0001214659-17-005059.txt : 20170814 0001214659-17-005059.hdr.sgml : 20170814 20170814150030 ACCESSION NUMBER: 0001214659-17-005059 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170814 DATE AS OF CHANGE: 20170814 EFFECTIVENESS DATE: 20170814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS LLC CENTRAL INDEX KEY: 0001079935 IRS NUMBER: 954603559 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15248 FILM NUMBER: 171029533 BUSINESS ADDRESS: STREET 1: 2121 AVENUE OF THE STARS STREET 2: SUITE 1600 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 8007235115 MAIL ADDRESS: STREET 1: 2121 AVENUE OF THE STARS STREET 2: SUITE 1600 CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS INC /ADV DATE OF NAME CHANGE: 20000717 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS LLC /ADV DATE OF NAME CHANGE: 19990217 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001079935 XXXXXXXX 06-30-2017 06-30-2017 false SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

2121 Avenue Of The Stars Suite 1600 Los Angeles CA 90067

13F HOLDINGS REPORT 028-15248 N Rachel L. Posner 310-712-2323 /s/ Rachel L. Posner Los Angeles CA 08-02-2017 0 143 843290 INFORMATION TABLE 2 infotable.xml RYDEX ETF TRUST GUG S&P 500 PU GR 78355W403 81441 865109 SH SOLE 865109 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 35220 563064 SH SOLE 563064 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 34947 845754 SH SOLE 845754 0 0 UBS AG JERSEY BRH ALERIAN INFRST 902641646 34607 1298072 SH SOLE 1298072 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 33574 423706 SH SOLE 423706 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 30644 449925 SH SOLE 449925 0 0 ISHARES TR N AMER TECH ETF 464287549 29781 205900 SH SOLE 205900 0 0 CLAYMORE EXCHANGE TRD FD TR GUG BUL 2020 HY 18383M365 26722 1075323 SH SOLE 1075323 0 0 WISDOMTREE TR DEFA FD 97717W703 26516 510914 SH SOLE 510914 0 0 WISDOMTREE TR INTL SMCAP DIV 97717W760 22230 319716 SH SOLE 319716 0 0 UNITEDHEALTH GROUP INC COM 91324P102 17904 96558 SH SOLE 96558 0 0 MASTERCARD INC CL A 57636Q104 17280 142279 SH SOLE 142279 0 0 FACEBOOK INC CL A 30303M102 17255 114285 SH SOLE 114285 0 0 BANK AMER CORP COM 060505104 17243 710770 SH SOLE 710770 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 17132 259890 SH SOLE 259890 0 0 AVAGO TECHNOLOGIES LTD SHS Y09827109 17120 73459 SH SOLE 73459 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 16714 95801 SH SOLE 95801 0 0 CELGENE CORP COM 151020104 16558 127498 SH SOLE 127498 0 0 ALPHABET INC CAP STK CL A 02079K305 16161 17383 SH SOLE 17383 0 0 MONSANTO CO NEW COM 61166W101 15736 132950 SH SOLE 132950 0 0 CATERPILLAR INC DEL COM 149123101 15718 146270 SH SOLE 146270 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 15453 235679 SH SOLE 235679 0 0 KAYNE ANDERSON MLP INVSMT CO COM 486606106 14843 787406 SH SOLE 787406 0 0 AT&T INC COM 00206R102 14733 390478 SH SOLE 390478 0 0 EOG RES INC COM 26875P101 14660 161952 SH SOLE 161952 0 0 CLEARBRIDGE ENERGY MLP FD IN COM 184692101 14611 957492 SH SOLE 957492 0 0 SYSCO CORP COM 871829107 14276 283642 SH SOLE 283642 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 14158 146619 SH SOLE 146619 0 0 KRAFT HEINZ CO COM 500754106 14034 163878 SH SOLE 163878 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 12893 101484 SH SOLE 101484 0 0 ISHARES INTL SEL DIV ETF 464288448 12024 367482 SH SOLE 367482 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 9829 67443 SH SOLE 67443 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 8873 75399 SH SOLE 75399 0 0 WISDOMTREE TR MIDCAP DIVI FD 97717W505 8325 85171 SH SOLE 85171 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 