105 46 551 SH SOLE 0 0 551 MERCK & CO. INC COM 58933Y105 167 2016 SH DFND 1 0 0 2016 MICROSOFT CORP COM 594918104 6593 31346 SH DFND 1 0 0 31346 MICROSOFT CORP COM 594918104 2624 12478 SH SOLE 0 0 12478 NEXTERA ENERGY INC COM 65339F101 1800 6485 SH SOLE 0 0 6485 NEXTERA ENERGY INC COM 65339F101 4132 14887 SH DFND 1 0 0 14887 NVIDIA CORPORATION COM 67066G104 229 424 SH DFND 1 0 0 424 PAYPAL HLDGS INC COM 70450Y103 190 962 SH DFND 1 0 0 962 PAYPAL HLDGS INC COM 70450Y103 49 248 SH SOLE 0 0 248 PEPSICO INC COM 713448108 5 36 SH SOLE 0 0 36 PEPSICO INC COM 713448108 224 1613 SH DFND 1 0 0 1613 PERKINELMER INC COM 714046109 486 3876 SH DFND 1 0 0 3876 PFIZER INC COM 717081103 283 7724 SH DFND 1 0 0 7724 PFIZER INC COM 717081103 15 407 SH SOLE 0 0 407 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 1097 10760 SH SOLE 0 0 10760 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 331 3249 SH DFND 1 0 0 3249 PIMCO ETF TR INTER MUN BD ACT 72201R866 204 3637 SH DFND 1 0 0 3637 PIMCO DYNAMIC CR INCOME FD COM SHS 72202D106 501 24948 SH DFND 1 0 0 24948 PROCTER AND GAMBLE CO COM 742718109 133 956 SH DFND 1 0 0 956 PROCTER AND GAMBLE CO COM 742718109 164 1178 SH SOLE 0 0 1178 PROLOGIS INC. COM 74340W103 7770 77220 SH SOLE 0 0 77220 PROLOGIS INC. COM 74340W103 21648 215144 SH DFND 1 0 0 215144 PROOFPOINT INC COM 743424103 842 7978 SH DFND 1 0 0 7978 PROOFPOINT INC COM 743424103 391 3706 SH SOLE 0 0 3706 SPDR S&P 500 ETF TR TR UNIT 78462F103 80 240 SH SOLE 0 0 240 SPDR S&P 500 ETF TR TR UNIT 78462F103 2187 6530 SH DFND 1 0 0 6530 SPDR GOLD TR GOLD SHS 78463V107 59 333 SH DFND 1 0 0 333 SPDR GOLD TR GOLD SHS 78463V107 161 907 SH SOLE 0 0 907 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 4414 120726 SH SOLE 0 0 120726 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 3147 86074 SH DFND 1 0 0 86074 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 81546 2786957 SH DFND 1 0 0 2786957 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 21730 742652 SH SOLE 0 0 742652 SPDR SER TR S&P 600 SMCP GRW 78464A201 5543 93908 SH SOLE 0 0 93908 SPDR SER TR S&P 600 SMCP GRW 78464A201 19883 336836 SH DFND 1 0 0 336836 SPDR SER TR WELLS FG PFD ETF 78464A292 2250 51764 SH DFND 1 0 0 51764 SPDR SER TR WELLS FG PFD ETF 78464A292 298 6849 SH SOLE 0 0 6849 SPDR SER TR S&P 600 SMCP VAL 78464A300 2222 44358 SH SOLE 0 0 44358 SPDR SER TR S&P 600 SMCP VAL 78464A300 1853 36985 SH DFND 1 0 0 36985 SPDR SER TR PORTFOLIO AGRGTE 78464A649 2933 95184 SH DFND 1 0 0 95184 SPDR SER TR PORTFOLIO AGRGTE 78464A649 347 11249 SH SOLE 0 0 11249 SPDR SER TR S&P 400 MDCP GRW 78464A821 1949 33962 SH SOLE 0 0 33962 SPDR SER TR S&P 400 MDCP GRW 78464A821 1521 26499 SH DFND 1 0 0 26499 SPDR SER TR S&P 400 MDCP VAL 78464A839 1659 38240 SH DFND 1 0 0 38240 SPDR SER TR S&P 400 MDCP VAL 78464A839 1919 44230 SH SOLE 0 0 44230 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 737 14947 SH SOLE 0 0 14947 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 6165 125031 SH DFND 1 0 0 125031 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 552 16694 SH DFND 1 0 0 16694 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 272 8236 SH SOLE 0 0 8236 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 13640 129317 SH SOLE 0 0 129317 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 38282 362929 SH DFND 1 0 0 362929 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 434 5637 SH DFND 1 0 0 5637 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 101 1313 SH SOLE 0 0 1313 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 216 1855 SH DFND 1 0 0 1855 TESLA INC COM 88160R101 196 456 SH DFND 1 0 0 456 TESLA INC COM 88160R101 156 364 SH SOLE 0 0 364 THERMO FISHER SCIENTIFIC INC COM 883556102 8277 18746 SH SOLE 0 0 18746 THERMO FISHER SCIENTIFIC INC