0001214659-16-009415.txt : 20160210 0001214659-16-009415.hdr.sgml : 20160210 20160209185208 ACCESSION NUMBER: 0001214659-16-009415 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160210 DATE AS OF CHANGE: 20160209 EFFECTIVENESS DATE: 20160210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS LLC CENTRAL INDEX KEY: 0001079935 IRS NUMBER: 954603559 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15248 FILM NUMBER: 161401591 BUSINESS ADDRESS: STREET 1: 2121 AVENUE OF THE STARS STREET 2: SUITE 1600 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 8007235115 MAIL ADDRESS: STREET 1: 2121 AVENUE OF THE STARS STREET 2: SUITE 1600 CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS INC /ADV DATE OF NAME CHANGE: 20000717 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS LLC /ADV DATE OF NAME CHANGE: 19990217 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001079935 XXXXXXXX 12-31-2015 12-31-2015 false SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

2121 Avenue Of The Stars Suite 1600 Los Angeles CA 90067

13F HOLDINGS REPORT 028-15248 N Rachel L. Posner 310-712-2323 /s/ Rachel L. Posner Los Angeles CA 02-09-2016 0 122 579334 INFORMATION TABLE 2 infotable.xml RYDEX ETF TRUST GUG S&P 500 PU GR 78355W403 53872 667558 SH SOLE 667558 0 0 UBS AG JERSEY BRH ALERIAN INFRST 902641646 24673 943161 SH SOLE 943161 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 21727 911766 SH SOLE 911766 0 0 CLAYMORE EXCHANGE TRD FD TR GUG BLT2017 HY 18383M399 20841 834982 SH SOLE 834982 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 17882 296448 SH SOLE 296448 0 0 KAYNE ANDERSON MLP INVSMT CO COM 486606106 15311 885552 SH SOLE 885552 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 15294 305384 SH SOLE 305384 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 14620 398137 SH SOLE 398137 0 0 AVAGO TECHNOLOGIES LTD SHS Y09827109 14612 100670 SH SOLE 100670 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 14596 271247 SH SOLE 271247 0 0 COSTCO WHSL CORP NEW COM 22160K105 13537 83818 SH SOLE 83818 0 0 NEWELL RUBBERMAID INC COM 651229106 13279 301252 SH SOLE 301252 0 0 UNITEDHEALTH GROUP INC COM 91324P102 13189 112117 SH SOLE 112117 0 0 ALLERGAN PLC SHS G0177J108 13169 42141 SH SOLE 42141 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 12489 246381 SH SOLE 246381 0 0 NIKE INC CL B 654106103 12389 198231 SH SOLE 198231 0 0 AMGEN INC COM 031162100 12363 76160 SH SOLE 76160 0 0 CBRE GROUP INC CL A 12504L109 12085 349487 SH SOLE 349487 0 0 SALESFORCE COM INC COM 79466L302 12045 153635 SH SOLE 153635 0 0 TJX COS INC NEW COM 872540109 11897 167782 SH SOLE 167782 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 11803 190470 SH SOLE 190470 0 0 MASTERCARD INC CL A 57636Q104 11798 121179 SH SOLE 121179 0 0 CONSTELLATION BRANDS INC CL A 21036P108 11769 82621 SH SOLE 82621 0 0 FEDEX CORP COM 31428X106 10942 73439 SH SOLE 73439 0 0 SCHLUMBERGER LTD COM 806857108 10631 152420 SH SOLE 152420 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 9563 95905 SH SOLE 95905 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 9559 111221 SH SOLE 111221 0 0 WISDOMTREE TR INTL SMCAP DIV 97717W760 9212 158558 SH SOLE 158558 0 0 WISDOMTREE TR DEFA FD 97717W703 9090 195106 SH SOLE 195106 0 0 DBX ETF