0001214659-16-010886.txt : 20160415
0001214659-16-010886.hdr.sgml : 20160415
20160415131502
ACCESSION NUMBER: 0001214659-16-010886
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20160415
DATE AS OF CHANGE: 20160415
EFFECTIVENESS DATE: 20160415
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS LLC
CENTRAL INDEX KEY: 0001079935
IRS NUMBER: 954603559
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15248
FILM NUMBER: 161573875
BUSINESS ADDRESS:
STREET 1: 2121 AVENUE OF THE STARS
STREET 2: SUITE 1600
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 8007235115
MAIL ADDRESS:
STREET 1: 2121 AVENUE OF THE STARS
STREET 2: SUITE 1600
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
FORMER COMPANY:
FORMER CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS INC /ADV
DATE OF NAME CHANGE: 20000717
FORMER COMPANY:
FORMER CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS LLC /ADV
DATE OF NAME CHANGE: 19990217
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001079935
XXXXXXXX
03-31-2016
03-31-2016
false
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC
2121 Avenue Of The Stars
Suite 1600
Los Angeles
CA
90067
13F HOLDINGS REPORT
028-15248
N
Rachel L. Posner
Chief Compliance Officer
310-712-2323
/s/ Rachel L. Posner
Los Angeles
CA
04-14-2016
0
124
610097
INFORMATION TABLE
2
infotable.xml
RYDEX ETF TRUST
GUG S&P 500 PU GR
78355W403
65477
824642
SH
SOLE
824642
0
0
UBS AG JERSEY BRH
ALERIAN INFRST
902641646
25773
1071644
SH
SOLE
1071644
0
0
ISHARES TR
N AMER TECH ETF
464287549
23759
214699
SH
SOLE
214699
0
0
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
23247
531855
SH
SOLE
531855
0
0
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
23208
374992
SH
SOLE
374992
0
0
WISDOMTREE TR
EUROPE HEDGED EQ
97717X701
23064
444221
SH
SOLE
444221
0
0
CLAYMORE EXCHANGE TRD FD TR
GUG BLT2017 HY
18383M399
22310
875242
SH
SOLE
875242
0
0
KAYNE ANDERSON MLP INVSMT CO
COM
486606106
16506
996128
SH
SOLE
996128
0
0
AVAGO TECHNOLOGIES LTD
SHS
Y09827109
15840
102526
SH
SOLE
102526
0
0
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
15322
427042
SH
SOLE
427042
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
14810
114894
SH
SOLE
114894
0
0
TJX COS INC NEW
COM
872540109
13683
174645
SH
SOLE
174645
0
0
CONSTELLATION BRANDS INC
CL A
21036P108
13429
88880
SH
SOLE
88880
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
12742
261741
SH
SOLE
261741
0
0
NIKE INC
CL B
654106103
12716
206863
SH
SOLE
206863
0
0
MASTERCARD INC
CL A
57636Q104
12442
131665
SH
SOLE
131665
0
0
AT&T INC
COM
00206R102
12420
317075
SH
SOLE
317075
0
0
SCHLUMBERGER LTD
COM
806857108
12253
166137
SH
SOLE
166137
0
0
GENERAL ELECTRIC CO
COM
369604103
12207
383998
SH
SOLE
383998
0
0
ALLERGAN PLC
SHS
G0177J108
11847
44199
SH
SOLE
44199
0
0
FACEBOOK INC
CL A
30303M102
11720
102717
SH
SOLE
102717
0
0
ALPHABET INC
CAP STK CL A
02079K305
11546
15135
SH
SOLE
15135
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
11343
209856
SH
SOLE
209856
0
0
KIMBERLY CLARK CORP
COM
494368103
11201
83271
SH
SOLE
83271
0
0
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
10537
44814
SH
SOLE
44814
0
0
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
9893
113560
SH
SOLE
113560
0
0
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
9823
97972
SH
SOLE
97972
0
0
WISDOMTREE TR
DEFA FD
