0001214659-15-005908.txt : 20150807 0001214659-15-005908.hdr.sgml : 20150807 20150807122524 ACCESSION NUMBER: 0001214659-15-005908 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150807 DATE AS OF CHANGE: 20150807 EFFECTIVENESS DATE: 20150807 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS LLC CENTRAL INDEX KEY: 0001079935 IRS NUMBER: 954603559 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15248 FILM NUMBER: 151036041 BUSINESS ADDRESS: STREET 1: 2121 AVENUE OF THE STARS STREET 2: SUITE 1600 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 8007235115 MAIL ADDRESS: STREET 1: 2121 AVENUE OF THE STARS STREET 2: SUITE 1600 CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS INC /ADV DATE OF NAME CHANGE: 20000717 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE ESTATE & INVESTMENT ADVISORS LLC /ADV DATE OF NAME CHANGE: 19990217 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001079935 XXXXXXXX 06-30-2015 06-30-2015 false SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

2121 Avenue Of The Stars Suite 1600 Los Angeles CA 90067

13F HOLDINGS REPORT 028-15248 N Rachel L. Posner 310-712-2323 /s/ Rachel L. Posner Los Angeles CA 08-06-2015 0 92 447647 INFORMATION TABLE 2 infotable.xml SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 21483 881171 SH SOLE 881171 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 21261 371702 SH SOLE 371702 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 19303 313416 SH SOLE 313416 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 19170 255055 SH SOLE 255055 0 0 WISDOMTREE TR DEFA FD 97717W703 15594 305522 SH SOLE 305522 0 0 CLAYMORE EXCHANGE TR FD TR GUGG CRP BD 2017 18383M548 14948 657064 SH SOLE 657064 0 0 AVAGO TECHNOLOGIES LTD SHS Y0486S104 12782 96159 SH SOLE 96159 0 0 UNITEDHEALTH GROUP INC COM 91324P102 12121 99354 SH SOLE 99354 0 0 NIKE INC CL B 654106103 12077 111802 SH SOLE 111802 0 0 CVS CAREMARK CORPORATION COM 126650100 11517 109810 SH SOLE 109810 0 0 APPLE INC COM 037833100 11433 91152 SH SOLE 91152 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 11258 283938 SH SOLE 283938 0 0 MORGAN STANLEY COM NEW 617446448 11248 289979 SH SOLE 289979 0 0 NEWELL RUBBERMAID INC COM 651229106 10958 266564 SH SOLE 266564 0 0 CBRE GROUP INC CL A 12504L109 10911 294895 SH SOLE 294895 0 0 LINCOLN NATL CORP IND COM 534187109 10797 182325 SH SOLE 182325 0 0 MCKESSON CORP COM 58155Q103 10761 47865 SH SOLE 47865 0 0 INGERSOLL-RAND PLC SHS G47791101 10385 154040 SH SOLE 154040 0 0 ALLERGAN PLC SHS G0177J108 10295 33924 SH SOLE 33924 0 0 ISHARES US OIL EQ&SV ETF 464288844 10270 213906 SH SOLE 213906 0 0 TJX COS INC NEW COM 872540109 10092 152523 SH SOLE 152523 0 0 COSTCO WHSL CORP NEW COM 22160K105 9885 73191 SH SOLE 73191 0 0 UBS AG JERSEY BRH ALERIAN INFRST 902641646 9815 279553 SH SOLE 279553 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 9394 88145 SH SOLE 88145 0 0 RYDEX ETF TRUST GUG S&P 500 PU GR 78355W403 9349 115172 SH SOLE 115172 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 9232 101935 SH SOLE 101935 0 0 KAYNE ANDERSON MLP INVSMT CO COM 486606106 8837 287938 SH SOLE 287938 0 0 FEDEX CORP COM 31428X106 8412 49367 SH SOLE 49367 0 0 WISDOMTREE TR INTL SMCAP DIV 97717W760 7813 129486 SH SOLE 129486 0 0 ISHARES S&P 500 GRWT ETF 464287309 7748 68046 SH SOLE 68046 0 0 ISHARES S&P 500 VAL ETF 464287408 7601 82433 SH SOLE 82433 0 0 APPLE HOSPITALITY REIT INC COM NEW 03784Y200 6944 367983 SH SOLE 367983 0 0 ISHARES EAFE SML CP ETF 464288273 5419 106217 SH SOLE 106217 0 0 ISHARES 16 AMT-FREE ETF 464289313 5061 190494 SH SOLE 190494 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 4085 30429 SH SOLE 30429 0 0 VANGUARD INDEX FDS REIT ETF 922908553 3991 53439 SH SOLE 53439 0 0 WISDOMTREE TR MIDCAP DIVI FD 97717W505 3876 46893 SH SOLE 46893 0 0 ISHARES 17 AMT-FREE ETF 464289271 3813 138863 SH SOLE 138863 0 0 ISHARES INTL