TR DB XTR MSCI EUR 233051853 8378 324086 SH SOLE 324086 0 0 DBX ETF TR XTRAK MSCI JAPN 233051507 8180 214753 SH SOLE 214753 0 0 CLEARBRIDGE ENERGY MLP FD IN COM 184692101 6901 454610 SH SOLE 454610 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 6482 79515 SH SOLE 79515 0 0 ISHARES EAFE SML CP ETF 464288273 6412 128375 SH SOLE 128375 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 5572 52372 SH SOLE 52372 0 0 WISDOMTREE TR MIDCAP DIVI FD 97717W505 5047 62689 SH SOLE 62689 0 0 VANGUARD INDEX FDS REIT ETF 922908553 4951 62101 SH SOLE 62101 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 4832 39788 SH SOLE 39788 0 0 ISHARES 17 AMT-FREE ETF 464289271 4653 170123 SH SOLE 170123 0 0 ISHARES S&P 500 GRWT ETF 464287309 4333 37420 SH SOLE 37420 0 0 POWERSHARES GLOBAL ETF TRUST DEV MKTS EX-US 73936T789 4222 116624 SH SOLE 116624 0 0 ISHARES TR CORE MSCI EAFE 46432F842 3762 69179 SH SOLE 69179 0 0 WISDOMTREE TR INTL MIDCAP DV 97717W778 3611 65056 SH SOLE 65056 0 0 APPLE HOSPITALITY REIT INC COM NEW 03784Y200 3203 160411 SH SOLE 160411 0 0 ISHARES S&P 500 VAL ETF 464287408 3132 35374 SH SOLE 35374 0 0 ISHARES 16 AMT-FREE ETF 464289313 2963 111739 SH SOLE 111739 0 0 ISHARES GLB INFRASTR ETF 464288372 2900 80697 SH SOLE 80697 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 2900 34892 SH SOLE 34892 0 0 VANGUARD INDEX FDS SM CAP VAL ETF 922908611 2718 27521 SH SOLE 27521 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 2279 46930 SH SOLE 46930 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 2091 43149 SH SOLE 43149 0 0 WISDOMTREE TR INTL LRGCAP DV 97717W794 2023 46873 SH SOLE 46873 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 1845 15365 SH SOLE 15365 0 0 ISHARES INTL SEL DIV ETF 464288448 1804 62851 SH SOLE 62851 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1792 54773 SH SOLE 54773 0 0 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 1669 17971 SH SOLE 17971 0 0 RYDEX ETF TRUST GUG S&P MC400 PG 78355W601 1655 13274 SH SOLE 13274 0 0 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 1646 53433 SH SOLE 53433 0 0 WISDOMTREE TR SMALLCAP DIVID 97717W604 1542 23742 SH SOLE 23742 0 0 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 1480 44360 SH SOLE 44360 0 0 CLAYMORE EXCHANGE TRD FD TR GUG BLT2016 HY 18383M415 1421 54919 SH SOLE 54919 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 1363 20423 SH SOLE 20423 0 0 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 1212 15942 SH SOLE 15942 0 0 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 1207 10246 SH SOLE 10246 0 0 SPDR INDEX SHS FDS S&P EM MKT DIV 78463X533 1108 46699 SH SOLE 46699 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1079 24861 SH SOLE 24861 0 0 BLACKROCK ENH CAP & INC FD COM 09256A109 1052 74431 SH SOLE 74431 0 0 SPDR INDEX SHS FDS EMERG MKTS ETF 78463X509 1016 19512 SH SOLE 19512 0 0 ISHARES EM MKTS DIV ETF 464286319 1003 33319 SH SOLE 33319 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 935 17956 SH SOLE 17956 0 0 POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 899 66178 SH SOLE 66178 0 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 884 30528 SH SOLE 30528 0 0 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 859 4977 SH SOLE 4977 0 0 