0001214659-16-013076.txt : 20160809 0001214659-16-013076.hdr.sgml : 20160809 20160809170849 ACCESSION NUMBER: 0001214659-16-013076 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160809 DATE AS OF CHANGE: 20160809 EFFECTIVENESS DATE: 20160809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS LLC CENTRAL INDEX KEY: 0001079935 IRS NUMBER: 954603559 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15248 FILM NUMBER: 161819123 BUSINESS ADDRESS: STREET 1: 2121 AVENUE OF THE STARS STREET 2: SUITE 1600 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 8007235115 MAIL ADDRESS: STREET 1: 2121 AVENUE OF THE STARS STREET 2: SUITE 1600 CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS INC /ADV DATE OF NAME CHANGE: 20000717 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS LLC /ADV DATE OF NAME CHANGE: 19990217 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001079935 XXXXXXXX 06-30-2016 06-30-2016 false SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

2121 Avenue Of The Stars Suite 1600 Los Angeles CA 90067

13F HOLDINGS REPORT 028-15248 N Rachel L. Posner 310-712-2323 /s/Rachel L. Posner Los Angeles CA 08-08-2016 0 161 626055 INFORMATION TABLE 2 infotable.xml RYDEX ETF TRUST GUG S&P 500 PU GR 78355W403 67734 837154 SH SOLE 837154 0 0 UBS AG JERSEY BRH ALERIAN INFRST 902641646 31604 1117897 SH SOLE 1117897 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 25249 370000 SH SOLE 370000 0 0 ISHARES TR N AMER TECH ETF 464287549 23764 216078 SH SOLE 216078 0 0 POWERSHARES ETF TR II EURO CUR HDG 73937B514 23085 979431 SH SOLE 979431 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 21840 563179 SH SOLE 563179 0 0 CLAYMORE EXCHANGE TRD FD TR GUG BULL2020 E 18383M514 21220 977409 SH SOLE 977409 0 0 KAYNE ANDERSON MLP INVSMT CO COM 486606106 18714 919621 SH SOLE 919621 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 16485 466217 SH SOLE 466217 0 0 CONSTELLATION BRANDS INC CL A 21036P108 14869 89899 SH SOLE 89899 0 0 AT&T INC COM 00206R102 14506 335715 SH SOLE 335715 0 0 UNITEDHEALTH GROUP INC COM 91324P102 14475 102517 SH SOLE 102517 0 0 TJX COS INC NEW COM 872540109 13708 177496 SH SOLE 177496 0 0 SCHLUMBERGER LTD COM 806857108 13416 169646 SH SOLE 169646 0 0 AVAGO TECHNOLOGIES LTD SHS Y09827109 13391 86169 SH SOLE 86169 0 0 GENERAL ELECTRIC CO COM 369604103 12787 406207 SH SOLE 406207 0 0 DANAHER CORP DEL COM 235851102 12366 122437 SH SOLE 122437 0 0 FACEBOOK INC CL A 30303M102 12340 107984 SH SOLE 107984 0 0 KIMBERLY CLARK CORP COM 494368103 12246 89073 SH SOLE 89073 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 12205 47683 SH SOLE 47683 0 0 MASTERCARD INC CL A 57636Q104 11977 136006 SH SOLE 136006 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 11915 80637 SH SOLE 80637 0 0 WISDOMTREE TR DEFA FD 97717W703 11763 262856 SH SOLE 262856 0 0 LOWES COS INC COM 548661107 11654 147199 SH SOLE 147199 0 0 ALPHABET INC CAP STK CL A 02079K305 11368 16158 SH SOLE 16158 0 0 WISDOMTREE TR INTL SMCAP DIV 97717W760 10216 182073 SH SOLE 182073 0 0 CLEARBRIDGE ENERGY MLP FD IN COM 184692101 10051 630948 SH SOLE 630948 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 8822 99040 SH SOLE 99040 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 8797 86335 SH SOLE 86335 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 8716 102548 SH SOLE 102548 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 7572 70634 SH SOLE 70634 0 0 WISDOMTREE TR MIDCAP DIVI FD 97717W505 6870 76754 SH SOLE 76754 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 6378 51475 SH SOLE 51475 0 0 ISHARES EAFE SML CP ETF 464288273 5390 111691 SH SOLE 111691 0 0 ISHARES TR IBONDS SEP20 ETF 46434V571 4582 176512 SH SOLE 176512 0 0 ISHARES S&P 500 GRWT ETF 464287309 4561 39125 SH SOLE 39125 0 0 ISHARES INTL SEL DIV ETF 464288448 4202 146777 SH SOLE 146777 0 0 ISHARES S&P 500 VAL ETF 464287408 3405 36657 SH SOLE 36657 0 0 POWERSHARES GLOBAL ETF TRUST DEV MKTS EX-US 73936T789 3316 95966 SH SOLE 95966 0 0 VANGUARD INDEX FDS SM CAP VAL ETF 922908611 2923 27753 SH SOLE 27753 