8166 79386 SH SOLE 79386 0 0 ISHARES EAFE SML CP ETF 464288273 7245 125251 SH SOLE 125251 0 0 ISHARES EM MKTS DIV ETF 464286319 6996 174151 SH SOLE 174151 0 0 ISHARES TR IBONDS SEP20 ETF 46434V571 5734 224043 SH SOLE 224043 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 4748 116279 SH SOLE 116279 0 0 ISHARES S&P 500 GRWT ETF 464287309 4305 31456 SH SOLE 31456 0 0 WISDOMTREE TR SMALLCAP DIVID 97717W604 4019 49932 SH SOLE 49932 0 0 BLACKROCK ENH CAP & INC FD COM 09256A109 3986 267667 SH SOLE 267667 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 3914 50071 SH SOLE 50071 0 0 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 3500 174904 SH SOLE 174904 0 0 APPLE HOSPITALITY REIT INC COM NEW 03784Y200 3445 184149 SH SOLE 184149 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 3420 59205 SH SOLE 59205 0 0 VANGUARD INDEX FDS SM CAP VAL ETF 922908611 3257 26499 SH SOLE 26499 0 0 ISHARES TR CORE MSCI EAFE 46432F842 3167 52018 SH SOLE 52018 0 0 ISHARES S&P 500 VAL ETF 464287408 3087 29407 SH SOLE 29407 0 0 WISDOMTREE TR INTL MIDCAP DV 97717W778 2481 38914 SH SOLE 38914 0 0 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 2383 66813 SH SOLE 66813 0 0 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 2347 46781 SH SOLE 46781 0 0 WISDOMTREE TR US DIVD GRT FD 97717X669 2016 54826 SH SOLE 54826 0 0 WISDOMTREE TR TOTAL DIVID FD 97717W109 1850 21746 SH SOLE 21746 0 0 SPDR INDEX SHS FDS S&P EM MKT DIV 78463X533 1735 58151 SH SOLE 58151 0 0 AMAZON COM INC COM 023135106 1713 1770 SH SOLE 1770 0 0 NEXTERA ENERGY INC COM 65339F101 1671 11926 SH SOLE 11926 0 0 PRUDENTIAL FINL INC COM 744320102 1637 15140 SH SOLE 15140 0 0 NORTHROP GRUMMAN CORP COM 666807102 1615 6289 SH SOLE 6289 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 1610 11299 SH SOLE 11299 0 0 STRYKER CORP COM 863667101 1585 11424 SH SOLE 11424 0 0 WISDOMTREE TR INTL LRGCAP DV 97717W794 1532 32403 SH SOLE 32403 0 0 CHEVRON CORP NEW COM 166764100 1512 14497 SH SOLE 14497 0 0 RYDEX ETF TRUST GUG S&P MC400 PG 78355W601 1396 9973 SH SOLE 9973 0 0 APPLE INC COM 037833100 1366 9483 SH SOLE 9483 0 0 EAST WEST BANCORP INC COM 27579R104 1339 22855 SH SOLE 22855 0 0 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 1307 10957 SH SOLE 10957 0 0 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 1269 32443 SH SOLE 32443 0 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 1214 13011 SH SOLE 13011 0 0 POWERSHARES GLOBAL ETF TRUST DEV MKTS EX-US 73936T789 1194 28594 SH SOLE 28594 0 0 SPDR INDEX SHS FDS EMERG MKTS ETF 78463X509 1075 16139 SH SOLE 16139 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 976 15273 SH SOLE 15273 0 0 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 929 4294 SH SOLE 4294 0 0 POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 922 60013 SH SOLE 60013 0 0 ISHARES TR MSCI EAFE ETF 464287465 894 13710 SH SOLE 13710 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 883 21336 SH SOLE 21336 0 0 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 876 9097 SH SOLE 9097 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 844 6228 SH SOLE 6228 0 0 RYDEX ETF TRUST GUG S&P SC600 PG 78355W809 823 8002 SH SOLE 8002 0 0 ISHARES TR CORE S&P500 ETF 464287200 805 3306 SH SOLE 3306 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 652 8444 SH SOLE 8444 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 651 11891 SH SOLE 11891 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 631 12608 SH SOLE 12608 0 0 SPDR SERIES TRUST AEROSPACE DEF 78464A631 622 8830 SH SOLE 8830 0 0 NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 591 50675 SH SOLE 50675 0 0 VANECK VECTORS ETF TR SHORT