Chief Compliance Officer

0001214659-16-010886.txt : 20160415 0001214659-16-010886.hdr.sgml : 20160415 20160415131502 ACCESSION NUMBER: 0001214659-16-010886 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160415 DATE AS OF CHANGE: 20160415 EFFECTIVENESS DATE: 20160415 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS LLC CENTRAL INDEX KEY: 0001079935 IRS NUMBER: 954603559 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15248 FILM NUMBER: 161573875 BUSINESS ADDRESS: STREET 1: 2121 AVENUE OF THE STARS STREET 2: SUITE 1600 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 8007235115 MAIL ADDRESS: STREET 1: 2121 AVENUE OF THE STARS STREET 2: SUITE 1600 CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS INC /ADV DATE OF NAME CHANGE: 20000717 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS LLC /ADV DATE OF NAME CHANGE: 19990217 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001079935 XXXXXXXX 03-31-2016 03-31-2016 false SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

2121 Avenue Of The Stars Suite 1600 Los Angeles CA 90067

13F HOLDINGS REPORT 028-15248 N Rachel L. Posner Chief Compliance Officer 310-712-2323 /s/ Rachel L. Posner Los Angeles CA 04-14-2016 0 124 610097 INFORMATION TABLE 2 infotable.xml RYDEX ETF TRUST GUG S&P 500 PU GR 78355W403 65477 824642 SH SOLE 824642 0 0 UBS AG JERSEY BRH ALERIAN INFRST 902641646 25773 1071644 SH SOLE 1071644 0 0 ISHARES TR N AMER TECH ETF 464287549 23759 214699 SH SOLE 214699 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 23247 531855 SH SOLE 531855 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 23208 374992 SH SOLE 374992 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 23064 444221 SH SOLE 444221 0 0 CLAYMORE EXCHANGE TRD FD TR GUG BLT2017 HY 18383M399 22310 875242 SH SOLE 875242 0 0 KAYNE ANDERSON MLP INVSMT CO COM 486606106 16506 996128 SH SOLE 996128 0 0 AVAGO TECHNOLOGIES LTD SHS Y09827109 15840 102526 SH SOLE 102526 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 15322 427042 SH SOLE 427042 0 0 UNITEDHEALTH GROUP INC COM 91324P102 14810 114894 SH SOLE 114894 0 0 TJX COS INC NEW COM 872540109 13683 174645 SH SOLE 174645 0 0 CONSTELLATION BRANDS INC CL A 21036P108 13429 88880 SH SOLE 88880 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 12742 261741 SH SOLE 261741 0 0 NIKE INC CL B 654106103 12716 206863 SH SOLE 206863 0 0 MASTERCARD INC CL A 57636Q104 12442 131665 SH SOLE 131665 0 0 AT&T INC COM 00206R102 12420 317075 SH SOLE 317075 0 0 SCHLUMBERGER LTD COM 806857108 12253 166137 SH SOLE 166137 0 0 GENERAL ELECTRIC CO COM 369604103 12207 383998 SH SOLE 383998 0 0 ALLERGAN PLC SHS G0177J108 11847 44199 SH SOLE 44199 0 0 FACEBOOK INC CL A 30303M102 11720 102717 SH SOLE 102717 0 0 ALPHABET INC CAP STK CL A 02079K305 11546 15135 SH SOLE 15135 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 11343 209856 SH SOLE 209856 0 0 KIMBERLY CLARK CORP COM 494368103 11201 83271 SH SOLE 83271 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 10537 44814 SH SOLE 44814 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 9893 113560 SH SOLE 113560 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 9823 97972 SH SOLE 97972 0 0 WISDOMTREE TR DEFA FD 97717W703 9669 211157 SH SOLE 211157 0 0 WISDOMTREE TR INTL SMCAP DIV 97717W760 8720 148042 SH SOLE 