97717W703
9669
211157
SH
SOLE
211157
0
0
WISDOMTREE TR
INTL SMCAP DIV
97717W760
8720
148042
SH
SOLE
148042
0
0
CLEARBRIDGE ENERGY MLP FD IN
COM
184692101
7952
585992
SH
SOLE
585992
0
0
VANGUARD INDEX FDS
VALUE ETF
922908744
7751
94076
SH
SOLE
94076
0
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
6839
64242
SH
SOLE
64242
0
0
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
6172
51866
SH
SOLE
51866
0
0
WISDOMTREE TR
MIDCAP DIVI FD
97717W505
6059
70367
SH
SOLE
70367
0
0
ISHARES
EAFE SML CP ETF
464288273
5524
110922
SH
SOLE
110922
0
0
VANGUARD INDEX FDS
REIT ETF
922908553
5510
65752
SH
SOLE
65752
0
0
ISHARES
17 AMT-FREE ETF
464289271
4980
181628
SH
SOLE
181628
0
0
ISHARES
S&P 500 GRWT ETF
464287309
4625
39911
SH
SOLE
39911
0
0
POWERSHARES GLOBAL ETF TRUST
DEV MKTS EX-US
73936T789
3552
100453
SH
SOLE
100453
0
0
ISHARES
S&P 500 VAL ETF
464287408
3487
38775
SH
SOLE
38775
0
0
ISHARES TR
CORE MSCI EAFE
46432F842
3001
56477
SH
SOLE
56477
0
0
VANGUARD INDEX FDS
SM CAP VAL ETF
922908611
2992
29367
SH
SOLE
29367
0
0
ISHARES
16 AMT-FREE ETF
464289313
2935
110927
SH
SOLE
110927
0
0
WISDOMTREE TR
INTL MIDCAP DV
97717W778
2848
51021
SH
SOLE
51021
0
0
APPLE HOSPITALITY REIT INC
COM NEW
03784Y200
2511
126729
SH
SOLE
126729
0
0
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
2441
49987
SH
SOLE
49987
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
2374
68644
SH
SOLE
68644
0
0
ISHARES
INTL SEL DIV ETF
464288448
2244
77399
SH
SOLE
77399
0
0
VANGUARD INDEX FDS
MID CAP ETF
922908629
1912
15772
SH
SOLE
15772
0
0
WISDOMTREE TR
SMALLCAP DIVID
97717W604
1838
26752
SH
SOLE
26752
0
0
RYDEX ETF TRUST
GUG S&P MC400 PG
78355W601
1786
14771
SH
SOLE
14771
0
0
SPDR INDEX SHS FDS
MSCI ACWI EXUS
78463X848
1735
56301
SH
SOLE
56301
0
0
WISDOMTREE TR
INTL LRGCAP DV
97717W794
1732
41353
SH
SOLE
41353
0
0
SPDR SERIES TRUST
S&P 600 SMCP VAL
78464A300
1676
17181
SH
SOLE
17181
0
0
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
1576
22830
SH
SOLE
22830
0
0
FIRST TR EXCHANGE-TRADED FD
PFD SECS INC ETF
33739E108
1574
84324
SH
SOLE
84324
0
0
CLAYMORE EXCHANGE TRD FD TR
GUG BLT2016 HY
18383M415
1562
60477
SH
SOLE
60477
0
0
ISHARES
EM MKTS DIV ETF
464286319
1542
47068
SH
SOLE
47068
0
0
BLACKROCK ENH CAP & INC FD
COM
09256A109
1502
110950
SH
SOLE
110950
0
0
DBX ETF TR
DB XTR MSCI EUR
233051853
1427
57856
SH
SOLE
57856
0
0
SPDR INDEX SHS FDS
S&P INTL ETF
78463X772
1391
39668
SH
SOLE
39668
0
0
DBX ETF TR
XTRAK MSCI JAPN
233051507
1302
38801
SH
SOLE
38801
0
0
SPDR INDEX SHS FDS
S&P EM MKT DIV
78463X533
1249
46719
SH
SOLE
46719
0
0
SPDR SERIES TRUST
S&P 400 MDCP VAL
78464A839
1117
13905
SH
SOLE
13905
0
0
SPDR SERIES TRUST
S&P 400 MDCP GRW
78464A821
1069
9015
SH
SOLE
9015
0
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
1009
23377
SH
SOLE
23377
0
0
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
1003
19281
SH
SOLE
19281
0
0
APPLE INC
COM
037833100
996
9142
SH
SOLE
9142
0
0
SPDR INDEX SHS FDS
EMERG MKTS ETF
78463X509
942
17223
SH
SOLE
17223
0
0
VANGUARD SCOTTSDALE FDS
LG-TERM COR BD
92206C813
934
10438
SH
SOLE
10438
0
0
COSTCO WHSL CORP NEW
COM
22160K105
920
5840
SH
SOLE
5840
0
0
POWERSHARES ETF TRUST
INTL DIV ACHV
73935X716
888
64060
SH
SOLE
64060
0
0
FIRST TR LRG CP VL ALPHADEX
COM SHS
33735J101
855
21040
SH
SOLE
21040
0
0
RYDEX ETF TRUST
GUG S&P SC600 PG
78355W809
835
10589