0 0 ISHARES EM MKTS DIV ETF 464286319 2845 85112 SH SOLE 85112 0 0 ISHARES TR CORE MSCI EAFE 46432F842 2756 53113 SH SOLE 53113 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2708 76863 SH SOLE 76863 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 2603 52291 SH SOLE 52291 0 0 WISDOMTREE TR SMALLCAP DIVID 97717W604 2448 34158 SH SOLE 34158 0 0 WISDOMTREE TR INTL MIDCAP DV 97717W778 2444 46627 SH SOLE 46627 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 2264 31682 SH SOLE 31682 0 0 APPLE HOSPITALITY REIT INC COM NEW 03784Y200 2261 120196 SH SOLE 120196 0 0 BLACKROCK ENH CAP & INC FD COM 09256A109 2165 160950 SH SOLE 160950 0 0 CLAYMORE EXCHANGE TRD FD TR GUG BLT2016 HY 18383M415 2115 81971 SH SOLE 81971 0 0 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33793E108 1856 97595 SH SOLE 97595 0 0 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 1823 59872 SH SOLE 59872 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 1788 14460 SH SOLE 14460 0 0 RYDEX ETF TRUST GUG S&P MC400 PG 78355W601 1665 13697 SH SOLE 13697 0 0 WISDOMTREE TR INTL LRGCAP DV 97717W794 1650 39875 SH SOLE 39875 0 0 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 1490 14892 SH SOLE 14892 0 0 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 1329 37761 SH SOLE 37761 0 0 SPDR INDEX SHS FDS S&P EM MKT DIV 78463X533 1234 45835 SH SOLE 45835 0 0 WISDOMTREE TR US DIVD GRT FD 97717X669 1110 35146 SH SOLE 35146 0 0 EXXON MOBIL CORP COM 30231G102 1062 11326 SH SOLE 11326 0 0 DBX ETF TR XTRAK MSCI JAPN 233051507 1049 34085 SH SOLE 34085 0 0 APPLE INC COM 037833100 1048 10958 SH SOLE 10958 0 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 1046 11067 SH SOLE 11067 0 0 WISDOMTREE TR TOTAL DIVID FD 97717W109 1041 13561 SH SOLE 13561 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 986 18257 SH SOLE 18257 0 0 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 974 24417 SH SOLE 24417 0 0 SPDR INDEX SHS FDS EMERG MKTS ETF 78463X509 959 17254 SH SOLE 17254 0 0 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 954 11527 SH SOLE 11527 0 0 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 937 7618 SH SOLE 7618 0 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 885 27806 SH SOLE 27806 0 0 POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 854 60625 SH SOLE 60625 0 0 CLAYMORE EXCHANGE TRD FD TR GUG BLT2017 HY 18383M399 846 32750 SH SOLE 32750 0 0 RYDEX ETF TRUST GUG S&P SC600 PG 78355W809 839 10222 SH SOLE 10222 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 836 7228 SH SOLE 7228 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 825 16332 SH SOLE 16332 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 789 18424 SH SOLE 18424 0 0 EAST WEST BANCORP INC COM 27579R104 753 22031 SH SOLE 22031 0 0 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 662 3711 SH SOLE 3711 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 634 27760 SH SOLE 27760 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 598 6291 SH SOLE 6291 0 0 NIKE INC CL B 654106103 550 9967 SH SOLE 9967 0 0 DBX ETF TR DB XTR MSCI EUR 233051853 531 21619 SH SOLE 21619 0 0 JOHNSON & JOHNSON COM 478160104 523 4313 SH SOLE 4313 0 0 AMAZON COM INC COM 023135106 507 709 SH SOLE 709 0 0 CLAYMORE EXCHANGE TR FD TR GUGG CRP BD 2017 18383M548 469 20608 SH SOLE 20608 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 466 5594 SH SOLE 5594 0 0 COSTCO WHSL CORP NEW COM 22160K105 445 2834 SH SOLE 2834 0 0 NORTHROP GRUMMAN CORP COM 666807102 441 1986 SH SOLE 1986 0 0 STRYKER CORP COM 863667101 429 3579 SH SOLE 3579 0 0 SEMPRA ENERGY COM 816851109 404 3539 SH SOLE 3539 0 0 AVALONBAY CMNTYS INC COM 053484101 386 2140 SH SOLE 2140 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 379 7171 SH SOLE 7171 0 0 ALLERGAN PLC SHS G0177J108 372 1608 SH SOLE 1608 0 0 WELLS FARGO & CO NEW COM 949746101 342 7221 SH SOLE 7221 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 327 4038 SH SOLE 4038 0 0 AMGEN INC COM 031162100 309 2032 SH SOLE 2032 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 302 3863 