COM 883556102 22914 51898 SH DFND 1 0 0 51898 TRUIST FINL CORP COM 89832Q109 283 7439 SH DFND 1 0 0 7439 US FOODS HLDG CORP COM 912008109 896 40320 SH DFND 1 0 0 40320 US FOODS HLDG CORP COM 912008109 409 18393 SH SOLE 0 0 18393 UNITEDHEALTH GROUP INC COM 91324P102 85 274 SH SOLE 0 0 274 UNITEDHEALTH GROUP INC COM 91324P102 355 1139 SH DFND 1 0 0 1139 VANGUARD WORLD FD MEGA GRWTH IND 921910816 652 3517 SH DFND 1 0 0 3517 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 35 421 SH DFND 1 0 0 421 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 169 2036 SH SOLE 0 0 2036 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 6120 149624 SH SOLE 0 0 149624 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 8791 214950 SH DFND 1 0 0 214950 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 2795 34538 SH DFND 1 0 0 34538 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 669 8270 SH SOLE 0 0 8270 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3348 77418 SH SOLE 0 0 77418 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2862 66191 SH DFND 1 0 0 66191 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1278 6263 SH DFND 1 0 0 6263 VANGUARD WORLD FDS INF TECH ETF 92204A702 1497 4808 SH DFND 1 0 0 4808 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 966 9041 SH DFND 1 0 0 9041 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 169 1581 SH SOLE 0 0 1581 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 666 6574 SH SOLE 0 0 6574 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 652 6430 SH DFND 1 0 0 6430 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1033 5735 SH DFND 1 0 0 5735 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 806 4474 SH SOLE 0 0 4474 VANGUARD INDEX FDS SML CP GRW ETF 922908595 552 2569 SH SOLE 0 0 2569 VANGUARD INDEX FDS SML CP GRW ETF 922908595 507 2358 SH DFND 1 0 0 2358 VANGUARD INDEX FDS GROWTH ETF 922908736 8575 37674 SH DFND 1 0 0 37674 VANGUARD INDEX FDS GROWTH ETF 922908736 10737 47174 SH SOLE 0 0 47174 VANGUARD INDEX FDS VALUE ETF 922908744 11980 114631 SH SOLE 0 0 114631 VANGUARD INDEX FDS VALUE ETF 922908744 10335 98894 SH DFND 1 0 0 98894 VANGUARD INDEX FDS SMALL CP ETF 922908751 681 4430 SH DFND 1 0 0 4430 VANGUARD INDEX FDS SMALL CP ETF 922908751 101 658 SH SOLE 0 0 658 VANGUARD INDEX FDS TOTAL STK MKT 922908769 30 179 SH SOLE 0 0 179 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2134 12530 SH DFND 1 0 0 12530 VERIZON COMMUNICATIONS INC COM 92343V104 311 5233 SH DFND 1 0 0 5233 VERIZON COMMUNICATIONS INC COM 92343V104 89 1497 SH SOLE 0 0 1497 VISA INC COM CL A 92826C839 24 120 SH SOLE 0 0 120 VISA INC COM CL A 92826C839 304 1522 SH DFND 1 0 0 1522 WALMART INC COM 931142103 22065 157706 SH DFND 1 0 0 157706 WALMART INC COM 931142103 8039 57455 SH SOLE 0 0 57455 WASTE CONNECTIONS INC COM 94106B101 446 4298 SH SOLE 0 0 4298 WASTE CONNECTIONS INC COM 94106B101 966 9304 SH DFND 1 0 0 9304 WISDOMTREE TR US MIDCAP DIVID 97717W505 4362 150817 SH DFND 1 0 0 150817 WISDOMTREE TR US MIDCAP DIVID 97717W505 1263 43659 SH SOLE 0 0 43659 WISDOMTREE TR US SMALLCAP DIVD 97717W604 859 40735 SH SOLE 0 0 40735 WISDOMTREE TR US SMALLCAP DIVD 97717W604 2615 124038 SH DFND 1 0 0 124038 WISDOMTREE TR INTL EQUITY FD 97717W703 21017 462196 SH DFND 1 0 0 462196 WISDOMTREE TR INTL EQUITY FD 97717W703 15660 344379 SH SOLE 0 0 344379 WISDOMTREE TR FLOATNG RAT TREA 97717X628 281 11201 SH SOLE 0 0 11201 WISDOMTREE TR FLOATNG RAT TREA 97717X628 768 30571 SH DFND 1 0 0 30571 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 379 807 SH DFND 1 0 0 807 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 133 282 SH SOLE 0 0 282 TRANE TECHNOLOGIES PLC SHS G8994E103 1824 15043 SH SOLE 0 0 15043 TRANE TECHNOLOGIES PLC SHS G8994E103 3962 32675 SH DFND 1 0 0 32675