148042 0 0 CLEARBRIDGE ENERGY MLP FD IN COM 184692101 7952 585992 SH SOLE 585992 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 7751 94076 SH SOLE 94076 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 6839 64242 SH SOLE 64242 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 6172 51866 SH SOLE 51866 0 0 WISDOMTREE TR MIDCAP DIVI FD 97717W505 6059 70367 SH SOLE 70367 0 0 ISHARES EAFE SML CP ETF 464288273 5524 110922 SH SOLE 110922 0 0 VANGUARD INDEX FDS REIT ETF 922908553 5510 65752 SH SOLE 65752 0 0 ISHARES 17 AMT-FREE ETF 464289271 4980 181628 SH SOLE 181628 0 0 ISHARES S&P 500 GRWT ETF 464287309 4625 39911 SH SOLE 39911 0 0 POWERSHARES GLOBAL ETF TRUST DEV MKTS EX-US 73936T789 3552 100453 SH SOLE 100453 0 0 ISHARES S&P 500 VAL ETF 464287408 3487 38775 SH SOLE 38775 0 0 ISHARES TR CORE MSCI EAFE 46432F842 3001 56477 SH SOLE 56477 0 0 VANGUARD INDEX FDS SM CAP VAL ETF 922908611 2992 29367 SH SOLE 29367 0 0 ISHARES 16 AMT-FREE ETF 464289313 2935 110927 SH SOLE 110927 0 0 WISDOMTREE TR INTL MIDCAP DV 97717W778 2848 51021 SH SOLE 51021 0 0 APPLE HOSPITALITY REIT INC COM NEW 03784Y200 2511 126729 SH SOLE 126729 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 2441 49987 SH SOLE 49987 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2374 68644 SH SOLE 68644 0 0 ISHARES INTL SEL DIV ETF 464288448 2244 77399 SH SOLE 77399 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 1912 15772 SH SOLE 15772 0 0 WISDOMTREE TR SMALLCAP DIVID 97717W604 1838 26752 SH SOLE 26752 0 0 RYDEX ETF TRUST GUG S&P MC400 PG 78355W601 1786 14771 SH SOLE 14771 0 0 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 1735 56301 SH SOLE 56301 0 0 WISDOMTREE TR INTL LRGCAP DV 97717W794 1732 41353 SH SOLE 41353 0 0 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 1676 17181 SH SOLE 17181 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 1576 22830 SH SOLE 22830 0 0 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 1574 84324 SH SOLE 84324 0 0 CLAYMORE EXCHANGE TRD FD TR GUG BLT2016 HY 18383M415 1562 60477 SH SOLE 60477 0 0 ISHARES EM MKTS DIV ETF 464286319 1542 47068 SH SOLE 47068 0 0 BLACKROCK ENH CAP & INC FD COM 09256A109 1502 110950 SH SOLE 110950 0 0 DBX ETF TR DB XTR MSCI EUR 233051853 1427 57856 SH SOLE 57856 0 0 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 1391 39668 SH SOLE 39668 0 0 DBX ETF TR XTRAK MSCI JAPN 233051507 1302 38801 SH SOLE 38801 0 0 SPDR INDEX SHS FDS S&P EM MKT DIV 78463X533 1249 46719 SH SOLE 46719 0 0 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 1117 13905 SH SOLE 13905 0 0 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 1069 9015 SH SOLE 9015 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1009 23377 SH SOLE 23377 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1003 19281 SH SOLE 19281 0 0 APPLE INC COM 037833100 996 9142 SH SOLE 9142 0 0 SPDR INDEX SHS FDS EMERG MKTS ETF 78463X509 942 17223 SH SOLE 17223 0 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 934 10438 SH SOLE 10438 0 0 COSTCO WHSL CORP NEW COM 22160K105 920 5840 SH SOLE 5840 0 0 POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 888 64060 SH SOLE 64060 0 0 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 855 21040 SH SOLE 21040 0 0 RYDEX ETF TRUST GUG S&P SC600 PG 78355W809 835 10589 SH SOLE 10589 