SH SOLE 3863 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 295 5280 SH SOLE 5280 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 287 7882 SH SOLE 7882 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 276 4924 SH SOLE 4924 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 273 3711 SH SOLE 3711 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 272 6278 SH SOLE 6278 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 262 4852 SH SOLE 4852 0 0 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 246 2721 SH SOLE 2721 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 245 3420 SH SOLE 3420 0 0 MICROSOFT CORP COM 594918104 233 4555 SH SOLE 4555 0 0 NEWELL RUBBERMAID INC COM 651229106 230 4737 SH SOLE 4737 0 0 CVS CAREMARK CORPORATION COM 126650100 228 2377 SH SOLE 2377 0 0 ISHARES 17 AMT-FREE ETF 464289271 225 8219 SH SOLE 8219 0 0 PFIZER INC COM 717081103 219 6210 SH SOLE 6210 0 0 VANGUARD INDEX FDS REIT ETF 922908553 215 2423 SH SOLE 2423 0 0 SALESFORCE COM INC COM 79466L302 204 2568 SH SOLE 2568 0 0 MCDONALDS CORP COM 580135101 200 1662 SH SOLE 1662 0 0 SPECTRA ENERGY CORP COM 847560109 199 5430 SH SOLE 5430 0 0 JPMORGAN CHASE & CO COM 46625H100 197 3167 SH SOLE 3167 0 0 TYSON FOODS IN CL A 902494103 195 2926 SH SOLE 2926 0 0 EQUINIX INC COM PAR $0.001 29444U700 195 502 SH SOLE 502 0 0 ISHARES TR CORE S&P500 ETF 464287200 195 924 SH SOLE 924 0 0 CONAGRA FOODS INC COM 205887102 194 4061 SH SOLE 4061 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2016 18383M555 190 8599 SH SOLE 8599 0 0 COCA COLA CO COM 191216100 187 4129 SH SOLE 4129 0 0 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 185 6435 SH SOLE 6435 0 0 BARD C R INC COM 067383109 179 761 SH SOLE 761 0 0 PEPSICO INC COM 713448108 177 1672 SH SOLE 1672 0 0 LAM RESEARCH CORP COM 512807108 177 2105 SH SOLE 2105 0 0 TOWNEBANK PORTSMOUTH VA COM 89214P109 175 8097 SH SOLE 8097 0 0 MASCO CORP COM 574599106 174 5626 SH SOLE 5626 0 0 ISHARES 16 AMT-FREE ETF 464289313 167 6289 SH SOLE 6289 0 0 MOHAWK INDS INC COM 608190104 166 873 SH SOLE 873 0 0 ALIGN TECHNOLOGY INC COM 016255101 166 2056 SH SOLE 2056 0 0 FEDEX CORP COM 31428X106 162 1069 SH SOLE 1069 0 0 XYLEM IN COM 98419M100 162 3627 SH SOLE 3627 0 0 INTEL CORP COM 458140100 162 4937 SH SOLE 4937 0 0 ORBITAL ATK INC COM 68557N103 158 1855 SH SOLE 1855 0 0 DISNEY WALT CO COM DISNEY 254687106 158 1613 SH SOLE 1613 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 157 3128 SH SOLE 3128 0 0 MERCK & CO INC COM 58933Y105 156 2700 SH SOLE 2700 0 0 AGILENT TECHNOLOGIES IN COM 00846U101 154 3469 SH SOLE 3469 0 0 SYNOVUS FINL CORP COM NEW 87161C501 151 5196 SH SOLE 5196 0 0 DELHAIZE GROUP SPONSORED ADR 29759W101 151 5733 SH SOLE 5733 0 0 ISHARES TR MSCI EAFE ETF 464287465 148 2660 SH SOLE 2660 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 147 967 SH SOLE 967 0 0 FIRST SOLAR INC COM 336433107 141 2916 SH SOLE 2916 0 0 CBRE GROUP INC CL A 12504L109 141 5333 SH SOLE 5333 0 0 ISHARES TR IBONDS SEP18 ETF 46429B580 141 5498 SH SOLE 5498 0 0 VISA INC COM CL A 92826C839 139 1868 SH SOLE 1868 0 0 SPDR SERIES TRUST NUVN CALI MUNI 78464A441 136 5342 SH SOLE 5342 0 0 ISHARES S&P CAL AMTFR MN 464288356 135 1108 SH SOLE 1108 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 134 3015 SH SOLE 3015 0 0 YUM BRANDS INC COM 988498101 130 1570 SH SOLE 1570 0 0 FIRSTENERGY COR COM 337932107 126 3597 SH SOLE 3597 0 0 MARRIOTT INTL INC NEW CL A 571903202 125 1886 SH SOLE 1886 0 0 NETFLIX INC COM 64110L106 124 1359 SH SOLE 1359 0 0 PROCTER & GAMBLE C COM 742718109 122 1435 SH SOLE 1435 0 0 ISHARES TR USA ESG SLCT ETF 464288802 120 1392 SH SOLE 1392 0 0 CITIGROUP INC COM 172967424 116 2747 SH SOLE 2747 0 0 ISHARES GLB INFRASTR ETF 464288372 115 2842 SH SOLE 2842 0 0 MARKET VECTORS ETF TR INVT GRD FL RT 92189F486 111 4455 SH SOLE 4455 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 106 590 SH SOLE 590 0 0 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 102 2383 SH SOLE 2383 0 0 NUVEEN FLOATING RATE INCOME COM 67072T108 102 9837 SH SOLE 9837 0 0