SEL DIV ETF 464288448 3278 101401 SH SOLE 101401 0 0 WISDOMTREE TR INTL MIDCAP DV 97717W778 2997 50707 SH SOLE 50707 0 0 VANGUARD INDEX FDS SM CAP VAL ETF 922908611 2523 23404 SH SOLE 23404 0 0 ISHARES GLB INFRASTR ETF 464288372 2500 61539 SH SOLE 61539 0 0 ISHARES EM MKTS DIV ETF 464286319 2307 55711 SH SOLE 55711 0 0 CLAYMORE EXCHANGE TRD FD TR GUG BLT2017 HY 18383M399 2238 84750 SH SOLE 84750 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2232 45967 SH SOLE 45967 0 0 CLAYMORE EXCHANGE TRD FD TR GUG BLT2016 HY 18383M415 1961 74549 SH SOLE 74549 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1945 47571 SH SOLE 47571 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 1902 38567 SH SOLE 38567 0 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 1798 45393 SH SOLE 45393 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 1634 12825 SH SOLE 12825 0 0 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 1408 40902 SH SOLE 40902 0 0 WISDOMTREE TR SMALLCAP DIVID 97717W604 1392 19760 SH SOLE 19760 0 0 ISHARES BARCLYS 1-3YR CR 464288646 1339 12714 SH SOLE 12714 0 0 BLACKROCK ENH CAP & INC FD COM 09256A109 1288 87809 SH SOLE 87809 0 0 WISDOMTREE TR DIV EX-FINL FD 97717W406 1267 17223 SH SOLE 17223 0 0 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 1131 10652 SH SOLE 10652 0 0 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 1055 24857 SH SOLE 24857 0 0 RYDEX ETF TRUST GUG S&P MC400 PG 78355W601 1048 7924 SH SOLE 7924 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 824 14337 SH SOLE 14337 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 781 9933 SH SOLE 9933 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 752 13905 SH SOLE 13905 0 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 729 8544 SH SOLE 8544 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 697 5740 SH SOLE 5740 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 696 9099 SH SOLE 9099 0 0 RYDEX ETF TRUST GUG S&P SC600 PG 78355W809 489 5435 SH SOLE 5435 0 0 UNITED CONTL HLDGS INC COM 910047109 412 7780 SH SOLE 7780 0 0 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 400 12771 SH SOLE 12771 0 0 ISHARES TR FLTG RATE BD ETF 46429B655 374 7391 SH SOLE 7391 0 0 GENERAL ELECTRIC CO COM 369604103 370 13936 SH SOLE 13936 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 363 4532 SH SOLE 4532 0 0 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 350 5351 SH SOLE 5351 0 0 MARKET VECTORS ETF TR INVT GRD FL RT 57060U514 313 12616 SH SOLE 12616 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 265 1627 SH SOLE 1627 0 0 JOHNSON & JOHNSON COM 478160104 241 2474 SH SOLE 2474 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2016 18383M555 234 10514 SH SOLE 10514 0 0 KYTHERA BIOPHARMACEUTICALS I COM 501570105 180 2388 SH SOLE 2388 0 0 ISHARES S&P CAL AMTFR MN 464288356 176 1526 SH SOLE 1526 0 0 MARRIOTT INTL INC NEW CL A 571903202 174 2336 SH SOLE 2336 0 0 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 163 1801 SH SOLE 1801 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 156 3097 SH SOLE 3097 0 0 SPDR SERIES TRUST NUVN CALI MUNI 78464A441 135 5718 SH SOLE 5718 0 0 TOWNEBANK PORTSMOUTH VA COM 89214P109 135 8317 SH SOLE 8317 0 0 POWERSHARES EXCHANGE TRADED RUSSELL 200 GRW 739371102 129 3815 SH SOLE 3815 0 0 UNITED RENTALS INC COM 911363109 127 1451 SH SOLE 1451 0 0 PEPSICO INC COM 713448108 125 1337 SH SOLE 1337 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 123 597 SH SOLE 597 0 0 ISHARES RUS 1000 VAL ETF 464287598 113 1095 SH SOLE 1095 0 0 WISDOMTREE TR US DIVD GRT FD 97717X669 108 3496 SH SOLE 3496 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 105 1645 SH SOLE 1645 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 104 2230 SH SOLE 2230 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 103 1806 SH SOLE 1806 0 0 PARKERVISION INC COM 701354102 19 51538 SH SOLE 51538 0 0