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 844 21957 SH SOLE 21957 0 0 CLAYMORE EXCHANGE TR FD TR GUGG CRP BD 2017 18383M548 828 36786 SH SOLE 36786 0 0 RYDEX ETF TRUST GUG S&P SC600 PG 78355W809 810 10011 SH SOLE 10011 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 809 7309 SH SOLE 7309 0 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 808 9598 SH SOLE 9598 0 0 CVS CAREMARK CORPORATION COM 126650100 788 8060 SH SOLE 8060 0 0 APPLE INC COM 037833100 710 6748 SH SOLE 6748 0 0 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 704 37149 SH SOLE 37149 0 0 WISDOMTREE TR US DIVD GRT FD 97717X669 651 21452 SH SOLE 21452 0 0 WISDOMTREE TR TOTAL DIVID FD 97717W109 584 8146 SH SOLE 8146 0 0 MARKET VECTORS ETF TR INVT GRD FL RT 57060U514 508 20583 SH SOLE 20583 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 459 5867 SH SOLE 5867 0 0 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 440 15251 SH SOLE 15251 0 0 MORGAN STANLEY COM NEW 617446448 419 13164 SH SOLE 13164 0 0 GENERAL ELECTRIC CO COM 369604103 405 12993 SH SOLE 12993 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 370 6983 SH SOLE 6983 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 351 4519 SH SOLE 4519 0 0 MCKESSON CORP COM 58155Q103 341 1730 SH SOLE 1730 0 0 NUVEEN CORE EQUITY ALPHA FUN COM 67090X107 333 23332 SH SOLE 23332 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 309 3888 SH SOLE 3888 0 0 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 295 5351 SH SOLE 5351 0 0 ISHARES US OIL EQ&SV ETF 464288844 280 7814 SH SOLE 7814 0 0 JOHNSON & JOHNSON COM 478160104 271 2642 SH SOLE 2642 0 0 UNITED CONTL HLDGS INC COM 910047109 239 4177 SH SOLE 4177 0 0 LINCOLN NATL CORP IND COM 534187109 229 4549 SH SOLE 4549 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2016 18383M555 214 9682 SH SOLE 9682 0 0 AMAZON COM INC COM 023135106 204 302 SH SOLE 302 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 196 959 SH SOLE 959 0 0 ISHARES S&P CAL AMTFR MN 464288356 180 1520 SH SOLE 1520 0 0 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 176 2022 SH SOLE 2022 0 0 BANK AMER CORP COM 060505104 176 10480 SH SOLE 10480 0 0 TOWNEBANK PORTSMOUTH VA COM 89214P109 169 8097 SH SOLE 8097 0 0 MARRIOTT INTL INC NEW CL A 571903202 157 2336 SH SOLE 2336 0 0 SPDR SERIES TRUST NUVN CALI MUNI 78464A441 153 6302 SH SOLE 6302 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 152 3097 SH SOLE 3097 0 0 INGERSOLL-RAND PLC SHS G47791101 140 2534 SH SOLE 2534 0 0 EXXON MOBIL CORP COM 30231G102 138 1775 SH SOLE 1775 0 0 PEPSICO INC COM 713448108 132 1320 SH SOLE 1320 0 0 VALERO ENERGY CORP NEW COM 91913Y100 125 1767 SH SOLE 1767 0 0 DISNEY WALT CO COM DISNEY 254687106 120 1144 SH SOLE 1144 0 0 ISHARES TR USA ESG SLCT ETF 464288802 113 1357 SH SOLE 1357 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 112 2430 SH SOLE 2430 0 0 NORTHROP GRUMMAN CORP COM 666807102 109 575 SH SOLE 575 0 0 ISHARES RUS 1000 VAL ETF 464287598 105 1069 SH SOLE 1069 0 0 STRYKER CORP COM 863667101 105 1129 SH SOLE 1129 0 0 INTEL CORP COM 458140100 103 2985 SH SOLE 2985 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 102 1692 SH SOLE 1692 0 0 ALPHABET INC CAP STK CL A 02079K305 101 130 SH SOLE 130 0 0 LINN ENERGY LLC UNIT LTD LIAB 536020100 14 10500 SH SOLE 10500 0 0