SH
SOLE
10589
0
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
835
7491
SH
SOLE
7491
0
0
WISDOMTREE TR
US DIVD GRT FD
97717X669
799
25552
SH
SOLE
25552
0
0
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
794
29295
SH
SOLE
29295
0
0
SPDR SERIES TRUST
S&P 600 SMCP GRW
78464A201
789
4567
SH
SOLE
4567
0
0
EAST WEST BANCORP INC
COM
27579R104
721
22211
SH
SOLE
22211
0
0
WISDOMTREE TR
TOTAL DIVID FD
97717W109
704
9490
SH
SOLE
9490
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
685
30431
SH
SOLE
30431
0
0
CLAYMORE EXCHANGE TR FD TR
GUGG CRP BD 2017
18383M548
631
27856
SH
SOLE
27856
0
0
VANGUARD WORLD FDS
ENERGY ETF
92204A306
583
6789
SH
SOLE
6789
0
0
AMGEN INC
COM
031162100
407
2714
SH
SOLE
2714
0
0
NEWELL RUBBERMAID INC
COM
651229106
400
9034
SH
SOLE
9034
0
0
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
396
4873
SH
SOLE
4873
0
0
SCRIPPS NETWORKS INTERACT IN
CL A COM
811065101
350
5351
SH
SOLE
5351
0
0
CVS CAREMARK CORPORATION
COM
126650100
344
3312
SH
SOLE
3312
0
0
SALESFORCE COM INC
COM
79466L302
334
4523
SH
SOLE
4523
0
0
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
305
3782
SH
SOLE
3782
0
0
FEDEX CORP
COM
31428X106
298
1831
SH
SOLE
1831
0
0
CBRE GROUP INC
CL A
12504L109
274
9505
SH
SOLE
9505
0
0
JOHNSON & JOHNSON
COM
478160104
250
2313
SH
SOLE
2313
0
0
EXXON MOBIL CORP
COM
30231G102
244
2922
SH
SOLE
2922
0
0
POWERSHARES ETF TRUST
FTSE RAFI 1000
73935X583
234
2656
SH
SOLE
2656
0
0
SCHWAB STRATEGIC TR
INTL SCEQT ETF
808524888
218
7539
SH
SOLE
7539
0
0
AMAZON COM INC
COM
023135106
210
354
SH
SOLE
354
0
0
CLAYMORE EXCHANGE TRD FD TR
GUGG CRP BD 2016
18383M555
190
8599
SH
SOLE
8599
0
0
STRYKER CORP
COM
863667101
175
1628
SH
SOLE
1628
0
0
MARRIOTT INTL INC NEW
CL A
571903202
170
2386
SH
SOLE
2386
0
0
NORTHROP GRUMMAN CORP
COM
666807102
164
828
SH
SOLE
828
0
0
COCA COLA CO
COM
191216100
157
3386
SH
SOLE
3386
0
0
ISHARES
S&P CAL AMTFR MN
464288356
155
1302
SH
SOLE
1302
0
0
SPDR SERIES TRUST
NUVN CALI MUNI
78464A441
155
6302
SH
SOLE
6302
0
0
TOWNEBANK PORTSMOUTH VA
COM
89214P109
155
8097
SH
SOLE
8097
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
155
2418
SH
SOLE
2418
0
0
AVALONBAY CMNTYS INC
COM
053484101
155
816
SH
SOLE
816
0
0
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
153
3113
SH
SOLE
3113
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
150
2776
SH
SOLE
2776
0
0
DELHAIZE GROUP
SPONSORED ADR
29759W101
147
5661
SH
SOLE
5661
0
0
INTEL CORP
COM
458140100
141
4360
SH
SOLE
4360
0
0
PEPSICO INC
COM
713448108
141
1372
SH
SOLE
1372
0
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
141
1781
SH
SOLE
1781
0
0
ISHARES TR
USA ESG SLCT ETF
464288802
123
1440
SH
SOLE
1440
0
0
ISHARES
GLB INFRASTR ETF
464288372
120
3078
SH
SOLE
3078
0
0
ISHARES TR
CORE S&P500 ETF
464287200
118
569
SH
SOLE
569
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
118
778
SH
SOLE
778
0
0
MARKET VECTORS ETF TR
INVT GRD FL RT
57060U514
110
4453
SH
SOLE
4453
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
108
2433
SH
SOLE
2433
0
0
ISHARES
RUS 1000 VAL ETF
464287598
106
1074
SH
SOLE
1074
0
0
DISNEY WALT CO
COM DISNEY
254687106
102
1026
SH
SOLE
1026
0
0
MORGAN STANLEY
COM NEW
617446448
102
4062
SH
SOLE
4062
0
0
ISHARES
US OIL EQ&SV ETF
464288844
101
2826
SH
SOLE
2826
0
0
LINN ENERGY LLC
UNIT LTD LIAB
536020100
4
10000
SH
SOLE
10000
0
0