HIGH YIELD 92189F387 575 23662 SH SOLE 23662 0 0 COMERICA INC COM 200340107 569 7770 SH SOLE 7770 0 0 SYNOVUS FINL CORP COM NEW 87161C501 563 12735 SH SOLE 12735 0 0 BARD C R INC COM 067383109 561 1774 SH SOLE 1774 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 557 10143 SH SOLE 10143 0 0 WASTE CONNECTIONS INC COM 94106B101 555 8619 SH SOLE 8619 0 0 AGILENT TECHNOLOGIES IN COM 00846U101 552 9300 SH SOLE 9300 0 0 JOHNSON & JOHNSON COM 478160104 549 4153 SH SOLE 4153 0 0 PULTE GROUP INC COM 745867101 548 22346 SH SOLE 22346 0 0 F M C CORP COM NEW 302491303 546 7475 SH SOLE 7475 0 0 ALIGN TECHNOLOGY INC COM 016255101 542 3613 SH SOLE 3613 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 541 8330 SH SOLE 8330 0 0 BERRY PLASTICS GROUP INC COM 08579W103 533 9346 SH SOLE 9346 0 0 UGI CORP NEW COM 902681105 522 10784 SH SOLE 10784 0 0 LAM RESEARCH CORP COM 512807108 489 3459 SH SOLE 3459 0 0 MICROSEMI CORP COM 595137100 488 10418 SH SOLE 10418 0 0 POST HLDGS INC COM 737446104 484 6232 SH SOLE 6232 0 0 DIAMONDBACK ENERGY INC COM 25278X109 458 5152 SH SOLE 5152 0 0 EXXON MOBIL CORP COM 30231G102 407 5041 SH SOLE 5041 0 0 GENERAL ELECTRIC CO COM 369604103 407 15086 SH SOLE 15086 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 403 4347 SH SOLE 4347 0 0 ISHARES TR MSCI ACWI EX US 464288240 355 7788 SH SOLE 7788 0 0 CLAYMORE EXCHANGE TRD FD TR GUG BULL2020 E 18383M514 353 16446 SH SOLE 16446 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 349 14153 SH SOLE 14153 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 333 4171 SH SOLE 4171 0 0 ISHARES TR TIPS BD ETF 464287176 327 2883 SH SOLE 2883 0 0 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 324 3135 SH SOLE 3135 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 310 3031 SH SOLE 3031 0 0 MICROSOFT CORP COM 594918104 258 3742 SH SOLE 3742 0 0 ISHARES TR IBONDS DEC21 ETF 46435G789 254 9854 SH SOLE 9854 0 0 TOWNEBANK PORTSMOUTH VA COM 89214P109 249 8097 SH SOLE 8097 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 232 4326 SH SOLE 4326 0 0 DANAHER CORP DEL COM 235851102 228 2699 SH SOLE 2699 0 0 COCA COLA CO COM 191216100 227 5052 SH SOLE 5052 0 0 PFIZER INC COM 717081103 216 6430 SH SOLE 6430 0 0 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 214 6373 SH SOLE 6373 0 0 ISHARES TR CORE S&P SCP ETF 464287804 207 2956 SH SOLE 2956 0 0 PIMCO DYNMIC CREDIT AND MRT COM SHS 72202D106 195 8736 SH SOLE 8736 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 188 4208 SH SOLE 4208 0 0 ISHARES TR USA ESG SLCT ETF 464288802 186 1816 SH SOLE 1816 0 0 PEPSICO INC COM 713448108 174 1507 SH SOLE 1507 0 0 JPMORGAN CHASE & CO COM 46625H100 169 1851 SH SOLE 1851 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 158 3000 SH SOLE 3000 0 0 VISA INC COM CL A 92826C839 158 1687 SH SOLE 1687 0 0 NIKE INC CL B 654106103 133 2255 SH SOLE 2255 0 0 INTEL CORP COM 458140100 131 3891 SH SOLE 3891 0 0 ALPHABET INC CAP STK CL C 02079K107 124 137 SH SOLE 137 0 0 ISHARES S&P CAL AMTFR MN 464288356 124 1054 SH SOLE 1054 0 0 ADOBE SYS INC COM 00724F101 122 866 SH SOLE 866 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 120 1180 SH SOLE 1180 0 0 ADVISORSHARES TR NEWFLT MULSINC 00768Y727 115 2360 SH SOLE 2360 0 0 COMCAST CORP NEW CL A 20030N101 115 2950 SH SOLE 2950 0 0 BB&T CORP COM 054937107 111 2452 SH SOLE 2452 0 0 CONSTELLATION BRANDS INC CL A 21036P108 110 569 SH SOLE 569 0 0 HOME DEPOT INC COM 437076102 109 709 SH SOLE 709 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 106 440 SH SOLE 440 0 0 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 105 736 SH SOLE 736 0 0 WELLS FARGO & CO NEW COM 949746101 102 1841 SH SOLE 1841 0 0