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 835 7491 SH SOLE 7491 0 0 WISDOMTREE TR US DIVD GRT FD 97717X669 799 25552 SH SOLE 25552 0 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 794 29295 SH SOLE 29295 0 0 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 789 4567 SH SOLE 4567 0 0 EAST WEST BANCORP INC COM 27579R104 721 22211 SH SOLE 22211 0 0 WISDOMTREE TR TOTAL DIVID FD 97717W109 704 9490 SH SOLE 9490 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 685 30431 SH SOLE 30431 0 0 CLAYMORE EXCHANGE TR FD TR GUGG CRP BD 2017 18383M548 631 27856 SH SOLE 27856 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 583 6789 SH SOLE 6789 0 0 AMGEN INC COM 031162100 407 2714 SH SOLE 2714 0 0 NEWELL RUBBERMAID INC COM 651229106 400 9034 SH SOLE 9034 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 396 4873 SH SOLE 4873 0 0 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 350 5351 SH SOLE 5351 0 0 CVS CAREMARK CORPORATION COM 126650100 344 3312 SH SOLE 3312 0 0 SALESFORCE COM INC COM 79466L302 334 4523 SH SOLE 4523 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 305 3782 SH SOLE 3782 0 0 FEDEX CORP COM 31428X106 298 1831 SH SOLE 1831 0 0 CBRE GROUP INC CL A 12504L109 274 9505 SH SOLE 9505 0 0 JOHNSON & JOHNSON COM 478160104 250 2313 SH SOLE 2313 0 0 EXXON MOBIL CORP COM 30231G102 244 2922 SH SOLE 2922 0 0 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 234 2656 SH SOLE 2656 0 0 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 218 7539 SH SOLE 7539 0 0 AMAZON COM INC COM 023135106 210 354 SH SOLE 354 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2016 18383M555 190 8599 SH SOLE 8599 0 0 STRYKER CORP COM 863667101 175 1628 SH SOLE 1628 0 0 MARRIOTT INTL INC NEW CL A 571903202 170 2386 SH SOLE 2386 0 0 NORTHROP GRUMMAN CORP COM 666807102 164 828 SH SOLE 828 0 0 COCA COLA CO COM 191216100 157 3386 SH SOLE 3386 0 0 ISHARES S&P CAL AMTFR MN 464288356 155 1302 SH SOLE 1302 0 0 SPDR SERIES TRUST NUVN CALI MUNI 78464A441 155 6302 SH SOLE 6302 0 0 TOWNEBANK PORTSMOUTH VA COM 89214P109 155 8097 SH SOLE 8097 0 0 VALERO ENERGY CORP NEW COM 91913Y100 155 2418 SH SOLE 2418 0 0 AVALONBAY CMNTYS INC COM 053484101 155 816 SH SOLE 816 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 153 3113 SH SOLE 3113 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 150 2776 SH SOLE 2776 0 0 DELHAIZE GROUP SPONSORED ADR 29759W101 147 5661 SH SOLE 5661 0 0 INTEL CORP COM 458140100 141 4360 SH SOLE 4360 0 0 PEPSICO INC COM 713448108 141 1372 SH SOLE 1372 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 141 1781 SH SOLE 1781 0 0 ISHARES TR USA ESG SLCT ETF 464288802 123 1440 SH SOLE 1440 0 0 ISHARES GLB INFRASTR ETF 464288372 120 3078 SH SOLE 3078 0 0 ISHARES TR CORE S&P500 ETF 464287200 118 569 SH SOLE 569 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 118 778 SH SOLE 778 0 0 MARKET VECTORS ETF TR INVT GRD FL RT 57060U514 110 4453 SH SOLE 4453 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 108 2433 SH SOLE 2433 0 0 ISHARES RUS 1000 VAL ETF 464287598 106 1074 SH SOLE 1074 0 0 DISNEY WALT CO COM DISNEY 254687106 102 1026 SH SOLE 1026 0 0 MORGAN STANLEY COM NEW 617446448 102 4062 SH SOLE 4062 0 0 ISHARES US OIL EQ&SV ETF 464288844 101 2826 SH SOLE 2826 0 0 LINN ENERGY LLC UNIT LTD LIAB 536020100 4 10000 SH SOLE 10000 0 0